Senior Investment Operations Analyst

0001724269-22-000002.txt : 20220511 0001724269-22-000002.hdr.sgml : 20220511 20220511152726 ACCESSION NUMBER: 0001724269-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220511 DATE AS OF CHANGE: 20220511 EFFECTIVENESS DATE: 20220511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 22913390 BUSINESS ADDRESS: STREET 1: 25 CHESTNUT STREET STREET 2: SUITE 200 NORTH CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 25 CHESTNUT STREET STREET 2: SUITE 200 NORTH CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001724269 XXXXXXXX 03-31-2022 03-31-2022 LAKE STREET ADVISORS GROUP, LLC

25 CHESTNUT STREET SUITE 200 NORTH PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Oliver Ball Senior Investment Operations Analyst 6173035668 Oliver Ball Maynard MA 05-11-2022 0 309 1570353 false INFORMATION TABLE 2 2022.03.31_LakeStreet_13F.xml AT&T INC COM 00206R102 909 38481 SH SOLE 0 0 38481 ABB LTD SPONSORED ADR 000375204 446 13782 SH SOLE 0 0 13782 ABBOTT LABS COM 002824100 1733 14640 SH SOLE 0 0 14640 ABBVIE INC COM 00287Y109 6074 37471 SH SOLE 0 0 37471 ACV AUCTIONS INC COM CL A 00091G104 279 18861 SH SOLE 0 0 18861 ADVANCED MICRO DEVICES INC COM 007903107 1287 11766 SH SOLE 0 0 11766 ADVISORSHARES TR PURE US CANNABIS 00768Y453 2092 100284 SH SOLE 0 0 100284 AEGON N V NY REGISTRY SHS 007924103 130 24519 SH SOLE 0 0 24519 AILERON THERAPEUTICS INC COM 00887A105 10 18500 SH SOLE 0 0 18500 AIRBNB INC COM CL A 009066101 6026 35082 SH SOLE 0 0 35082 AIRBNB INC NOTE 3/1 009066AB7 31 32000 SH SOLE 0 0 32000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 60 52000 SH SOLE 0 0 52000 ALARM COM HLDGS INC NOTE 1/1 011642AB1 17 20000 SH SOLE 0 0 20000 ALPS ETF TR ALERIAN MLP 00162Q452 1475 38500 SH SOLE 0 0 38500 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 35 20000 SH SOLE 0 0 20000 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 25 17000 SH SOLE 0 0 17000 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 37 42000 SH SOLE 0 0 42000 AMBEV SA SPONSORED ADR 02319V103 121 37437 SH SOLE 0 0 37437 AMERICAN EAGLE OUTFITTERS IN NOTE 3.750% 4/1 02553EAB2 36 17000 SH SOLE 0 0 17000 ANGION BIOMEDICA CORP COM 03476J107 523 246904 SH SOLE 0 0 246904 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 738 12280 SH SOLE 0 0 12280 APOLLO GLOBAL MGMT INC COM 03769M106 2166 34941 SH SOLE 0 0 34941 APPLE INC COM 037833100 34815 199389 SH SOLE 0 0 199389 APPLIED MATLS INC COM 038222105 1621 12298 SH SOLE 0 0 12298 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 29 26000 SH SOLE 0 0 26000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2172 26740 SH SOLE 0 0 26740 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 83 11676 SH SOLE 0 0 11676 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 2151 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 450 79133 SH SOLE 0 0 79133 BANCO SANTANDER S.A. ADR 05964H105 105 31154 SH SOLE 0 0 31154 BK OF AMERICA CORP COM 060505104 2288 55508 SH SOLE 0 0 55508 BARCLAYS PLC ADR 06738E204 321 40578 SH SOLE 0 0 40578 BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 26 27000 SH SOLE 0 0 27000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7990 22641 SH SOLE 0 0 