0001724269-22-000002.txt : 20220511
0001724269-22-000002.hdr.sgml : 20220511
20220511152726
ACCESSION NUMBER: 0001724269-22-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220511
DATE AS OF CHANGE: 20220511
EFFECTIVENESS DATE: 20220511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC
CENTRAL INDEX KEY: 0001724269
IRS NUMBER: 820706296
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18626
FILM NUMBER: 22913390
BUSINESS ADDRESS:
STREET 1: 25 CHESTNUT STREET
STREET 2: SUITE 200 NORTH
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
BUSINESS PHONE: 603-610-4100
MAIL ADDRESS:
STREET 1: 25 CHESTNUT STREET
STREET 2: SUITE 200 NORTH
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001724269
XXXXXXXX
03-31-2022
03-31-2022
LAKE STREET ADVISORS GROUP, LLC
25 CHESTNUT STREET
SUITE 200 NORTH
PORTSMOUTH
NH
03801
13F HOLDINGS REPORT
028-18626
N
Oliver Ball
Senior Investment Operations Analyst
6173035668
Oliver Ball
Maynard
MA
05-11-2022
0
309
1570353
false
INFORMATION TABLE
2
2022.03.31_LakeStreet_13F.xml
AT&T INC
COM
00206R102
909
38481
SH
SOLE
0
0
38481
ABB LTD
SPONSORED ADR
000375204
446
13782
SH
SOLE
0
0
13782
ABBOTT LABS
COM
002824100
1733
14640
SH
SOLE
0
0
14640
ABBVIE INC
COM
00287Y109
6074
37471
SH
SOLE
0
0
37471
ACV AUCTIONS INC
COM CL A
00091G104
279
18861
SH
SOLE
0
0
18861
ADVANCED MICRO DEVICES INC
COM
007903107
1287
11766
SH
SOLE
0
0
11766
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
2092
100284
SH
SOLE
0
0
100284
AEGON N V
NY REGISTRY SHS
007924103
130
24519
SH
SOLE
0
0
24519
AILERON THERAPEUTICS INC
COM
00887A105
10
18500
SH
SOLE
0
0
18500
AIRBNB INC
COM CL A
009066101
6026
35082
SH
SOLE
0
0
35082
AIRBNB INC
NOTE 3/1
009066AB7
31
32000
SH
SOLE
0
0
32000
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
60
52000
SH
SOLE
0
0
52000
ALARM COM HLDGS INC
NOTE 1/1
011642AB1
17
20000
SH
SOLE
0
0
20000
ALPS ETF TR
ALERIAN MLP
00162Q452
1475
38500
SH
SOLE
0
0
38500
ALLSCRIPTS HEALTHCARE SOLUTI
NOTE 0.875% 1/0
01988PAF5
35
20000
SH
SOLE
0
0
20000
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
25
17000
SH
SOLE
0
0
17000
ALTERYX INC
NOTE 1.000% 8/0
02156BAF0
37
42000
SH
SOLE
0
0
42000
AMBEV SA
SPONSORED ADR
02319V103
121
37437
SH
SOLE
0
0
37437
AMERICAN EAGLE OUTFITTERS IN
NOTE 3.750% 4/1
02553EAB2
36
17000
SH
SOLE
0
0
17000
ANGION BIOMEDICA CORP
COM
03476J107
523
246904
SH
SOLE
0
0
246904
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
738
12280
SH
SOLE
0
0
12280
APOLLO GLOBAL MGMT INC
COM
03769M106
2166
34941
SH
SOLE
0
0
34941
APPLE INC
COM
037833100
34815
199389
SH
SOLE
0
0
199389
APPLIED MATLS INC
COM
038222105
1621
12298
SH
SOLE
0
0
12298
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
29
26000
SH
SOLE
0
0
26000
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
2172
26740
SH
SOLE
0
0
26740
ASE TECHNOLOGY HLDG CO LTD
SPONSORED ADS
00215W100
83
11676
SH
SOLE
0
0
11676
BAIN CAP SPECIALTY FIN INC
COM STK
05684B107
2151
137992
SH
SOLE
0
0
137992
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
450
79133
SH
SOLE
0
0
79133
BANCO SANTANDER S.A.
