Senior Investment Operations Analyst

0001724269-22-000001.txt : 20220215 0001724269-22-000001.hdr.sgml : 20220215 20220214173855 ACCESSION NUMBER: 0001724269-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET ADVISORS GROUP, LLC CENTRAL INDEX KEY: 0001724269 IRS NUMBER: 820706296 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18626 FILM NUMBER: 22635408 BUSINESS ADDRESS: STREET 1: 25 CHESTNUT STREET STREET 2: SUITE 200 NORTH CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 603-610-4100 MAIL ADDRESS: STREET 1: 25 CHESTNUT STREET STREET 2: SUITE 200 NORTH CITY: PORTSMOUTH STATE: NH ZIP: 03801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001724269 XXXXXXXX 12-31-2021 12-31-2021 LAKE STREET ADVISORS GROUP, LLC

25 CHESTNUT STREET SUITE 200 NORTH PORTSMOUTH NH 03801

13F HOLDINGS REPORT 028-18626 N Oliver Ball Senior Investment Operations Analyst 2035204970 Oliver Ball Maynard MA 02-14-2022 0 285 1585609 false INFORMATION TABLE 2 2021.12.31_13F_LakeStreet.xml AT&T INC COM 00206R102 539 21897 SH SOLE 0 0 21897 ABB LTD SPONSORED ADR 000375204 628 16458 SH SOLE 0 0 16458 ABBOTT LABS COM 002824100 1931 13720 SH SOLE 0 0 13720 ABBVIE INC COM 00287Y109 4580 33827 SH SOLE 0 0 33827 ACV AUCTIONS INC COM CL A 00091G104 460 24400 SH SOLE 0 0 24400 ADVISORSHARES TR PURE US CANNABIS 00768Y453 2566 100284 SH SOLE 0 0 100284 AEGON N V NY REGISTRY SHS 007924103 121 24531 SH SOLE 0 0 24531 AILERON THERAPEUTICS INC COM 00887A105 10 18500 SH SOLE 0 0 18500 AIRBNB INC COM CL A 009066101 5805 34866 SH SOLE 0 0 34866 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 43 37000 SH SOLE 0 0 37000 ALPS ETF TR ALERIAN MLP 00162Q452 393 12000 SH SOLE 0 0 12000 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 25 17000 SH SOLE 0 0 17000 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 17 10000 SH SOLE 0 0 10000 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 13 15000 SH SOLE 0 0 15000 AMBEV SA SPONSORED ADR 02319V103 126 45099 SH SOLE 0 0 45099 AMCOR PLC ORD G0250X107 128 10665 SH SOLE 0 0 10665 AMERICAN EAGLE OUTFITTERS IN NOTE 3.750% 4/1 02553EAB2 30 10000 SH SOLE 0 0 10000 ANGION BIOMEDICA CORP COM 03476J107 716 246904 SH SOLE 0 0 246904 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 708 11692 SH SOLE 0 0 11692 APOLLO GLOBAL MGMT INC COM CL A 03768E105 2382 32881 SH SOLE 0 0 32881 APPLE INC COM 037833100 33651 189509 SH SOLE 0 0 189509 APPLIED MATLS INC COM 038222105 1639 10418 SH SOLE 0 0 10418 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 26 23000 SH SOLE 0 0 23000 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 39 36000 SH SOLE 0 0 36000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2156 26530 SH SOLE 0 0 26530 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 2099 137992 SH SOLE 0 0 137992 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 480 81754 SH SOLE 0 0 81754 BANCO SANTANDER S.A. ADR 05964H105 78 23583 SH SOLE 0 0 23583 BK OF AMERICA CORP COM 060505104 2393 53789 SH SOLE 0 0 53789 BARCLAYS PLC ADR 06738E204 426 41165 SH SOLE 0 0 41165 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6740 22543 SH SOLE 0 0 22543 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 53 51000 SH SOLE 0 0 51000 BLACKSTONE INC COM 09260D107 4238 32755 SH SOLE 0 0 32755 BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 15 15000 SH SOLE 0 0 15000 BLACKSTONE MTG TR INC COM CL A 09257W100 1939 63315 SH SOLE 0 0 63315 BLEND LABS INC CL A 09352U108 1158 157795 SH SOLE 0 0 157795 BOEING CO COM 097023105 10912 54204 