22641 BHP GROUP LTD SPONSORED ADS 088606108 800 10354 SH SOLE 0 0 10354 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 69 69000 SH SOLE 0 0 69000 BIOVENTUS INC COM CL A 09075A108 280 19853 SH SOLE 0 0 19853 BLACKSTONE INC COM 09260D107 4163 32794 SH SOLE 0 0 32794 BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 15 15000 SH SOLE 0 0 15000 BLACKSTONE MTG TR INC COM CL A 09257W100 2062 64877 SH SOLE 0 0 64877 BLEND LABS INC CL A 09352U108 899 157795 SH SOLE 0 0 157795 BOEING CO COM 097023105 10380 54202 SH SOLE 0 0 54202 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 46 32000 SH SOLE 0 0 32000 BOX INC NOTE 1/1 10316TAB0 43 34000 SH SOLE 0 0 34000 BP PLC SPONSORED ADR 055622104 308 10480 SH SOLE 0 0 10480 BRISTOL-MYERS SQUIBB CO COM 110122108 836 11448 SH SOLE 0 0 11448 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 11672 154722 SH SOLE 0 0 154722 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 52987 800040 SH SOLE 0 0 800040 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 51053 1243072 SH SOLE 0 0 1243072 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 12169 277883 SH SOLE 0 0 277883 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 37 32000 SH SOLE 0 0 32000 COTERRA ENERGY INC COM 127097103 306 11353 SH SOLE 0 0 11353 CARLYLE GROUP INC COM 14316J108 3408 69677 SH SOLE 0 0 69677 CARRIER GLOBAL CORPORATION COM 14448C104 827 18018 SH SOLE 0 0 18018 CATERPILLAR INC COM 149123101 3428 15386 SH SOLE 0 0 15386 LIBERTY LATIN AMERICA LTD NOTE 2.000% 7/1 53069QAB5 25 27000 SH SOLE 0 0 27000 SCHWAB CHARLES CORP COM 808513105 1147 13608 SH SOLE 0 0 13608 SCHWAB STRATEGIC TR US REIT ETF 808524847 11605 466240 SH SOLE 0 0 466240 CHEGG INC NOTE 0.125% 3/1 163092AD1 12 12000 SH SOLE 0 0 12000 CISCO SYS INC COM 17275R102 2373 42549 SH SOLE 0 0 42549 CITIGROUP INC COM NEW 172967424 796 14900 SH SOLE 0 0 14900 CME GROUP INC COM 12572Q105 2752 11570 SH SOLE 0 0 11570 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 17 17000 SH SOLE 0 0 17000 COMCAST CORP NEW CL A 20030N101 1958 41811 SH SOLE 0 0 41811 CONCERT PHARMACEUTICALS INC COM 206022105 119 35398 SH SOLE 0 0 35398 CONMED CORP NOTE 2.625% 2/0 207410AF8 19 11000 SH SOLE 0 0 11000 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 36 43000 SH SOLE 0 0 43000 CREDIT SUISSE GROUP SPONSORED ADR 225401108 104 13268 SH SOLE 0 0 13268 CROWN CASTLE INTL CORP NEW COM 22822V101 2254 12208 SH SOLE 0 0 12208 CSX CORP COM 126408103 613 16376 SH SOLE 0 0 16376 CVS HEALTH CORP COM 126650100 3014 29774 SH SOLE 0 0 29774 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 40 32000 SH SOLE 0 0 32000 DATADOG INC NOTE 0.125% 6/1 23804LAB9 20 11000 SH SOLE 0 0 11000 DEXCOM INC NOTE 0.250%11/1 252131AK3 59 52000 SH SOLE 0 0 52000 DIGITAL RLTY TR INC COM 253868103 1770 12484 SH SOLE 0 0 12484 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 57 63000 SH SOLE 0 0 63000 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 17 17000 SH SOLE 0 0 17000 DRAFTKINGS INC COM CL A 26142R104 4639 238275 SH SOLE 0 0 238275 DRAFTKINGS INC NOTE 3/1 26142RAB0 31 43000 SH SOLE 0 0 43000 DROPBOX INC NOTE 3/0 26210CAC8 33 35000 SH SOLE 0 0 35000 DROPBOX INC NOTE 3/0 26210CAD6 25 27000 SH SOLE 0 0 27000 