0001724134-19-000003.txt : 20191108 0001724134-19-000003.hdr.sgml : 20191108 20191108160751 ACCESSION NUMBER: 0001724134-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Claraphi Advisory Network, LLC CENTRAL INDEX KEY: 0001724134 IRS NUMBER: 461154256 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18255 FILM NUMBER: 191204118 BUSINESS ADDRESS: STREET 1: 120 VANTIS DRIVE STREET 2: SUITE 585 CITY: ALISO VIEJO STATE: X1 ZIP: 92656 BUSINESS PHONE: 9492150025 MAIL ADDRESS: STREET 1: 120 VANTIS DRIVE STREET 2: SUITE 585 CITY: ALISO VIEJO STATE: X1 ZIP: 92656 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001724134 XXXXXXXX 09-30-2019 09-30-2019 Claraphi Advisory Network, LLC

120 VANTIS DRIVE SUITE 585 ALISO VIEJO X1 92656

13F COMBINATION REPORT 028-18255 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 0001078635 028-11829 WINDWARD CAPITAL MANAGEMENT CO /CA 0001217950 028-10397 NED DAVIS RESEARCH 0001426940 028-12835 Horizon Investment Services, LLC 0001520710 028-16961 Uniplan Investment Counsel, Inc. 0001702435 028-18145 W.E. Donoghue & Co., LLC 0001733173 028-18796 Howard Capital Management Inc. 0001551787 028-16629 Sterling Global Strategies LLC N MAUREEN MALONEY 949-393-5106 MAUREEN MALONEY ALISO VIEJO CA 11-08-2019 8 513 165074 false 1 0000897378 028-03434 CONGRESS ASSET MANAGEMENT CO /MA 2 0001078635 028-11829 WINDWARD CAPITAL MANAGEMENT CO /CA 3 0001217950 028-10397 NED DAVIS RESEARCH 4 0001426940 028-12835 Horizon Investment Services, LLC 6 0001520710 028-16961 Uniplan Investment Counsel, Inc. 7 0001702435 028-18145 W.E. Donoghue & Co., LLC 8 0001733173 028-18796 Howard Capital Management Inc. 9 0001551787 028-16629 Sterling Global Strategies LLC INFORMATION TABLE 2 3q2019claraphitble.xml ABBOTT LABS COM 002824100 16 192 SH SOLE 1 192 0 0 ABBOTT LABS COM 002824100 0 2 SH SOLE 2 0 0 ABBOTT LABS COM 002824100 519 6207 SH SOLE 0 0 6207 ABBVIE INC COM 00287Y109 823 10875 SH SOLE 0 0 10875 ABERDEEN ASIA PACIFIC INCOM COM 003009107 86 20510 SH SOLE 0 0 20510 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 0 16 SH SOLE 0 0 16 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 0 24 SH SOLE 0 0 24 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 116 814 SH SOLE 0 0 814 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 6 37 SH SOLE 0 0 37 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 245 3380 SH SOLE 0 0 3380 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 4 521 SH SOLE 0 0 521 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 17 90 SH SOLE 1 90 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 76 394 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COM 452327109 19 62 SH SOLE 2 62 0 0 ILLUMINA INC COM 452327109 200 657 SH SOLE 0 0 657 INDEXIQ ETF TR US RL EST SMCP 45409B628 243 9478 SH SOLE 0 0 9478 INTEL CORP COM 458140100 895 17361 SH SOLE 0 0 17361 INTERNATIONAL BUSINESS MACHS COM 459200101 249 1710 SH SOLE 0 0 1710 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 19 164 SH SOLE 3 164 0 0 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 132 3929 SH SOLE 0 0 3929 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 117 1805 SH SOLE 0 0 1805 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 287 2420 SH SOLE 0 0 2420 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 201 1122 SH SOLE 0 0 1122 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 360 5757 SH SOLE 0 0 5757 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 281 2601 SH