SH SOLE 0 0 54204 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 38 26000 SH SOLE 0 0 26000 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 11019 161428 SH SOLE 0 0 161428 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 48196 792559 SH SOLE 0 0 792559 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 41900 1170724 SH SOLE 0 0 1170724 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 10472 284310 SH SOLE 0 0 284310 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 39 26000 SH SOLE 0 0 26000 COTERRA ENERGY INC COM 127097103 201 10602 SH SOLE 0 0 10602 CARLYLE GROUP INC COM 14316J108 3565 64933 SH SOLE 0 0 64933 CARRIER GLOBAL CORPORATION COM 14448C104 910 16779 SH SOLE 0 0 16779 CATERPILLAR INC COM 149123101 3103 15011 SH SOLE 0 0 15011 SCHWAB CHARLES CORP COM 808513105 1096 13031 SH SOLE 0 0 13031 SCHWAB STRATEGIC TR US REIT ETF 808524847 12106 229758 SH SOLE 0 0 229758 CHEGG INC NOTE 0.125% 3/1 163092AD1 12 12000 SH SOLE 0 0 12000 CISCO SYS INC COM 17275R102 2345 37004 SH SOLE 0 0 37004 CITIGROUP INC COM NEW 172967424 1060 17560 SH SOLE 0 0 17560 CME GROUP INC COM 12572Q105 2605 11403 SH SOLE 0 0 11403 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 11 10000 SH SOLE 0 0 10000 COMCAST CORP NEW CL A 20030N101 2032 40373 SH SOLE 0 0 40373 CONCERT PHARMACEUTICALS INC COM 206022105 112 35398 SH SOLE 0 0 35398 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 10 10000 SH SOLE 0 0 10000 CREDIT SUISSE GROUP SPONSORED ADR 225401108 233 24206 SH SOLE 0 0 24206 CROWN CASTLE INTL CORP NEW COM 22822V101 2635 12623 SH SOLE 0 0 12623 CSX CORP COM 126408103 596 15860 SH SOLE 0 0 15860 CVS HEALTH CORP COM 126650100 2845 27581 SH SOLE 0 0 27581 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 33 26000 SH SOLE 0 0 26000 DEXCOM INC NOTE 0.250%11/1 252131AK3 48 40000 SH SOLE 0 0 40000 DIGITAL RLTY TR INC COM 253868103 2164 12233 SH SOLE 0 0 12233 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 42 44000 SH SOLE 0 0 44000 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 11 11000 SH SOLE 0 0 11000 DOCUSIGN INC COM 256163106 4236 27811 SH SOLE 0 0 27811 DRAFTKINGS INC COM CL A 26142R104 6535 237889 SH SOLE 0 0 237889 EATON CORP PLC SHS G29183103 3379 19550 SH SOLE 0 0 19550 ENBRIDGE INC COM 29250N105 2036 52048 SH SOLE 0 0 52048 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 113 13772 SH SOLE 0 0 13772 ENTERPRISE PRODS PARTNERS L COM 293792107 553 25192 SH SOLE 0 0 25192 EQT CORP NOTE 1.750% 5/0 26884LAK5 17 10000 SH SOLE 0 0 10000 ERICSSON ADR B SEK 10 294821608 351 32311 SH SOLE 0 0 32311 ETSY INC NOTE 0.125% 9/0 29786AAL0 23 17000 SH SOLE 0 0 17000 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 55 51000 SH SOLE 0 0 51000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 19 19000 SH SOLE 0 0 19000 EXXON MOBIL CORP COM 30231G102 658 10745 SH SOLE 0 0 10745 META PLATFORMS INC CL A 30303M102 6933 20612 SH SOLE 0 0 20612 FIFTH THIRD BANCORP COM 316773100 2348 53905 SH SOLE 0 0 53905 FINCH THERAPEUTICS GROUP INC COM 31773D101 7369 739136 SH SOLE 0 0 739136 MANDIANT INC NOTE 0.875% 6/0 31816QAF8 27 26000 SH SOLE 0 0 26000 FIRST HORIZON CORPORATION COM 320517105 1925 117892 SH SOLE 0 0 117892 FIVERR INTL LTD NOTE 11/0 33835LAA3 17 18000 SH SOLE 0 0 18000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 4593 116316 SH SOLE 0 0 116316 FORD MTR CO DEL COM 345370860 534 25694 SH SOLE 0 0 25694 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 40 26000 SH SOLE 0 0 26000 GILEAD SCIENCES INC COM 375558103 