EATON CORP PLC SHS G29183103 3012 19844 SH SOLE 0 0 19844 EMERSON ELEC CO COM 291011104 995 10145 SH SOLE 0 0 10145 ENBRIDGE INC COM 29250N105 2435 52850 SH SOLE 0 0 52850 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 154 13772 SH SOLE 0 0 13772 EQT CORP NOTE 1.750% 5/0 26884LAK5 24 10000 SH SOLE 0 0 10000 ERICSSON ADR B SEK 10 294821608 278 30435 SH SOLE 0 0 30435 ETSY INC NOTE 0.125% 9/0 29786AAL0 26 26000 SH SOLE 0 0 26000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 77 69000 SH SOLE 0 0 69000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 25 26000 SH SOLE 0 0 26000 EXXON MOBIL CORP COM 30231G102 1000 12102 SH SOLE 0 0 12102 META PLATFORMS INC CL A 30303M102 4745 21337 SH SOLE 0 0 21337 FIFTH THIRD BANCORP COM 316773100 2349 54569 SH SOLE 0 0 54569 FINCH THERAPEUTICS GROUP INC COM 31773D101 3718 739136 SH SOLE 0 0 739136 MANDIANT INC NOTE 0.875% 6/0 31816QAF8 29 26000 SH SOLE 0 0 26000 FIRST HORIZON CORPORATION COM 320517105 2830 120470 SH SOLE 0 0 120470 FIVERR INTL LTD NOTE 11/0 33835LAA3 22 26000 SH SOLE 0 0 26000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 5479 116996 SH SOLE 0 0 116996 FORD MTR CO DEL COM 345370860 504 29799 SH SOLE 0 0 29799 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 51 32000 SH SOLE 0 0 32000 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 7249 1086838 SH SOLE 0 0 1086838 GILEAD SCIENCES INC COM 375558103 759 12763 SH SOLE 0 0 12763 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 380 108664 SH SOLE 0 0 108664 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 14 17000 SH SOLE 0 0 17000 HALLIBURTON CO COM 406216101 450 11894 SH SOLE 0 0 11894 HARVARD BIOSCIENCE INC COM 416906105 78 12479 SH SOLE 0 0 12479 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 30 32000 SH SOLE 0 0 32000 HEWLETT PACKARD ENTERPRISE C COM 42824C109 186 11127 SH SOLE 0 0 11127 HONDA MOTOR LTD AMERN SHS 438128308 582 20586 SH SOLE 0 0 20586 HP INC COM 40434L105 405 11163 SH SOLE 0 0 11163 HSBC HLDGS PLC SPON ADR NEW 404280406 858 25070 SH SOLE 0 0 25070 HUNTINGTON BANCSHARES INC COM 446150104 162 11058 SH SOLE 0 0 11058 ICICI BANK LIMITED ADR 45104G104 310 16359 SH SOLE 0 0 16359 ILLUMINA INC NOTE 8/1 452327AK5 57 52000 SH SOLE 0 0 52000 ING GROEP N.V. SPONSORED ADR 456837103 165 15797 SH SOLE 0 0 15797 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 52 32000 SH SOLE 0 0 32000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 27 26000 SH SOLE 0 0 26000 INTEL CORP COM 458140100 1209 24394 SH SOLE 0 0 24394 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 33 32000 SH SOLE 0 0 32000 INTERPUBLIC GROUP COS INC COM 460690100 1895 53450 SH SOLE 0 0 53450 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1907 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 2375 91913 SH SOLE 0 0 91913 INVESCO QQQ TR UNIT SER 1 46090E103 8721 24056 SH SOLE 0 0 24056 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 19 17000 SH SOLE 0 0 17000 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 20 17000 SH SOLE 0 0 17000 ISHARES TR COHEN STEER REIT 464287564 1845 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 47490 683211 SH SOLE 0 0 683211 ISHARES INC CORE MSCI EMKT 46434G103 17428 