0001724134-20-000004.txt : 20201113 0001724134-20-000004.hdr.sgml : 20201113 20201113150848 ACCESSION NUMBER: 0001724134-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Claraphi Advisory Network, LLC CENTRAL INDEX KEY: 0001724134 IRS NUMBER: 461154256 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18255 FILM NUMBER: 201311015 BUSINESS ADDRESS: STREET 1: 120 VANTIS DRIVE STREET 2: SUITE 585 CITY: ALISO VIEJO STATE: X1 ZIP: 92656 BUSINESS PHONE: 9492150025 MAIL ADDRESS: STREET 1: 120 VANTIS DRIVE STREET 2: SUITE 585 CITY: ALISO VIEJO STATE: X1 ZIP: 92656 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001724134 XXXXXXXX 09-30-2020 09-30-2020 Claraphi Advisory Network, LLC

120 VANTIS DRIVE SUITE 585 ALISO VIEJO X1 92656

13F COMBINATION REPORT 028-18255 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 0001426940 028-12835 Horizon Investment Services, LLC 0001733173 028-18796 Howard Capital Management Inc. 0001551787 028-16629 Sterling Global Strategies LLC 0001702435 028-18145 W.E. Donoghue & Co., LLC 0001078635 028-11829 WINDWARD CAPITAL MANAGEMENT CO /CA N MAUREN MALONEY 949-393-5106 MAUREEN MALONEY ALISO VIEJO CA 11-13-2020 6 250 276178 false 1 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 2 0001078635 028-11829 WINDWARD CAPITAL MANAGEMENT CO /CA 4 0001426940 028-12835 Horizon Investment Services, LLC 7 0001702435 028-18145 W.E. Donoghue & Co., LLC 8 0001733173 028-18796 Howard Capital Management Inc. 9 0001551787 028-16629 Sterling Global Strategies LLC INFORMATION TABLE 2 cl3q20213f.inftab.xml 2U INCCOM90214J1013008857SHSOLE 008857ABBOTT LABSCOM0028241004594219SHSOLE 004219ABBVIE INCCOM00287Y109116513302SHSOLE 0013302ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS00326A10495952817SHSOLE 0052817ABERDEEN STD PRECIOUS METALSPHYSCL PM BASKET0032631003723959SHSOLE 003959ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L1001558196184SHSOLE 00196184ACTIVISION BLIZZARD INCCOM00507V1092042526SHSOLE 002526ADOBE SYSTEMS INCORPORATEDCOM00724F1018681769SHSOLE 001769ADVANCED MICRO DEVICES INCCOM0079031077619277SHSOLE 009277AGNC INVT CORPCOM00123Q10462344767SHSOLE 0044767ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102289984SHSOLE 00984ALIGN TECHNOLOGY INCCOM0162551015141569SHSOLE 001569ALLIANZGI CONV INCOME FDCOM01882810335276755SHSOLE 0076755ALLIANZGI EQUITY & CONV INCOCOM0188291012098625SHSOLE 008625ALPHABET INCCAP STK CL 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