ADR
05964H105
105
31154
SH
SOLE
0
0
31154
BK OF AMERICA CORP
COM
060505104
2288
55508
SH
SOLE
0
0
55508
BARCLAYS PLC
ADR
06738E204
321
40578
SH
SOLE
0
0
40578
BENTLEY SYS INC
NOTE 0.125% 1/1
08265TAB5
26
27000
SH
SOLE
0
0
27000
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7990
22641
SH
SOLE
0
0
22641
BHP GROUP LTD
SPONSORED ADS
088606108
800
10354
SH
SOLE
0
0
10354
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
69
69000
SH
SOLE
0
0
69000
BIOVENTUS INC
COM CL A
09075A108
280
19853
SH
SOLE
0
0
19853
BLACKSTONE INC
COM
09260D107
4163
32794
SH
SOLE
0
0
32794
BLACKSTONE MORTGAGE TRUST IN
NOTE 4.750% 3/1
09257WAC4
15
15000
SH
SOLE
0
0
15000
BLACKSTONE MTG TR INC
COM CL A
09257W100
2062
64877
SH
SOLE
0
0
64877
BLEND LABS INC
CL A
09352U108
899
157795
SH
SOLE
0
0
157795
BOEING CO
COM
097023105
10380
54202
SH
SOLE
0
0
54202
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
46
32000
SH
SOLE
0
0
32000
BOX INC
NOTE 1/1
10316TAB0
43
34000
SH
SOLE
0
0
34000
BP PLC
SPONSORED ADR
055622104
308
10480
SH
SOLE
0
0
10480
BRISTOL-MYERS SQUIBB CO
COM
110122108
836
11448
SH
SOLE
0
0
11448
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
11672
154722
SH
SOLE
0
0
154722
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
52987
800040
SH
SOLE
0
0
800040
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
51053
1243072
SH
SOLE
0
0
1243072
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
12169
277883
SH
SOLE
0
0
277883
BURLINGTON STORES INC
NOTE 2.250% 4/1
122017AB2
37
32000
SH
SOLE
0
0
32000
COTERRA ENERGY INC
COM
127097103
306
11353
SH
SOLE
0
0
11353
CARLYLE GROUP INC
COM
14316J108
3408
69677
SH
SOLE
0
0
69677
CARRIER GLOBAL CORPORATION
COM
14448C104
827
18018
SH
SOLE
0
0
18018
CATERPILLAR INC
COM
149123101
3428
15386
SH
SOLE
0
0
15386
LIBERTY LATIN AMERICA LTD
NOTE 2.000% 7/1
53069QAB5
25
27000
SH
SOLE
0
0
27000
SCHWAB CHARLES CORP
COM
808513105
1147
13608
SH
SOLE
0
0
13608
SCHWAB STRATEGIC TR
US REIT ETF
808524847
11605
466240
SH
SOLE
0
0
466240
CHEGG INC
NOTE 0.125% 3/1
163092AD1
12
12000
SH
SOLE
0
0
12000
CISCO SYS INC
COM
17275R102
2373
42549
SH
SOLE
0
0
42549
CITIGROUP INC
COM NEW
172967424
796
14900
SH
SOLE
0
0
14900
CME GROUP INC
COM
12572Q105
2752
11570
SH
SOLE
0
0
11570
COHERUS BIOSCIENCES INC
NOTE 1.500% 4/1
19249HAB9
17
17000
SH
SOLE
0
0
17000
COMCAST CORP NEW
CL A
20030N101
1958
41811
SH
SOLE
0
0
41811
CONCERT PHARMACEUTICALS INC
COM
206022105
119
35398
SH
SOLE
0
0
35398
CONMED CORP
NOTE 2.625% 2/0
207410AF8
19
11000
SH
SOLE
0
0
11000
COUPA SOFTWARE INC
NOTE 0.375% 6/1
22266LAF3
36
43000
SH
SOLE
0
0
43000
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
104
13268
SH
SOLE
0
0
13268
CROWN CASTLE INTL CORP NEW
COM
22822V101
2254
12208
SH
SOLE
0
0
12208
CSX CORP
COM
126408103
613
16376
SH
SOLE
0
0
16376
CVS HEALTH CORP
COM
126650100
3014
29774
SH
SOLE
0
0
29774
CYBERARK SOFTWARE LTD
NOTE 11/1
23248VAB1
40