313735 SH SOLE 0 0 313735 ISHARES TR CORE S&P500 ETF 464287200 11310 24928 SH SOLE 0 0 24928 ISHARES TR CORE S&P SCP ETF 464287804 21010 194751 SH SOLE 0 0 194751 ISHARES TR CORE US AGGBD ET 464287226 3435 32076 SH SOLE 0 0 32076 ISHARES TR ESG AW MSCI EAFE 46435G516 11763 159538 SH SOLE 0 0 159538 ISHARES INC ESG AWR MSCI EM 46434G863 7511 204490 SH SOLE 0 0 204490 ISHARES TR GLOBAL REIT ETF 46434V647 1003 34346 SH SOLE 0 0 34346 ISHARES GOLD TR ISHARES NEW 464285204 31377 851947 SH SOLE 0 0 851947 ISHARES INC MSCI FRONTIER 464286145 2823 86833 SH SOLE 0 0 86833 ISHARES INC MSCI EURZONE ETF 464286608 437 10103 SH SOLE 0 0 10103 ISHARES TR MSCI ACWI ETF 464288257 4609 46191 SH SOLE 0 0 46191 ISHARES TR MSCI EAFE ETF 464287465 18915 257002 SH SOLE 0 0 257002 ISHARES TR EAFE VALUE ETF 464288877 2052 40818 SH SOLE 0 0 40818 ISHARES TR MSCI EMG MKT ETF 464287234 4710 104318 SH SOLE 0 0 104318 ISHARES TR RUS 1000 ETF 464287622 61970 247810 SH SOLE 0 0 247810 ISHARES TR RUSSELL 2000 ETF 464287655 4110 20021 SH SOLE 0 0 20021 ISHARES TR S&P 500 GRWT ETF 464287309 846 11080 SH SOLE 0 0 11080 ISHARES TR CORE DIV GRWTH 46434V621 3441 64422 SH SOLE 0 0 64422 ISHARES TR ESG AWR MSCI USA 46435G425 4158 41027 SH SOLE 0 0 41027 ISHARES TR ESG AWR US AGRGT 46435U549 2065 39986 SH SOLE 0 0 39986 ISHARES TR RUS MID CAP ETF 464287499 3139 40226 SH SOLE 0 0 40226 ISHARES TR U.S. REAL ES ETF 464287739 14526 134227 SH SOLE 0 0 134227 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 107 18658 SH SOLE 0 0 18658 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 363 12030 SH SOLE 0 0 12030 JOHNSON & JOHNSON COM 478160104 3043 17168 SH SOLE 0 0 17168 J P MORGAN EXCHANGE-TRADED F BETABUILDERS DEV 46641Q233 848 15242 SH SOLE 0 0 15242 J P MORGAN EXCHANGE-TRADED F BETABUILDERS EUR 46641Q191 4026 73353 SH SOLE 0 0 73353 J P MORGAN EXCHANGE-TRADED F BETABULDRS JAPAN 46641Q217 1542 30399 SH SOLE 0 0 30399 JPMORGAN CHASE & CO COM 46625H100 5944 43601 SH SOLE 0 0 43601 KBR INC NOTE 2.500%11/0 48242WAB2 43 20000 SH SOLE 0 0 20000 KEYCORP COM 493267108 281 12558 SH SOLE 0 0 12558 KINDER MORGAN INC DEL COM 49456B101 2971 157118 SH SOLE 0 0 157118 KRANESHARES TR CSI CHI INTERNET 500767306 1016 35643 SH SOLE 0 0 35643 KROGER CO COM 501044101 678 11809 SH SOLE 0 0 11809 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 27 14000 SH SOLE 0 0 14000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 14 10000 SH SOLE 0 0 10000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 111 46243 SH SOLE 0 0 46243 LUMEN TECHNOLOGIES INC COM 550241103 121 10731 SH SOLE 0 0 10731 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 30 26000 SH SOLE 0 0 26000 MANULIFE FINL CORP COM 56501R106 1829 85661 SH SOLE 0 0 85661 MARATHON OIL CORP COM 565849106 370 14750 SH SOLE 0 0 14750 MARATHON PETE CORP COM 56585A102 3455 40407 SH SOLE 0 0 40407 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 31 27000 SH SOLE 0 0 27000 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 35 32000 SH SOLE 0 0 32000 MASTERCARD INCORPORATED CL A 57636Q104 3966 11099 SH SOLE 0 0 11099 MERCK & CO INC COM 58933Y105 1664 20281 SH SOLE 0 0 20281 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 36 32000 SH SOLE 0 0 