957 13180 SH SOLE 0 0 13180 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 12 12000 SH SOLE 0 0 12000 HALLIBURTON CO COM 406216101 276 12059 SH SOLE 0 0 12059 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 585 19411 SH SOLE 0 0 19411 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 23 23000 SH SOLE 0 0 23000 HSBC HLDGS PLC SPON ADR NEW 404280406 643 21322 SH SOLE 0 0 21322 HUAZHU GROUP LTD NOTE 3.000% 5/0 44332NAB2 11 10000 SH SOLE 0 0 10000 HUNTINGTON BANCSHARES INC COM 446150104 170 11009 SH SOLE 0 0 11009 ICICI BANK LIMITED ADR 45104G104 353 17836 SH SOLE 0 0 17836 II-VI INC COM 902104108 1610 23564 SH SOLE 0 0 23564 ILLUMINA INC NOTE 8/1 452327AK5 43 38000 SH SOLE 0 0 38000 ING GROEP N.V. SPONSORED ADR 456837103 234 16833 SH SOLE 0 0 16833 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 42 26000 SH SOLE 0 0 26000 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 20 18000 SH SOLE 0 0 18000 INTEL CORP COM 458140100 1130 21944 SH SOLE 0 0 21944 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 29 26000 SH SOLE 0 0 26000 INTERPUBLIC GROUP COS INC COM 460690100 1955 52195 SH SOLE 0 0 52195 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 1721 87156 SH SOLE 0 0 87156 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 2046 91913 SH SOLE 0 0 91913 INVESCO QQQ TR UNIT SER 1 46090E103 8049 20232 SH SOLE 0 0 20232 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 11 10000 SH SOLE 0 0 10000 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 11 10000 SH SOLE 0 0 10000 ISHARES TR COHEN STEER REIT 464287564 1977 25986 SH SOLE 0 0 25986 ISHARES TR CORE MSCI EAFE 46432F842 51907 695426 SH SOLE 0 0 695426 ISHARES INC CORE MSCI EMKT 46434G103 18949 316558 SH SOLE 0 0 316558 ISHARES TR CORE S&P500 ETF 464287200 9418 19744 SH SOLE 0 0 19744 ISHARES TR CORE S&P SCP ETF 464287804 22012 192227 SH SOLE 0 0 192227 ISHARES TR CORE US AGGBD ET 464287226 6745 59125 SH SOLE 0 0 59125 ISHARES TR ESG AW MSCI EAFE 46435G516 10324 129922 SH SOLE 0 0 129922 ISHARES INC ESG AWR MSCI EM 46434G863 8225 206915 SH SOLE 0 0 206915 ISHARES TR GLOBAL REIT ETF 46434V647 1048 34244 SH SOLE 0 0 34244 ISHARES GOLD TR ISHARES NEW 464285204 29656 851947 SH SOLE 0 0 851947 ISHARES INC MSCI FRONTIER 464286145 2996 86827 SH SOLE 0 0 86827 ISHARES INC MSCI EURZONE ETF 464286608 495 10103 SH SOLE 0 0 10103 ISHARES TR MSCI ACWI ETF 464288257 4896 46288 SH SOLE 0 0 46288 ISHARES TR MSCI EAFE ETF 464287465 19680 250125 SH SOLE 0 0 250125 ISHARES TR EAFE VALUE ETF 464288877 2053 40734 SH SOLE 0 0 40734 ISHARES TR MSCI EMG MKT ETF 464287234 5090 104205 SH SOLE 0 0 104205 ISHARES TR RUS 1000 ETF 464287622 65446 247497 SH SOLE 0 0 247497 ISHARES TR RUSSELL 2000 ETF 464287655 5945 26726 SH SOLE 0 0 26726 ISHARES TR CORE DIV GRWTH 46434V621 3580 64414 SH SOLE 0 0 64414 ISHARES TR ESG AWR MSCI USA 46435G425 4105 38044 SH SOLE 0 0 38044 ISHARES TR ESG AWR US AGRGT 46435U549 2039 36930 SH SOLE 0 0 36930 ISHARES TR RUS MID CAP ETF 464287499 3421 41211 SH SOLE 0 0 41211 ISHARES TR U.S. REAL ES ETF 464287739 15570 134059 SH SOLE 0 0 134059 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 84 22437 SH SOLE 0 0 22437 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 545 13382 SH SOLE 0 0 13382 JOHNSON & JOHNSON COM 478160104 2766 16170 SH SOLE 0 0 16170 J P MORGAN EXCHANGE-TRADED F BETABUILDERS DEV 46641Q233 707 13059 SH SOLE 0 0 13059 J P MORGAN EXCHANGE-TRADED F BETABUILDERS EUR 46641Q191 2063 34531 SH SOLE 0 0 34531 J P MORGAN EXCHANGE-TRADED F BETABULDRS