32000
SH
SOLE
0
0
32000
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
20
11000
SH
SOLE
0
0
11000
DEXCOM INC
NOTE 0.250%11/1
252131AK3
59
52000
SH
SOLE
0
0
52000
DIGITAL RLTY TR INC
COM
253868103
1770
12484
SH
SOLE
0
0
12484
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
57
63000
SH
SOLE
0
0
63000
DISH NETWORK CORPORATION
NOTE 12/1
25470MAF6
17
17000
SH
SOLE
0
0
17000
DRAFTKINGS INC
COM CL A
26142R104
4639
238275
SH
SOLE
0
0
238275
DRAFTKINGS INC
NOTE 3/1
26142RAB0
31
43000
SH
SOLE
0
0
43000
DROPBOX INC
NOTE 3/0
26210CAC8
33
35000
SH
SOLE
0
0
35000
DROPBOX INC
NOTE 3/0
26210CAD6
25
27000
SH
SOLE
0
0
27000
EATON CORP PLC
SHS
G29183103
3012
19844
SH
SOLE
0
0
19844
EMERSON ELEC CO
COM
291011104
995
10145
SH
SOLE
0
0
10145
ENBRIDGE INC
COM
29250N105
2435
52850
SH
SOLE
0
0
52850
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
154
13772
SH
SOLE
0
0
13772
EQT CORP
NOTE 1.750% 5/0
26884LAK5
24
10000
SH
SOLE
0
0
10000
ERICSSON
ADR B SEK 10
294821608
278
30435
SH
SOLE
0
0
30435
ETSY INC
NOTE 0.125% 9/0
29786AAL0
26
26000
SH
SOLE
0
0
26000
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
77
69000
SH
SOLE
0
0
69000
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
25
26000
SH
SOLE
0
0
26000
EXXON MOBIL CORP
COM
30231G102
1000
12102
SH
SOLE
0
0
12102
META PLATFORMS INC
CL A
30303M102
4745
21337
SH
SOLE
0
0
21337
FIFTH THIRD BANCORP
COM
316773100
2349
54569
SH
SOLE
0
0
54569
FINCH THERAPEUTICS GROUP INC
COM
31773D101
3718
739136
SH
SOLE
0
0
739136
MANDIANT INC
NOTE 0.875% 6/0
31816QAF8
29
26000
SH
SOLE
0
0
26000
FIRST HORIZON CORPORATION
COM
320517105
2830
120470
SH
SOLE
0
0
120470
FIVERR INTL LTD
NOTE 11/0
33835LAA3
22
26000
SH
SOLE
0
0
26000
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
5479
116996
SH
SOLE
0
0
116996
FORD MTR CO DEL
COM
345370860
504
29799
SH
SOLE
0
0
29799
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
51
32000
SH
SOLE
0
0
32000
FULL TRUCK ALLIANCE CO LTD
SPONSORED ADS
35969L108
7249
1086838
SH
SOLE
0
0
1086838
GILEAD SCIENCES INC
COM
375558103
759
12763
SH
SOLE
0
0
12763
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
380
108664
SH
SOLE
0
0
108664
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
14
17000
SH
SOLE
0
0
17000
HALLIBURTON CO
COM
406216101
450
11894
SH
SOLE
0
0
11894
HARVARD BIOSCIENCE INC
COM
416906105
78
12479
SH
SOLE
0
0
12479
HERBALIFE NUTRITION LTD
NOTE 2.625% 3/1
42703MAD5
30
32000
SH
SOLE
0
0
32000
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
186
11127
SH
SOLE
0
0
11127
HONDA MOTOR LTD
AMERN SHS
438128308
582
20586
SH
SOLE
0
0
20586
HP INC
COM
40434L105
405
11163
SH
SOLE
0
0
11163
HSBC HLDGS PLC
SPON ADR NEW
404280406
858
25070
SH
SOLE
0
0
25070
HUNTINGTON BANCSHARES INC
COM
446150104
162
11058
SH
SOLE
0
0
11058
ICICI BANK LIMITED
ADR
45104G104
310
16359
SH
SOLE
0
0
16359
ILLUMINA INC
NOTE 8/1
452327AK5
57
52000
SH
SOLE
0
0
52000
ING GROEP N.V.