32000 MICROSOFT CORP COM 594918104 25034 81198 SH SOLE 0 0 81198 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 199 32166 SH SOLE 0 0 32166 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 181 70386 SH SOLE 0 0 70386 MORGAN STANLEY COM NEW 617446448 1166 13344 SH SOLE 0 0 13344 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 200 35251 SH SOLE 0 0 35251 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 26 20000 SH SOLE 0 0 20000 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 52 52000 SH SOLE 0 0 52000 NEXTERA ENERGY INC COM 65339F101 1699 20053 SH SOLE 0 0 20053 NICE LTD NOTE 9/1 653656AB4 39 37000 SH SOLE 0 0 37000 NIKE INC CL B 654106103 1807 13429 SH SOLE 0 0 13429 NOKIA CORP SPONSORED ADR 654902204 202 36978 SH SOLE 0 0 36978 NOMURA HLDGS INC SPONSORED ADR 65535H208 175 41519 SH SOLE 0 0 41519 NOVOCURE LTD NOTE 11/0 67011XAB9 15 17000 SH SOLE 0 0 17000 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 2065 51820 SH SOLE 0 0 51820 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 19 20000 SH SOLE 0 0 20000 NVIDIA CORPORATION COM 67066G104 6886 25235 SH SOLE 0 0 25235 OKTA INC NOTE 0.375% 6/1 679295AF2 31 32000 SH SOLE 0 0 32000 ONEOK INC NEW COM 682680103 3988 56464 SH SOLE 0 0 56464 ORACLE CORP COM 68389X105 1763 21314 SH SOLE 0 0 21314 OUSTER INC COM 68989M103 207 46000 SH SOLE 0 0 46000 PACER FDS TR BNCHMRK INFRA 69374H741 487 12483 SH SOLE 0 0 12483 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 35 15000 SH SOLE 0 0 15000 PAYPAL HLDGS INC COM 70450Y103 1405 12152 SH SOLE 0 0 12152 PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 17 21000 SH SOLE 0 0 21000 PEOPLES UNITED FINANCIAL INC COM 712704105 288 14383 SH SOLE 0 0 14383 PEPSICO INC COM 713448108 3710 22166 SH SOLE 0 0 22166 PFIZER INC COM 717081103 5019 96943 SH SOLE 0 0 96943 PIMCO ETF TR ACTIVE BD ETF 72201R775 2491 24477 SH SOLE 0 0 24477 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 24 10000 SH SOLE 0 0 10000 PNC FINL SVCS GROUP INC COM 693475105 1964 10650 SH SOLE 0 0 10650 PROCTER AND GAMBLE CO COM 742718109 2792 18272 SH SOLE 0 0 18272 PROSHARES TR S&P 500 DV ARIST 74348A467 3543 37328 SH SOLE 0 0 37328 PROSHARES TR SHT 7-10 YR TR 74348A608 259 10000 SH SOLE 0 0 10000 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 75 54000 SH SOLE 0 0 54000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 17 17000 SH SOLE 0 0 17000 REDFIN CORP NOTE 10/1 75737FAC2 15 20000 SH SOLE 0 0 20000 REGIONS FINANCIAL CORP NEW COM 7591EP100 403 18119 SH SOLE 0 0 18119 RELX PLC SPONSORED ADR 759530108 601 19315 SH SOLE 0 0 19315 RINGCENTRAL INC NOTE 3/0 76680RAF4 45 52000 SH SOLE 0 0 52000 RINGCENTRAL INC NOTE 3/1 76680RAH0 14 17000 SH SOLE 0 0 17000 RIO TINTO PLC SPONSORED ADR 767204100 1074 13355 SH SOLE 0 0 13355 ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 14 11000 SH SOLE 0 0 11000 SALESFORCE COM INC COM 79466L302 2269 10685 SH SOLE 0 0 10685 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4092 147365 SH SOLE 0 0 147365 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 47647 1297584 SH SOLE 0 0 1297584 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1899 35561 SH SOLE 0 0 35561 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 