JAPAN 46641Q217 1298 23563 SH SOLE 0 0 23563 JPMORGAN CHASE & CO COM 46625H100 6144 38800 SH SOLE 0 0 38800 KBR INC NOTE 2.500%11/0 48242WAB2 29 15000 SH SOLE 0 0 15000 KEYCORP COM 493267108 293 12683 SH SOLE 0 0 12683 KINDER MORGAN INC DEL COM 49456B101 2450 154499 SH SOLE 0 0 154499 KRANESHARES TR CSI CHI INTERNET 500767306 1214 33258 SH SOLE 0 0 33258 KROGER CO COM 501044101 505 11168 SH SOLE 0 0 11168 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 24 14000 SH SOLE 0 0 14000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 15 10000 SH SOLE 0 0 10000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 105 41065 SH SOLE 0 0 41065 LUMEN TECHNOLOGIES INC COM 550241103 160 12774 SH SOLE 0 0 12774 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 24 19000 SH SOLE 0 0 19000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 545 11741 SH SOLE 0 0 11741 MANULIFE FINL CORP COM 56501R106 1591 83444 SH SOLE 0 0 83444 MARATHON OIL CORP COM 565849106 249 15180 SH SOLE 0 0 15180 MARATHON PETE CORP COM 56585A102 2529 39521 SH SOLE 0 0 39521 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 33 27000 SH SOLE 0 0 27000 MASTERCARD INCORPORATED CL A 57636Q104 3873 10778 SH SOLE 0 0 10778 MERCK & CO INC COM 58933Y105 1314 17147 SH SOLE 0 0 17147 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 27 22000 SH SOLE 0 0 22000 MICROSOFT CORP COM 594918104 22982 68335 SH SOLE 0 0 68335 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 180 32909 SH SOLE 0 0 32909 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 182 71209 SH SOLE 0 0 71209 MORGAN STANLEY COM NEW 617446448 1184 12057 SH SOLE 0 0 12057 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 216 35263 SH SOLE 0 0 35263 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 19 15000 SH SOLE 0 0 15000 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 43 36000 SH SOLE 0 0 36000 NEXTERA ENERGY INC COM 65339F101 1824 19534 SH SOLE 0 0 19534 NICE LTD NOTE 9/1 653656AB4 29 24000 SH SOLE 0 0 24000 NIKE INC CL B 654106103 2136 12815 SH SOLE 0 0 12815 NOKIA CORP SPONSORED ADR 654902204 297 47661 SH SOLE 0 0 47661 NOMURA HLDGS INC SPONSORED ADR 65535H208 170 39298 SH SOLE 0 0 39298 NOVOCURE LTD NOTE 11/0 67011XAB9 11 12000 SH SOLE 0 0 12000 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 2177 51820 SH SOLE 0 0 51820 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 14 15000 SH SOLE 0 0 15000 NVIDIA CORPORATION COM 67066G104 7122 24215 SH SOLE 0 0 24215 OKTA INC NOTE 0.375% 6/1 679295AF2 31 26000 SH SOLE 0 0 26000 ONEOK INC NEW COM 682680103 3292 56025 SH SOLE 0 0 56025 ORACLE CORP COM 68389X105 1646 18875 SH SOLE 0 0 18875 OUSTER INC COM 68989M103 239 46000 SH SOLE 0 0 46000 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 31 15000 SH SOLE 0 0 15000 PAYPAL HLDGS INC COM 70450Y103 2665 14134 SH SOLE 0 0 14134 PEOPLES UNITED FINANCIAL INC COM 712704105 257 14402 SH SOLE 0 0 14402 PEPSICO INC COM 713448108 3670 21127 SH SOLE 0 0 21127 PFIZER INC COM 717081103 5137 86996 SH SOLE 0 0 86996 PIMCO ETF TR ACTIVE BD ETF 72201R775 2457 22455 SH SOLE 0 0 22455 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 18 10000 SH SOLE 0 0 10000 PNC FINL SVCS GROUP INC COM 693475105 2104 10492 SH SOLE 0 0 10492 PROCTER AND GAMBLE CO COM 742718109 2738 16736 SH SOLE 0 0 16736 PROSHARES TR S&P 500 DV ARIST 74348A467 3582 36479 SH SOLE 0 0 36479 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 64 48000 SH SOLE 0 0 48000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 11 10000 SH SOLE 0 0 