SPONSORED ADR
456837103
165
15797
SH
SOLE
0
0
15797
INSIGHT ENTERPRISES INC
NOTE 0.750% 2/1
45765UAB9
52
32000
SH
SOLE
0
0
32000
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
27
26000
SH
SOLE
0
0
26000
INTEL CORP
COM
458140100
1209
24394
SH
SOLE
0
0
24394
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
33
32000
SH
SOLE
0
0
32000
INTERPUBLIC GROUP COS INC
COM
460690100
1895
53450
SH
SOLE
0
0
53450
INVESCO DB MULTI-SECTOR COMM
AGRICULTURE FD
46140H106
1907
87156
SH
SOLE
0
0
87156
INVESCO DB MULTI-SECTOR COMM
BASE METALS FD
46140H700
2375
91913
SH
SOLE
0
0
91913
INVESCO QQQ TR
UNIT SER 1
46090E103
8721
24056
SH
SOLE
0
0
24056
IRONWOOD PHARMACEUTICALS INC
NOTE 0.750% 6/1
46333XAF5
19
17000
SH
SOLE
0
0
17000
IRONWOOD PHARMACEUTICALS INC
NOTE 1.500% 6/1
46333XAH1
20
17000
SH
SOLE
0
0
17000
ISHARES TR
COHEN STEER REIT
464287564
1845
25986
SH
SOLE
0
0
25986
ISHARES TR
CORE MSCI EAFE
46432F842
47490
683211
SH
SOLE
0
0
683211
ISHARES INC
CORE MSCI EMKT
46434G103
17428
313735
SH
SOLE
0
0
313735
ISHARES TR
CORE S&P500 ETF
464287200
11310
24928
SH
SOLE
0
0
24928
ISHARES TR
CORE S&P SCP ETF
464287804
21010
194751
SH
SOLE
0
0
194751
ISHARES TR
CORE US AGGBD ET
464287226
3435
32076
SH
SOLE
0
0
32076
ISHARES TR
ESG AW MSCI EAFE
46435G516
11763
159538
SH
SOLE
0
0
159538
ISHARES INC
ESG AWR MSCI EM
46434G863
7511
204490
SH
SOLE
0
0
204490
ISHARES TR
GLOBAL REIT ETF
46434V647
1003
34346
SH
SOLE
0
0
34346
ISHARES GOLD TR
ISHARES NEW
464285204
31377
851947
SH
SOLE
0
0
851947
ISHARES INC
MSCI FRONTIER
464286145
2823
86833
SH
SOLE
0
0
86833
ISHARES INC
MSCI EURZONE ETF
464286608
437
10103
SH
SOLE
0
0
10103
ISHARES TR
MSCI ACWI ETF
464288257
4609
46191
SH
SOLE
0
0
46191
ISHARES TR
MSCI EAFE ETF
464287465
18915
257002
SH
SOLE
0
0
257002
ISHARES TR
EAFE VALUE ETF
464288877
2052
40818
SH
SOLE
0
0
40818
ISHARES TR
MSCI EMG MKT ETF
464287234
4710
104318
SH
SOLE
0
0
104318
ISHARES TR
RUS 1000 ETF
464287622
61970
247810
SH
SOLE
0
0
247810
ISHARES TR
RUSSELL 2000 ETF
464287655
4110
20021
SH
SOLE
0
0
20021
ISHARES TR
S&P 500 GRWT ETF
464287309
846
11080