7946 147563 SH SOLE 0 0 147563 SELECT SECTOR SPDR TR ENERGY 81369Y506 11034 144344 SH SOLE 0 0 144344 SHAKE SHACK INC NOTE 3/0 819047AB7 26 32000 SH SOLE 0 0 32000 SHELL PLC SPON ADS 780259305 616 11211 SH SOLE 0 0 11211 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 16 17000 SH SOLE 0 0 17000 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 23 17000 SH SOLE 0 0 17000 SIMON PPTY GROUP INC NEW COM 828806109 2505 19042 SH SOLE 0 0 19042 SONOS INC COM 83570H108 3604 127710 SH SOLE 0 0 127710 SONY GROUP CORPORATION SPONSORED ADR 835699307 1254 12211 SH SOLE 0 0 12211 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 27 20000 SH SOLE 0 0 20000 SPDR GOLD TR GOLD SHS 78463V107 2186 12101 SH SOLE 0 0 12101 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 7042 182250 SH SOLE 0 0 182250 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 26608 345858 SH SOLE 0 0 345858 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 1718 25091 SH SOLE 0 0 25091 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 19924 581203 SH SOLE 0 0 581203 SPDR SER TR PORTFOLIO S&P600 78468R853 629 14945 SH SOLE 0 0 14945 SPDR S&P 500 ETF TR TR UNIT 78462F103 109031 241412 SH SOLE 0 0 241412 SPDR SER TR SPDR S&P 500 ETF 78468R796 13149 118442 SH SOLE 0 0 118442 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 29 32000 SH SOLE 0 0 32000 SPLUNK INC NOTE 0.500% 9/1 848637AC8 59 52000 SH SOLE 0 0 52000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 31 32000 SH SOLE 0 0 32000 SPOTIFY USA INC NOTE 3/1 84921RAB6 27 32000 SH SOLE 0 0 32000 BLOCK INC NOTE 0.125% 3/0 852234AF0 22 17000 SH SOLE 0 0 17000 BLOCK INC NOTE 0.250%11/0 852234AK9 24 26000 SH SOLE 0 0 26000 STARBUCKS CORP COM 855244109 3059 33628 SH SOLE 0 0 33628 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 38 37000 SH SOLE 0 0 37000 STARWOOD PPTY TR INC COM 85571B105 2895 119770 SH SOLE 0 0 119770 STRIDE INC NOTE 1.125% 9/0 86333MAA6 33 33000 SH SOLE 0 0 33000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 310 49360 SH SOLE 0 0 49360 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 20 20000 SH SOLE 0 0 20000 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1965 194117 SH SOLE 0 0 194117 TARGET CORP COM 87612E106 3463 16319 SH SOLE 0 0 16319 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 27 32000 SH SOLE 0 0 32000 TELEFONICA S A SPONSORED ADR 879382208 178 37172 SH SOLE 0 0 37172 TEXAS INSTRS INC COM 882508104 4425 24115 SH SOLE 0 0 24115 COCA COLA CO COM 191216100 1315 21203 SH SOLE 0 0 21203 TIDAL ETF TR ADASINA SOCIAL 886364876 771 45730 SH SOLE 0 0 45730 TRUIST FINL CORP COM 89832Q109 782 13786 SH SOLE 0 0 13786 TWITTER INC NOTE 0.250% 6/1 90184LAF9 44 43000 SH SOLE 0 0 43000 US BANCORP DEL COM NEW 902973304 746 14030 SH SOLE 0 0 14030 UBER TECHNOLOGIES INC COM 90353T100 2174 60927 SH SOLE 0 0 60927 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 23 26000 SH SOLE 0 0 26000 UBS GROUP AG SHS H42097107 961 49200 SH SOLE 0 0 49200 UNILEVER PLC SPON ADR NEW 904767704 579 12715 SH SOLE 0 0 12715 UNITEDHEALTH GROUP INC COM 91324P102 5717 11211 SH SOLE 0 0 11211 VAIL RESORTS INC NOTE 1/0 91879QAN9 45 46000 SH SOLE 0 0 46000 VANGUARD WORLD FD ESG INTL STK ETF 