10000 REDFIN CORP NOTE 10/1 75737FAC2 15 17000 SH SOLE 0 0 17000 REGIONS FINANCIAL CORP NEW COM 7591EP100 438 20096 SH SOLE 0 0 20096 RELX PLC SPONSORED ADR 759530108 766 23500 SH SOLE 0 0 23500 RINGCENTRAL INC NOTE 3/0 76680RAF4 35 37000 SH SOLE 0 0 37000 RINGCENTRAL INC NOTE 3/1 76680RAH0 11 12000 SH SOLE 0 0 12000 RIO TINTO PLC SPONSORED ADR 767204100 779 11642 SH SOLE 0 0 11642 SALESFORCE COM INC COM 79466L302 2816 11080 SH SOLE 0 0 11080 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4485 151415 SH SOLE 0 0 151415 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 49650 1277332 SH SOLE 0 0 1277332 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2004 17730 SH SOLE 0 0 17730 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8634 75857 SH SOLE 0 0 75857 SELECT SECTOR SPDR TR ENERGY 81369Y506 12287 221382 SH SOLE 0 0 221382 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 13 10000 SH SOLE 0 0 10000 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 18 10000 SH SOLE 0 0 10000 SIMON PPTY GROUP INC NEW COM 828806109 2988 18703 SH SOLE 0 0 18703 SONOS INC COM 83570H108 3731 125183 SH SOLE 0 0 125183 SONY GROUP CORPORATION SPONSORED ADR 835699307 1431 11324 SH SOLE 0 0 11324 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 20 15000 SH SOLE 0 0 15000 SPDR GOLD TR GOLD SHS 78463V107 2344 13713 SH SOLE 0 0 13713 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 7424 178931 SH SOLE 0 0 178931 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 27522 327988 SH SOLE 0 0 327988 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 1851 25299 SH SOLE 0 0 25299 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 21202 581203 SH SOLE 0 0 581203 SPDR SER TR PORTFOLIO S&P600 78468R853 667 14923 SH SOLE 0 0 14923 SPDR S&P 500 ETF TR TR UNIT 78462F103 116015 244262 SH SOLE 0 0 244262 SPDR SER TR SPDR S&P 500 ETF 78468R796 11704 99439 SH SOLE 0 0 99439 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1526 28274 SH SOLE 0 0 28274 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 18 21000 SH SOLE 0 0 21000 SPLUNK INC NOTE 0.500% 9/1 848637AC8 16 15000 SH SOLE 0 0 15000 SPLUNK INC NOTE 1.125% 6/1 848637AF1 21 23000 SH SOLE 0 0 23000 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 494 27828 SH SOLE 0 0 27828 BLOCK INC NOTE 0.125% 3/0 852234AF0 15 10000 SH SOLE 0 0 10000 BLOCK INC NOTE 0.250%11/0 852234AK9 18 17000 SH SOLE 0 0 17000 STARBUCKS CORP COM 855244109 3792 32419 SH SOLE 0 0 32419 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 29 28000 SH SOLE 0 0 28000 STARWOOD PPTY TR INC COM 85571B105 2962 121900 SH SOLE 0 0 121900 STRIDE INC NOTE 1.125% 9/0 86333MAA6 20 21000 SH SOLE 0 0 21000 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 329 48389 SH SOLE 0 0 48389 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 15 15000 SH SOLE 0 0 15000 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1679 194117 SH SOLE 0 0 194117 TARGET CORP COM 87612E106 3382 14611 SH SOLE 0 0 14611 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 19 21000 SH SOLE 0 0 21000 TELEFONICA S A SPONSORED ADR 879382208 157 36912 SH SOLE 0 0 36912 TEXAS INSTRS INC COM 882508104 4481 23777 SH SOLE 0 0 23777 COCA COLA CO COM 191216100 1258 21250 SH SOLE 0 0 21250 TIDAL ETF TR ADASINA SOCIAL 886364876 833 45730 SH SOLE 0 0 45730 TJX COS INC NEW COM 872540109 982 12931 SH SOLE 0 0 12931 TRUIST FINL CORP COM 89832Q109 673 11494 SH SOLE 0 0 11494 TWITTER INC NOTE 0.250% 6/1 90184LAF9 32 29000 SH SOLE 0 0 29000 US BANCORP DEL COM NEW 902973304 