SH
SOLE
0
0
11080
ISHARES TR
CORE DIV GRWTH
46434V621
3441
64422
SH
SOLE
0
0
64422
ISHARES TR
ESG AWR MSCI USA
46435G425
4158
41027
SH
SOLE
0
0
41027
ISHARES TR
ESG AWR US AGRGT
46435U549
2065
39986
SH
SOLE
0
0
39986
ISHARES TR
RUS MID CAP ETF
464287499
3139
40226
SH
SOLE
0
0
40226
ISHARES TR
U.S. REAL ES ETF
464287739
14526
134227
SH
SOLE
0
0
134227
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
107
18658
SH
SOLE
0
0
18658
JAMES HARDIE INDS PLC
SPONSORED ADR
47030M106
363
12030
SH
SOLE
0
0
12030
JOHNSON & JOHNSON
COM
478160104
3043
17168
SH
SOLE
0
0
17168
J P MORGAN EXCHANGE-TRADED F
BETABUILDERS DEV
46641Q233
848
15242
SH
SOLE
0
0
15242
J P MORGAN EXCHANGE-TRADED F
BETABUILDERS EUR
46641Q191
4026
73353
SH
SOLE
0
0
73353
J P MORGAN EXCHANGE-TRADED F
BETABULDRS JAPAN
46641Q217
1542
30399
SH
SOLE
0
0
30399
JPMORGAN CHASE & CO
COM
46625H100
5944
43601
SH
SOLE
0
0
43601
KBR INC
NOTE 2.500%11/0
48242WAB2
43
20000
SH
SOLE
0
0
20000
KEYCORP
COM
493267108
281
12558
SH
SOLE
0
0
12558
KINDER MORGAN INC DEL
COM
49456B101
2971
157118
SH
SOLE
0
0
157118
KRANESHARES TR
CSI CHI INTERNET
500767306
1016
35643
SH
SOLE
0
0
35643
KROGER CO
COM
501044101
678
11809
SH
SOLE
0
0
11809
LIBERTY MEDIA CORP DEL
NOTE 1.000% 1/3
531229AF9
27
14000
SH
SOLE
0
0
14000
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
14
10000
SH
SOLE
0
0
10000
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
111
46243
SH
SOLE
0
0
46243
LUMEN TECHNOLOGIES INC
COM
550241103
121
10731
SH
SOLE
0
0
10731
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
30
26000
SH
SOLE
0
0
26000
MANULIFE FINL CORP
COM
56501R106
1829
85661
SH
SOLE
0
0
85661
MARATHON OIL CORP
COM
565849106
370
14750
SH
SOLE
0
0
14750
MARATHON PETE CORP
COM
56585A102
3455
40407
SH
SOLE
0
0
40407
MARRIOTT VACATIONS WORLDWIDE
NOTE 1.500% 9/1
57164YAB3
31
27000
SH
SOLE
0
0
27000
MARRIOTT VACATIONS WORLDWIDE
NOTE 1/1
57164YAD9
35
32000
SH
SOLE
0
0
32000
MASTERCARD INCORPORATED
CL A
57636Q104
3966
11099
SH
SOLE
0
0
11099
MERCK & CO INC
COM
58933Y105
1664
20281
SH
SOLE
0
0
20281
MICROCHIP TECHNOLOGY INC.