SOLE 0 0 2601 INVESCO EXCHANGE TRADED FD T S&P MDCP VLU MNT 46137V456 47 1465 SH SOLE 0 0 1465 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 28 908 SH SOLE 0 0 908 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 27 900 SH SOLE 0 0 900 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 11 81 SH SOLE 0 0 81 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 127 7910 SH SOLE 0 0 7910 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 495 27034 SH SOLE 0 0 27034 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 7 200 SH SOLE 0 0 200 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 9127 486022 SH SOLE 0 0 486022 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 63 675 SH SOLE 0 0 675 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 7 75 SH SOLE 0 0 75 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 63 1650 SH SOLE 0 0 1650 INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 92 2632 SH SOLE 0 0 2632 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 78 1144 SH SOLE 0 0 1144 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 397 6514 SH SOLE 0 0 6514 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 85 1296 SH SOLE 0 0 1296 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 82 2180 SH SOLE 0 0 2180 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 386 7328 SH SOLE 0 0 7328 INVESCO EXCHNG TRADED FD TR S&P GBL WATER 46138E263 58 1509 SH SOLE 0 0 1509 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 152 2620 SH SOLE 0 0 2620 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 163 3828 SH SOLE 0 0 3828 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 375 24978 SH SOLE 0 0 24978 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 452 19736 SH SOLE 0 0 19736 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 174 9151 SH SOLE 0 0 9151 INVESCO EXCHNG TRADED FD TR FRONTIER MKTS 46138E776 70 5103 SH SOLE 0 0 5103 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 1 23 SH SOLE 0 0 23 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 399 8166 SH SOLE 0 0 8166 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 0 6 SH SOLE 0 0 6 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 27 500 SH SOLE 0 0 500 INVESCO EXCHNG TRADED FD TR GBL CLEAN ENRG 46138G847 35 2881 SH SOLE 0 0 2881 INVESCO QQQ TR UNIT SER 1 46090E103 25 134 SH SOLE 8 134 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 841 4456 SH SOLE 0 0 4456 ISHARES GOLD TRUST ISHARES 464285105 197 13965 SH SOLE 0 0 13965 ISHARES INC MSCI CDA ETF 464286509 1 23 SH SOLE 3 23 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 3 56 SH SOLE 3 56 0 0 ISHARES INC MSCI EURZONE ETF 464286608 3 87 SH SOLE 3 87 0 0 ISHARES INC MSCI PAC JP ETF 464286665 1 32 SH SOLE 3 32 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 1 21 SH SOLE 3 21 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 24 567 SH SOLE 0 0 567 ISHARES INC MSCI CDA ETF 464286509 12 400 SH SOLE 0 0 400 ISHARES INC MSCI PAC JP ETF 464286665 1 21 SH SOLE 0 0 21 ISHARES INC MSCI STH AFR ETF 464286780 14 304 SH SOLE 0 0 304 ISHARES INC CORE MSCI EMKT 46434G103 12 246 SH SOLE 0 0 246 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1 75 SH SOLE 0 0 75 ISHARES TR CORE US AGGBD ET 464287226 40 354 SH SOLE 3 354 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 0 0 SH SOLE 3 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 0 0 SH SOLE 3 0 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 0 13 SH SOLE 3 13 