744 13249 SH SOLE 0 0 13249 UBER TECHNOLOGIES INC COM 90353T100 2442 58232 SH SOLE 0 0 58232 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 19 19000 SH SOLE 0 0 19000 UBS GROUP AG SHS H42097107 881 49279 SH SOLE 0 0 49279 UNILEVER PLC SPON ADR NEW 904767704 765 14215 SH SOLE 0 0 14215 UNITEDHEALTH GROUP INC COM 91324P102 5280 10515 SH SOLE 0 0 10515 VAIL RESORTS INC NOTE 1/0 91879QAN9 33 31000 SH SOLE 0 0 31000 VANGUARD WORLD FD ESG INTL STK ETF 921910725 8309 133980 SH SOLE 0 0 133980 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1839 10055 SH SOLE 0 0 10055 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 14571 237772 SH SOLE 0 0 237772 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 98135 1921960 SH SOLE 0 0 1921960 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 88088 1781002 SH SOLE 0 0 1781002 VANGUARD INDEX FDS VALUE ETF 922908744 4680 31813 SH SOLE 0 0 31813 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 56086 843776 SH SOLE 0 0 843776 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1152 16880 SH SOLE 0 0 16880 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2427 10980 SH SOLE 0 0 10980 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 72672 626429 SH SOLE 0 0 626429 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 72239 165469 SH SOLE 0 0 165469 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1310 14584 SH SOLE 0 0 14584 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2530 41584 SH SOLE 0 0 41584 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4419 54675 SH SOLE 0 0 54675 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3148 61235 SH SOLE 0 0 61235 VANGUARD INDEX FDS SMALL CP ETF 922908751 2339 10351 SH SOLE 0 0 10351 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 50797 599380 SH SOLE 0 0 599380 VANGUARD INDEX FDS TOTAL STK MKT 922908769 66154 273999 SH SOLE 0 0 273999 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2652 24684 SH SOLE 0 0 24684 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5041 44965 SH SOLE 0 0 44965 VANGUARD WORLD FD ESG US STK ETF 921910733 5064 57616 SH SOLE 0 0 57616 VERIZON COMMUNICATIONS INC COM 92343V104 1455 28003 SH SOLE 0 0 28003 VISA INC COM CL A 92826C839 3955 18248 SH SOLE 0 0 18248 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 31 23000 SH SOLE 0 0 23000 DISNEY WALT CO COM 254687106 2757 17798 SH SOLE 0 0 17798 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 30 33000 SH SOLE 0 0 33000 WELLS FARGO CO NEW COM 949746101 1052 21915 SH SOLE 0 0 21915 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 502 27425 SH SOLE 0 0 27425 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 37 37000 SH SOLE 0 0 37000 WESTPAC BANKING CORP SPONSORED ADR 961214301 485 31463 SH SOLE 0 0 31463 WILLIAMS COS INC COM 969457100 2871 110245 SH SOLE 0 0 110245 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 35 26000 SH SOLE 0 0 26000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4122 65917 SH SOLE 0 0 65917 WIX COM LTD NOTE 8/1 92940WAD1 20 22000 SH SOLE 0 0 22000 WORLD GOLD TR SPDR GLD MINIS 98149E204 200 10996 SH SOLE 0 0 10996 DBX ETF TR XTRACK MSCI JAPN 233051507 1466 28988 SH SOLE 0 0 28988 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 25 21000 SH SOLE 0 0 21000 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 13 10000 SH SOLE 0 0 10000 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 22 10000 SH SOLE 0 0 10000 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 28 26000 SH SOLE 0 0 26000