NOTE 0.125%11/1
595017AU8
36
32000
SH
SOLE
0
0
32000
MICROSOFT CORP
COM
594918104
25034
81198
SH
SOLE
0
0
81198
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
199
32166
SH
SOLE
0
0
32166
MIZUHO FINANCIAL GROUP INC
SPONSORED ADR
60687Y109
181
70386
SH
SOLE
0
0
70386
MORGAN STANLEY
COM NEW
617446448
1166
13344
SH
SOLE
0
0
13344
NATWEST GROUP PLC
SPONS ADR 2 ORD
639057108
200
35251
SH
SOLE
0
0
35251
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
26
20000
SH
SOLE
0
0
20000
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
52
52000
SH
SOLE
0
0
52000
NEXTERA ENERGY INC
COM
65339F101
1699
20053
SH
SOLE
0
0
20053
NICE LTD
NOTE 9/1
653656AB4
39
37000
SH
SOLE
0
0
37000
NIKE INC
CL B
654106103
1807
13429
SH
SOLE
0
0
13429
NOKIA CORP
SPONSORED ADR
654902204
202
36978
SH
SOLE
0
0
36978
NOMURA HLDGS INC
SPONSORED ADR
65535H208
175
41519
SH
SOLE
0
0
41519
NOVOCURE LTD
NOTE 11/0
67011XAB9
15
17000
SH
SOLE
0
0
17000
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
2065
51820
SH
SOLE
0
0
51820
NUVASIVE INC
NOTE 0.375% 3/1
670704AJ4
19
20000
SH
SOLE
0
0
20000
NVIDIA CORPORATION
COM
67066G104
6886
25235
SH
SOLE
0
0
25235
OKTA INC
NOTE 0.375% 6/1
679295AF2
31
32000
SH
SOLE
0
0
32000
ONEOK INC NEW
COM
682680103
3988
56464
SH
SOLE
0
0
56464
ORACLE CORP
COM
68389X105
1763
21314
SH
SOLE
0
0
21314
OUSTER INC
COM
68989M103
207
46000
SH
SOLE
0
0
46000
PACER FDS TR
BNCHMRK INFRA
69374H741
487
12483
SH
SOLE
0
0
12483
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
35
15000
SH
SOLE
0
0
15000
PAYPAL HLDGS INC
COM
70450Y103
1405
12152
SH
SOLE
0
0
12152
PELOTON INTERACTIVE INC
NOTE 2/1
70614WAB6
17
21000
SH
SOLE
0
0
21000
PEOPLES UNITED FINANCIAL INC
COM
712704105
288
14383
SH
SOLE
0
0
14383
PEPSICO INC
COM
713448108
3710
22166
SH
SOLE
0
0
22166
PFIZER INC
COM
717081103
5019
96943
SH
SOLE
0
0
96943
PIMCO ETF TR
ACTIVE BD ETF
72201R775
2491
24477
SH
SOLE
0
0
24477
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
24
10000
SH
SOLE
0
0
10000
PNC FINL SVCS GROUP INC
COM
693475105
1964
10650
SH
SOLE
0
0
10650
PROCTER AND GAMBLE CO
COM
742718109
2792
18272
SH
SOLE
0
0
18272
PROSHARES TR
S&P 500 DV ARIST
74348A467
3543
37328
SH
SOLE
0
0
37328
PROSHARES TR
SHT 7-10 YR TR
74348A608
259
10000
SH
SOLE
0
0
10000
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
75
54000
SH
SOLE
0
0
54000
Q2 HLDGS INC
NOTE 0.750% 6/0
74736LAD1
17
17000
SH
SOLE
0
0
17000
REDFIN CORP
NOTE 10/1
75737FAC2
15
20000
SH
SOLE
0
0
20000
REGIONS FINANCIAL CORP NEW
COM
7591EP100
403
18119
SH
SOLE
0
0
18119
RELX PLC
SPONSORED ADR
759530108
601
19315
SH
SOLE
0
0
19315
RINGCENTRAL INC
NOTE 3/0
76680RAF4
45
52000
SH
SOLE
0
0
52000
RINGCENTRAL INC
NOTE 3/1
76680RAH0
14
17000
SH
SOLE
0
0
17000
RIO TINTO PLC
SPONSORED ADR
767204100
1074
13355
SH
SOLE
0
0
13355
ROYAL CARIBBEAN GROUP
NOTE 4.250% 6/1
780153BB7
14
11000
SH
SOLE
0
0
11000
SALESFORCE COM INC
COM
79466L302
2269
10685
SH
SOLE
0
0
10685
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
4092
147365
SH
SOLE
0
0
147365
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
47647
1297584
SH
SOLE
0
0
1297584
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1899
35561
SH
SOLE
0
0
35561
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