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 6 131 SH SOLE 4 131 0 0 ISHARES TR PFD AND INCM SEC 464288687 1 19 SH SOLE 6 19 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 61 2179 SH SOLE 7 2179 0 0 ISHARES TR CORE S&P500 ETF 464287200 197 659 SH SOLE 659 0 0 ISHARES TR CORE S&P MCP ETF 464287507 169 875 SH SOLE 875 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 198 3089 SH SOLE 3089 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 133 1569 SH SOLE 1569 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 0 0 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 125 823 SH SOLE 823 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2 17 SH SOLE 17 0 0 ISHARES TR SH TR CRPORT ETF 464288646 7 130 SH SOLE 130 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 7 68 SH SOLE 68 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 7 136 SH SOLE 136 0 0 ISHARES TR CORE S&P TTL STK 464287150 9 138 SH SOLE 0 0 138 ISHARES TR SELECT DIVID ETF 464287168 447 4386 SH SOLE 0 0 4386 ISHARES TR TIPS BD ETF 464287176 1198 10299 SH SOLE 0 0 10299 ISHARES TR TRANS AVG ETF 464287192 10 56 SH SOLE 0 0 56 ISHARES TR CORE S&P500 ETF 464287200 500 1674 SH SOLE 0 0 1674 ISHARES TR CORE US AGGBD ET 464287226 244 2155 SH SOLE 0 0 2155 ISHARES TR MSCI EMG MKT ETF 464287234 5 120 SH SOLE 0 0 120 ISHARES TR IBOXX INV CP ETF 464287242 213 1675 SH SOLE 0 0 1675 ISHARES TR S&P 500 GRWT ETF 464287309 217 1204 SH SOLE 0 0 1204 ISHARES TR GLOB HLTHCRE ETF 464287325 1 12 SH SOLE 0 0 12 ISHARES TR NORTH AMERN NAT 464287374 2 65 SH SOLE 0 0 65 ISHARES TR LATN AMER 40 ETF 464287390 23 742 SH SOLE 0 0 742 ISHARES TR S&P 500 VAL ETF 464287408 170 1429 SH SOLE 0 0 1429 ISHARES TR 20 YR TR BD ETF 464287432 198 1386 SH SOLE 0 0 1386 ISHARES TR BARCLAYS 7 10 YR 464287440 17 149 SH SOLE 0 0 149 ISHARES TR 1 3 YR TREAS BD 464287457 6149 72499 SH SOLE 0 0 72499 ISHARES TR MSCI EAFE ETF 464287465 17 253 SH SOLE 0 0 253 ISHARES TR RUS MDCP VAL ETF 464287473 13 147 SH SOLE 0 0 147 ISHARES TR RUS MID CAP ETF 464287499 514 9194 SH SOLE 0 0 9194 ISHARES TR CORE S&P MCP ETF 464287507 135 700 SH SOLE 0 0 700 ISHARES TR EXPANDED TECH 464287515 677 3194 SH SOLE 0 0 3194 ISHARES TR PHLX SEMICND ETF 464287523 0 1 SH SOLE 0 0 1 ISHARES TR NASDAQ BIOTECH 464287556 33 330 SH SOLE 0 0 330 ISHARES TR RUS 1000 VAL ETF 464287598 358 2793 SH SOLE 0 0 2793 ISHARES TR S&P MC 400GR ETF 464287606 21 92 SH SOLE 0 0 92 ISHARES TR RUS 1000 GRW ETF 464287614 29 180 SH SOLE 0 0 180 ISHARES TR RUS 1000 ETF 464287622 40 242 SH SOLE 0 0 242 ISHARES TR RUS 2000 VAL ETF 464287630 24 200 SH SOLE 0 0 200 ISHARES TR RUS 2000 GRW ETF 464287648 122 631 SH SOLE 0 0 631 ISHARES TR RUSSELL 2000 ETF 464287655 115 763 SH SOLE 0 0 763 ISHARES TR S&P MC 400VL ETF 464287705 124 775 SH SOLE 0 0 775 ISHARES TR US TELECOM ETF 464287713 10 354 SH SOLE 0 0 354 ISHARES TR U.S. TECH ETF 464287721 63 307 SH SOLE 0 0 307 ISHARES TR U.S. REAL ES ETF 464287739 21 228 SH SOLE 0 0 228 ISHARES TR US HLTHCARE ETF 464287762 85 450 SH SOLE 0 0 450 ISHARES TR U.S. ENERGY ETF 464287796 373 11745 SH SOLE 0 0 11745 ISHARES TR CORE S&P SCP ETF 464287804 633 8132 SH SOLE 0 0 8132 ISHARES TR DOW JONES US ETF 464287846 630 4273 SH SOLE 0 0 4273 ISHARES TR SP SMCP600VL ETF 464287879 118 786 SH SOLE 0 0 786 ISHARES TR S&P SML 600 GWT 464287887 45 252 SH SOLE 0 0 252 ISHARES TR GL CLEAN ENE ETF 464288224 11 1000 SH SOLE 0 0 1000 ISHARES TR EAFE SML CP ETF 464288273 1 19 SH SOLE 0 0 19 ISHARES TR JPMORGAN USD EMG 