921910725 5555 97114 SH SOLE 0 0 97114 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1667 10060 SH SOLE 0 0 10060 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 13714 238139 SH SOLE 0 0 238139 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 102176 2127338 SH SOLE 0 0 2127338 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 84780 1837856 SH SOLE 0 0 1837856 VANGUARD INDEX FDS VALUE ETF 922908744 4777 32323 SH SOLE 0 0 32323 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 55201 877458 SH SOLE 0 0 877458 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1051 16880 SH SOLE 0 0 16880 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2289 10978 SH SOLE 0 0 10978 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 68977 636494 SH SOLE 0 0 636494 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 74103 178487 SH SOLE 0 0 178487 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1208 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1398 23582 SH SOLE 0 0 23582 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3657 46940 SH SOLE 0 0 46940 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3136 61235 SH SOLE 0 0 61235 VANGUARD INDEX FDS SMALL CP ETF 922908751 2384 11216 SH SOLE 0 0 11216 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 44593 560631 SH SOLE 0 0 560631 VANGUARD INDEX FDS TOTAL STK MKT 922908769 64733 284328 SH SOLE 0 0 284328 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2508 24757 SH SOLE 0 0 24757 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5862 52223 SH SOLE 0 0 52223 VANGUARD WORLD FD ESG US STK ETF 921910733 5115 63085 SH SOLE 0 0 63085 VERIZON COMMUNICATIONS INC COM 92343V104 1932 37929 SH SOLE 0 0 37929 VISA INC COM CL A 92826C839 4236 19100 SH SOLE 0 0 19100 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 172 10349 SH SOLE 0 0 10349 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 42 32000 SH SOLE 0 0 32000 WALMART INC COM 931142103 1516 10182 SH SOLE 0 0 10182 DISNEY WALT CO COM 254687106 3045 22202 SH SOLE 0 0 22202 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 26 32000 SH SOLE 0 0 32000 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 18 17000 SH SOLE 0 0 17000 WELLS FARGO CO NEW COM 949746101 1181 24367 SH SOLE 0 0 24367 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 50 52000 SH SOLE 0 0 52000 WESTPAC BANKING CORP SPONSORED ADR 961214301 203 31866 SH SOLE 0 0 31866 WEWORK INC CL A 96209A104 171 25000 SH SOLE 0 0 25000 WILLIAMS COS INC COM 969457100 3716 111220 SH SOLE 0 0 111220 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 35 32000 SH SOLE 0 0 32000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4220 65917 SH SOLE 0 0 65917 WISDOMTREE TR CHINADIV EX FI 97717X719 453 11324 SH SOLE 0 0 11324 WIX COM LTD NOTE 8/1 92940WAD1 15 17000 SH SOLE 0 0 17000 DBX ETF TR XTRACK MSCI JAPN 233051507 1421 28988 SH SOLE 0 0 28988 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 40 32000 SH SOLE 0 0 32000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 19 17000 SH SOLE 0 0 17000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 29 17000 SH SOLE 0 0 17000 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 32 26000 SH SOLE 0 0 26000