7946
147563
SH
SOLE
0
0
147563
SELECT SECTOR SPDR TR
ENERGY
81369Y506
11034
144344
SH
SOLE
0
0
144344
SHAKE SHACK INC
NOTE 3/0
819047AB7
26
32000
SH
SOLE
0
0
32000
SHELL PLC
SPON ADS
780259305
616
11211
SH
SOLE
0
0
11211
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
16
17000
SH
SOLE
0
0
17000
SILICON LABORATORIES INC
NOTE 0.625% 6/1
826919AD4
23
17000
SH
SOLE
0
0
17000
SIMON PPTY GROUP INC NEW
COM
828806109
2505
19042
SH
SOLE
0
0
19042
SONOS INC
COM
83570H108
3604
127710
SH
SOLE
0
0
127710
SONY GROUP CORPORATION
SPONSORED ADR
835699307
1254
12211
SH
SOLE
0
0
12211
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
27
20000
SH
SOLE
0
0
20000
SPDR GOLD TR
GOLD SHS
78463V107
2186
12101
SH
SOLE
0
0
12101
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
7042
182250
SH
SOLE
0
0
182250
SPDR INDEX SHS FDS
MSCI EAFE FS ETF
78470E106
26608
345858
SH
SOLE
0
0
345858
SPDR INDEX SHS FDS
MSCI EMR MKT ETF
78470E205
1718
25091
SH
SOLE
0
0
25091
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
19924
581203
SH
SOLE
0
0
581203
SPDR SER TR
PORTFOLIO S&P600
78468R853
629
14945
SH
SOLE
0
0
14945
SPDR S&P 500 ETF TR
TR UNIT
78462F103
109031
241412
SH
SOLE
0
0
241412
SPDR SER TR
SPDR S&P 500 ETF
78468R796
13149
118442
SH
SOLE
0
0
118442
SPIRIT AIRLS INC
NOTE 1.000% 5/1
848577AB8
29
32000
SH
SOLE
0
0
32000
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
59
52000
SH
SOLE
0
0
52000
SPLUNK INC
NOTE 1.125% 6/1
848637AF1
31
32000
SH
SOLE
0
0
32000
SPOTIFY USA INC
NOTE 3/1
84921RAB6
27
32000
SH
SOLE
0
0
32000
BLOCK INC
NOTE 0.125% 3/0
852234AF0
22
17000
SH
SOLE
0
0
17000
BLOCK INC
NOTE 0.250%11/0
852234AK9
24
26000
SH
SOLE
0
0
26000
STARBUCKS CORP
COM
855244109
3059
33628
SH
SOLE
0
0
33628
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
38
37000
SH
SOLE
0
0
37000
STARWOOD PPTY TR INC
COM
85571B105
2895
119770
SH
SOLE
0
0
119770
STRIDE INC
NOTE 1.125% 9/0
86333MAA6
33
33000
SH
SOLE
0
0
33000
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
310
49360
SH
SOLE
0
0
49360
SUPERNUS PHARMACEUTICALS
NOTE 0.625% 4/0
868459AD0
20
20000
SH
SOLE
0
0
20000
SWEDISH EXPT CR CORP
ROG AGRI ETN22
870297603
1965
194117
SH
SOLE
0
0
194117
TARGET CORP
COM
87612E106
3463
16319
SH
SOLE
0
0
16319
TELADOC HEALTH INC
NOTE 1.250% 6/0
87918AAF2
27
32000
SH
SOLE
0
0
32000
TELEFONICA S A
SPONSORED ADR
879382208
178
37172
SH
SOLE
0
0
37172
TEXAS INSTRS INC
COM
882508104
4425
24115
SH
SOLE
0
0
24115
COCA COLA CO
COM
191216100
1315
21203
SH
SOLE
0
0
21203
TIDAL ETF TR
ADASINA SOCIAL
886364876
771
45730
SH
SOLE
0
0
45730
TRUIST FINL CORP
COM
89832Q109
782
13786
SH
SOLE
0
0
13786
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
44
43000
SH
SOLE
0
0
43000
US BANCORP DEL
COM NEW
902973304
746
14030
SH
SOLE
0
0
14030
UBER TECHNOLOGIES INC
COM
90353T100
2174
60927
SH
SOLE
0
0
60927
UBER TECHNOLOGIES INC
NOTE 12/1
90353TAJ9
23
26000
SH
SOLE
0
0
26000
UBS GROUP AG
SHS
H42097107
961
49200
SH
SOLE
0
0
49200
UNILEVER PLC
SPON ADR NEW
904767704
579
12715
SH
SOLE
0
0
12715
UNITEDHEALTH GROUP INC
COM
91324P102
5717
11211
SH
SOLE
0
0
11211
VAIL RESORTS INC
NOTE 1/0
91879QAN9
45
46000
SH
SOLE
0
0
46000
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