464288281 60 529 SH SOLE 0 0 529 ISHARES TR CALIF MUN BD ETF 464288356 264 4300 SH SOLE 0 0 4300 ISHARES TR NATIONAL MUN ETF 464288414 6 57 SH SOLE 0 0 57 ISHARES TR IBOXX HI YD ETF 464288513 176 2015 SH SOLE 0 0 2015 ISHARES TR MSCI KLD400 SOC 464288570 128 1152 SH SOLE 0 0 1152 ISHARES TR MBS ETF 464288588 175 1618 SH SOLE 0 0 1618 ISHARES TR SH TR CRPORT ETF 464288646 0 0 SH SOLE 0 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 7 45 SH SOLE 0 0 45 ISHARES TR 3 7 YR TREAS BD 464288661 0 2 SH SOLE 0 0 2 ISHARES TR SHORT TREAS BD 464288679 0 1 SH SOLE 0 0 1 ISHARES TR PFD AND INCM SEC 464288687 6 150 SH SOLE 0 0 150 ISHARES TR GLOBAL MATER ETF 464288695 13 200 SH SOLE 0 0 200 ISHARES TR US HOME CONS ETF 464288752 13 300 SH SOLE 0 0 300 ISHARES TR US AER DEF ETF 464288760 10 44 SH SOLE 0 0 44 ISHARES TR US REGNL BKS ETF 464288778 3 68 SH SOLE 0 0 68 ISHARES TR MSCI USA ESG SLC 464288802 79 636 SH SOLE 0 0 636 ISHARES TR US HLTHCR PR ETF 464288828 304 1880 SH SOLE 0 0 1880 ISHARES TR US OIL GS EX ETF 464288851 5 107 SH SOLE 0 0 107 ISHARES TR EAFE VALUE ETF 464288877 4 86 SH SOLE 0 0 86 ISHARES TR EAFE GRWTH ETF 464288885 1 12 SH SOLE 0 0 12 ISHARES TR CORE LT USDB ETF 464289479 6 93 SH SOLE 0 0 93 ISHARES TR US TREAS BD ETF 46429B267 12 469 SH SOLE 0 0 469 ISHARES TR MSCI INDIA ETF 46429B598 15 450 SH SOLE 0 0 450 ISHARES TR FLTG RATE NT ETF 46429B655 576 11300 SH SOLE 0 0 11300 ISHARES TR CORE HIGH DV ETF 46429B663 1495 15877 SH SOLE 0 0 15877 ISHARES TR MIN VOL EAFE ETF 46429B689 5 70 SH SOLE 0 0 70 ISHARES TR MSCI MIN VOL ETF 46429B697 350 5461 SH SOLE 0 0 5461 ISHARES TR USA MOMENTUM FCT 46432F396 31 263 SH SOLE 0 0 263 ISHARES TR CORE 1 5 YR USD 46432F859 20 393 SH SOLE 0 0 393 ISHARES TR EXPONENTIAL TECH 46434V381 53 1368 SH SOLE 0 0 1368 ISHARES TR INTL QLTY FACTOR 46434V456 16 551 SH SOLE 0 0 551 ISHARES TR CORE DIV GRWTH 46434V621 496 12676 SH SOLE 0 0 12676 ISHARES TR GLOBAL REIT ETF 46434V647 79 2815 SH SOLE 0 0 2815 ISHARES TR MSCI UK ETF NEW 46435G334 3 85 SH SOLE 0 0 85 ISHARES TR MORTGE REL ETF 46435G342 89 2118 SH SOLE 0 0 2118 ISHARES US ETF TR SHT MAT BD ETF 46431W507 43 850 SH SOLE 0 0 850 ISHARES US ETF TR COMMOD SEL STG 46431W853 6 185 SH SOLE 0 0 185 JOHNSON & JOHNSON COM 478160104 31 238 SH SOLE 2 238 0 0 JOHNSON & JOHNSON COM 478160104 38 293 SH SOLE 7 293 0 0 JOHNSON & JOHNSON COM 478160104 1788 13823 SH SOLE 0 0 13823 JPMORGAN CHASE & CO COM 46625H100 6 51 SH SOLE 4 51 0 0 JPMORGAN CHASE & CO COM 46625H100 1890 16059 SH SOLE 0 0 16059 KEYSIGHT TECHNOLOGIES INC COM 49338L103 191 1968 SH SOLE 1 1968 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 0 2 SH SOLE 2 2 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 286 2936 SH SOLE 0 0 2936 KINDER MORGAN INC DEL COM 49456B101 765 37125 SH SOLE 0 0 37125 KKR INCOME OPPORTUNITIES FD COM 48249T106 1738 111602 SH SOLE 0 0 111602 LINDE PLC SHS G5494J103 67 344 SH SOLE 2 344 0 0 LINDE PLC SHS G5494J103 137 709 SH SOLE 0 0 709 LOCKHEED MARTIN CORP COM 539830109 380 975 SH SOLE 0 0 975 LULULEMON ATHLETICA INC COM 550021109 213 1108 SH SOLE 0 0 1108 MARRONE BIO INNOVATIONS INC COM 57165B106 21 14863 SH SOLE 0 0 14863 MASTERCARD INC CL A 57636Q104 0 0 SH SOLE 1 0 0 0 MASTERCARD INC CL A 57636Q104 739 2723 SH SOLE 0 0 2723 MCDONALDS CORP COM 580135101 417 1944 SH SOLE 0 0 1944 MEDICAL PPTYS TRUST INC COM 58463J304 1970 100695 SH SOLE 0 0 100695 MERCK & CO INC COM 58933Y105 1018 12095 SH SOLE 0 0 12095 MFA FINL INC COM 55272X102 206 28013 SH SOLE 0 0 28013 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 92 15541 SH SOLE 0 0 15541 MICROSOFT CORP COM 594918104 16 113 SH SOLE 1 113 0 0 MICROSOFT CORP COM 594918104 9 62 SH SOLE 4 62 0 0 MICROSOFT CORP COM 594918104 1526 10973 SH SOLE 0 0 10973 MONOLITHIC PWR SYS INC COM 609839105 203 1303 SH SOLE 1 1303 0 0 MONOLITHIC PWR SYS INC COM 609839105 0 2 SH SOLE 0 0 2 NETFLIX INC COM 64110L106 284 1060 SH SOLE 0 0 1060 NEW YORK MTG TR INC COM PAR $.02 649604501 187 30784 SH SOLE 0 0 30784 NEXTERA ENERGY INC COM 65339F101 954 4097 SH SOLE 0 0 4097 NIKE INC CL B 654106103 97 1033 SH SOLE 2 1033 0 0 NIKE INC CL B 654106103 164 1745 SH SOLE 0 0 1745 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 4620 353498 SH SOLE 0 0 353498 PAYCOM SOFTWARE INC COM 70432V102 164 782 SH SOLE 1 782 0 0 PAYCOM SOFTWARE INC COM 70432V102 140 667 SH SOLE 0 0 667 PAYPAL HLDGS INC COM 70450Y103 16 155 SH SOLE 1 155 0 0 PAYPAL HLDGS INC COM 70450Y103 17 163 SH SOLE 2 163 0 0 PAYPAL HLDGS INC COM 70450Y103 680 6564 SH SOLE 0 0 6564 PFIZER INC COM 717081103 52 1440 SH SOLE 2 1440 0 0 PFIZER INC COM 717081103 0 7 SH SOLE 6 7 0 0 PFIZER INC COM 717081103 37 1040 SH SOLE 7 1040 0 0 PFIZER INC COM 717081103 397 11046 SH SOLE 0 0 11046 PHILIP MORRIS INTL INC COM 718172109 33 433 SH SOLE 2 433 0 0 PHILIP MORRIS INTL INC COM 718172109 915 12052 SH SOLE 0 0 12052 PIMCO CORPORATE & INCOME OPP COM 72201B101 4 240 SH SOLE 0 0 240 PIMCO CORPORATE INCOME STRAT COM 72200U100 238 12957 SH SOLE 0 0 12957 PIMCO DYNAMIC INCOME FD SHS 72201Y101 467 14344 SH SOLE 0 0 14344 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 524 21404 SH SOLE 0 0 21404 PIMCO INCOME OPPORTUNITY FD COM 72202B100 134 5017 SH SOLE 0 0 5017 PIMCO INCOME STRATEGY FUND I COM 72201J104 176 17011 SH SOLE 0 0 17011 PIMCO MUN INCOME FD II COM 72200W106 326 20684 SH SOLE 0 0 20684 PIMCO STRATEGIC INCOME FD IN COM 72200X104 351 37863 SH SOLE 0 0 37863 POOL CORPORATION COM 73278L105 201 996 SH SOLE 1 996 0 0 POOL CORPORATION COM 73278L105 0 2 SH SOLE 0 0 2 PREFERRED APT CMNTYS INC COM 74039L103 451 31163 SH SOLE 0 0 31163 PROSHARES TR PSHS SHORT DOW30 74347B235 1 12 SH SOLE 0 0 12 PROSHARES TR SHORT QQQ NEW 74347B714 0 2 SH SOLE 0 0 2 PROSHARES TR PSHS ULT S&P 500 74347R107 1660 12920 SH SOLE 0 0 12920 PROSHARES TR ULTRAPRO QQQ 74347X831 244 3966 SH SOLE 0 0 3966 PROSHARES TR S&P 500 DV ARIST 74348A467 3 40 SH SOLE 0 0 40 REALITY SHS ETF TR DIVCN LDRS ETF 75605A405 369 10403 SH SOLE 0 0 10403 REALITY SHS ETF TR DIVCN DIVD ETF 75605A504 3 90 SH SOLE 0 0 90 REALITY SHS ETF TR DIVCON DIV ETF 75605A603 2 100 SH SOLE 0 0 100 REALITY SHS ETF TR NSD NXGN ECO ETF 75605A702 28 1200 SH SOLE 0 0 1200 REGIONS FINL CORP NEW COM 7591EP100 315 19891 SH SOLE 0 0 19891 SALESFORCE COM INC COM 79466L302 95 637 SH SOLE 2 637 0 0 SALESFORCE COM INC COM 79466L302 193 1302 SH SOLE 0 0 1302 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 42 728 SH SOLE 0 0 728 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 139 1547 SH SOLE 0 0 1547 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12 193 SH SOLE 0 0 193 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 61 502 SH SOLE 0 0 502 SELECT SECTOR SPDR TR ENERGY 81369Y506 217 3670 SH SOLE 0 0 3670 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 37 1318 SH SOLE 0 0 1318 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8 105 SH SOLE 0 0 105 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 341 4236 SH SOLE 0 0 4236 