5555
97114
SH
SOLE
0
0
97114
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
1667
10060
SH
SOLE
0
0
10060
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
13714
238139
SH
SOLE
0
0
238139
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
102176
2127338
SH
SOLE
0
0
2127338
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
84780
1837856
SH
SOLE
0
0
1837856
VANGUARD INDEX FDS
VALUE ETF
922908744
4777
32323
SH
SOLE
0
0
32323
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
55201
877458
SH
SOLE
0
0
877458
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1051
16880
SH
SOLE
0
0
16880
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
2289
10978
SH
SOLE
0
0
10978
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
68977
636494
SH
SOLE
0
0
636494
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
74103
178487
SH
SOLE
0
0
178487
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
1208
14584
SH
SOLE
0
0
14584
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
1398
23582
SH
SOLE
0
0
23582
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3657
46940
SH
SOLE
0
0
46940
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
3136
61235
SH
SOLE
0
0
61235
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2384
11216
SH
SOLE
0
0
11216
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
44593
560631
SH
SOLE
0
0
560631
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
64733
284328
SH
SOLE
0
0
284328
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2508
24757
SH
SOLE
0
0
24757
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
5862
52223
SH
SOLE
0
0
52223
VANGUARD WORLD FD
ESG US STK ETF
921910733
5115
63085
SH
SOLE
0
0
63085
VERIZON COMMUNICATIONS INC
COM
92343V104
1932
37929
SH
SOLE
0
0
37929
VISA INC
COM CL A
92826C839
4236
19100
SH
SOLE
0
0
19100
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
172
10349
SH
SOLE
0
0
10349
VONAGE HLDGS CORP
NOTE 1.750% 6/0
92886TAJ1
42
32000
SH
SOLE
0
0
32000
WALMART INC
COM
931142103
1516
10182
SH
SOLE
0
0
10182
DISNEY WALT CO
COM
254687106
3045
22202
SH
SOLE
0
0
22202
WAYFAIR INC
NOTE 0.625%10/0
94419LAM3
26
32000
SH
SOLE
0
0
32000
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
18
17000
SH
SOLE
0
0
17000
WELLS FARGO CO NEW
COM
949746101
1181
24367
SH
SOLE
0
0
24367
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
50
52000
SH
SOLE
0
0
52000
WESTPAC BANKING CORP
SPONSORED ADR
961214301
203
31866
SH
SOLE
0
0
31866
WEWORK INC
CL A
96209A104
171
25000
SH
SOLE
0
0
25000
WILLIAMS COS INC
COM
969457100
3716
111220
SH
SOLE
0
0
111220
WINNEBAGO INDS INC
NOTE 1.500% 4/0
974637AB6
35
32000
SH
SOLE
0
0
32000
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
4220
65917
SH
SOLE
0
0
65917
WISDOMTREE TR
CHINADIV EX FI
97717X719
453
11324
SH
SOLE
0
0
11324
WIX COM LTD
NOTE 8/1
92940WAD1
15
17000
SH
SOLE
0
0
17000
DBX ETF TR
XTRACK MSCI JAPN
233051507
1421
28988
SH
SOLE
0
0
28988
ZENDESK INC
NOTE 0.625% 6/1
98936JAD3
40
32000
SH
SOLE
0
0
32000
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
19
17000
SH
SOLE
0
0
17000
ZSCALER INC
NOTE 0.125% 7/0
98980GAB8
29
17000
SH
SOLE
0
0
17000
ZYNGA INC
NOTE 0.250% 6/0
98986TAB4
32
26000
SH
SOLE
0
0
26000