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 10 205 SH SOLE 0 0 205 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 12 293 SH SOLE 0 0 293 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 161 2490 SH SOLE 0 0 2490 SERVICENOW INC COM 81762P102 315 1239 SH SOLE 0 0 1239 SIRIUS XM HLDGS INC COM 82968B103 82 13100 SH SOLE 0 0 13100 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 413 1535 SH SOLE 0 0 1535 SPDR GOLD TRUST GOLD SHS 78463V107 16 114 SH SOLE 2 114 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 6190 44572 SH SOLE 0 0 44572 SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 8 259 SH SOLE 0 0 259 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 0 0 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5 160 SH SOLE 0 0 160 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 434 8369 SH SOLE 0 0 8369 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 509 13075 SH SOLE 0 0 13075 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 2 50 SH SOLE 0 0 50 SPDR S&P 500 ETF TR TR UNIT 78462F103 5 16 SH SOLE 9 16 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1577 5313 SH SOLE 0 0 5313 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1 2 SH SOLE 0 0 2 SPDR SERIES TRUST S&P BIOTECH 78464A870 0 1 SH SOLE 1 1 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 17 321 SH SOLE 8 321 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 860 16402 SH SOLE 0 0 16402 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 3 84 SH SOLE 0 0 84 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 52 1689 SH SOLE 0 0 1689 SPDR SERIES TRUST AEROSPACE DEF 78464A631 31 292 SH SOLE 0 0 292 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 0 6 SH SOLE 0 0 6 SPDR SERIES TRUST S&P DIVID ETF 78464A763 315 3072 SH SOLE 0 0 3072 SPDR SERIES TRUST S&P BK ETF 78464A797 253 5867 SH SOLE 0 0 5867 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 18 480 SH SOLE 0 0 480 SPDR SERIES TRUST S&P BIOTECH 78464A870 40 521 SH SOLE 0 0 521 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 172 1580 SH SOLE 0 0 1580 SPDR SERIES TRUST SSGA GNDER ETF 78468R747 2 29 SH SOLE 0 0 29 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 881 22845 SH SOLE 0 0 22845 STARBUCKS CORP COM 855244109 26 299 SH SOLE 2 299 0 0 STARBUCKS CORP COM 855244109 391 4426 SH SOLE 0 0 4426 STARWOOD PPTY TR INC COM 85571B105 273 11251 SH SOLE 0 0 11251 STONE HBR EMERG MRKTS INC FD COM 86164T107 160 12182 SH SOLE 0 0 12182 SYNOPSYS INC COM 871607107 193 1403 SH SOLE 1 1403 0 0 SYNOPSYS INC COM 871607107 62 451 SH SOLE 0 0 451 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 152 10039 SH SOLE 0 0 10039 TESLA INC COM 88160R101 857 3559 SH SOLE 0 0 3559 TWITTER INC COM 90184L102 0 2 SH SOLE 2 2 0 0 TWITTER INC COM 90184L102 356 8636 SH SOLE 0 0 8636 TWO HBRS INVT CORP COM NEW 90187B408 164 12520 SH SOLE 0 0 12520 UBS GROUP AG SHS H42097107 166 14650 SH SOLE 0 0 14650 UNION PACIFIC CORP COM 907818108 268 1653 SH SOLE 0 0 1653 UNITEDHEALTH GROUP INC COM 91324P102 6 26 SH SOLE 4 26 0 0 UNITEDHEALTH GROUP INC COM 91324P102 846 3891 SH SOLE 0 0 3891 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 353 14434 SH SOLE 0 0 14434 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 8 362 SH SOLE 0 0 362 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 327 12957 SH SOLE 0 0 12957 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 740 14763 SH SOLE 0 0 14763 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 0 12 SH SOLE 0 0 12 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 3 85 SH SOLE 0 0 85 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 41 490 SH SOLE 7 490 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 37 443 SH SOLE 9 443 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 11 133 SH SOLE 133 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4 54 SH SOLE 0 0 54 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 286 3390 SH SOLE 0 0 3390 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 29 500 SH SOLE 7 500 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 538 9142 SH SOLE 0 0 9142 VANGUARD GROUP DIV APP ETF 921908844 241 2016 SH SOLE 0 0 2016 VANGUARD INDEX FDS SML CP GRW ETF 922908595 75 412 SH SOLE 8 412 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 33 358 SH SOLE 9 358 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 755 2769 SH SOLE 0 0 2769 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3 20 SH SOLE 0 0 20 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 340 3641 SH SOLE 0 0 3641 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1 11 SH SOLE 0 0 11 VANGUARD INDEX FDS MID CAP ETF 922908629 2 13 SH SOLE 0 0 13 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 35 300 SH SOLE 0 0 300 VANGUARD INDEX FDS GROWTH ETF 922908736 578 3477 SH SOLE 0 0 3477 VANGUARD INDEX FDS VALUE ETF 922908744 2 20 SH SOLE 0 0 20 VANGUARD INDEX FDS TOTAL STK MKT 922908769 125 826 SH SOLE 0 0 826 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 138 1846 SH SOLE 7 1846 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 99 1324 SH SOLE 0 0 1324 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 62 1538 SH SOLE 0 0 1538 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 27 500 SH SOLE 0 0 500 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 7 141 SH SOLE 141 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9 116 SH SOLE 4 116 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 8 125 SH SOLE 0 0 125 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 0 5 SH SOLE 0 0 5 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2 33 SH SOLE 0 0 33 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 4 75 SH SOLE 0 0 75 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 167 1898 SH SOLE 0 0 1898 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 13 138 SH SOLE 0 0 138 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 101 2462 SH SOLE 0 0 2462 VANGUARD WELLINGTON FD US MINIMUM 921935409 138 1544 SH SOLE 0 0 1544 VEEVA SYS INC CL A COM 922475108 325 2128 SH SOLE 0 0 2128 VEREIT INC COM 92339V100 694 70980 SH SOLE 0 0 70980 VERIZON COMMUNICATIONS INC COM 92343V104 664 11001 SH SOLE 0 0 11001 VISA INC COM CL A 92826C839 21 124 SH SOLE 1 124 0 0 VISA INC COM CL A 92826C839 490 2850 SH SOLE 0 0 2850 W P CAREY INC COM 92936U109 1003 11202 SH SOLE 0 0 11202 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 191 12628 SH SOLE 0 0 12628 WISDOMTREE TR EMER MKT HIGH FD 97717W315 240 5808 SH SOLE 0 0 5808 WISDOMTREE TR YIELD ENHANCD US 97717X511 389 7433 SH SOLE 0 0 7433 XILINX INC COM 983919101 19 198 SH SOLE 1 198 0 0 XILINX INC COM 983919101 0 4 SH SOLE 6 4 0 0 XILINX INC COM 983919101 186 1939 SH SOLE 0 0 1939 ZOETIS INC CL A 98978V103 16 129 SH SOLE 1 129 0 0 ZOETIS INC CL A 98978V103 35 282 SH SOLE 2 282 0 0 ZOETIS INC CL A 98978V103 0 1 SH SOLE 1 0 0 ZOETIS INC CL A 98978V103 174 1393 SH SOLE 0 0 1393 ZYNERBA PHARMACEUTICALS INC COM 98986X109 111 14744 SH SOLE 0 0 14744