0001140361-18-025042.txt : 20180521 0001140361-18-025042.hdr.sgml : 20180521 20180521212027 ACCESSION NUMBER: 0001140361-18-025042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoffel Remo CENTRAL INDEX KEY: 0001724094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 18851183 MAIL ADDRESS: STREET 1: CALUNAWEG 15 CITY: CHUR STATE: V8 ZIP: 7000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Priora Holding AG CENTRAL INDEX KEY: 0001723762 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 18851186 BUSINESS ADDRESS: STREET 1: KANTONSSTRASSE 150 CITY: FREIENBACH STATE: V8 ZIP: 8807 BUSINESS PHONE: 41 58 269 9011 MAIL ADDRESS: STREET 1: KANTONSSTRASSE 150 CITY: FREIENBACH STATE: V8 ZIP: 8807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Profectio Beteiligungen AG CENTRAL INDEX KEY: 0001723759 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 18851185 BUSINESS ADDRESS: STREET 1: C/O DR. IUR. MARCO TOLLER STREET 2: BAHNHOFSTRASSE 7 CITY: CHUR STATE: V8 ZIP: 7000 BUSINESS PHONE: 41 81 286 0600 MAIL ADDRESS: STREET 1: C/O DR. IUR. MARCO TOLLER STREET 2: BAHNHOFSTRASSE 7 CITY: CHUR STATE: V8 ZIP: 7000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOFFELpart Asset AG CENTRAL INDEX KEY: 0001723761 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 18851184 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: CHUR STATE: V8 ZIP: 7001 BUSINESS PHONE: 41 81 286 0600 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: CHUR STATE: V8 ZIP: 7001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VV Value Vals AG CENTRAL INDEX KEY: 0001723763 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 18851188 BUSINESS ADDRESS: STREET 1: MITTLAGDA CITY: VALS STATE: V8 ZIP: 7132 BUSINESS PHONE: 41 81 286 0600 MAIL ADDRESS: STREET 1: MITTLAGDA CITY: VALS STATE: V8 ZIP: 7132 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XO Holding AG CENTRAL INDEX KEY: 0001723760 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 18851187 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: CHUR STATE: V8 ZIP: 7001 BUSINESS PHONE: 41 81 286 0600 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 21 CITY: CHUR STATE: V8 ZIP: 7001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75204 FORMER COMPANY: FORMER CONFORMED NAME: DEAN FOODS CO/ DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 form4.xml FORM 4 X0306 4 2018-05-17 0000931336 DEAN FOODS CO DF 0001723763 VV Value Vals AG MITTLAGADA VALS V8 7132 SWITZERLAND true 0001723760 XO Holding AG BAHNHOFSTRASSE 21 CHUR V8 7001 SWITZERLAND true 0001723762 Priora Holding AG KANTONSSTRASSE 150 FREIENBACH V8 8807 SWITZERLAND true 0001723759 Profectio Beteiligungen AG C/O DR. IUR. MARCO TOLLER BAHNHOFSTRASSE 7 CHUR V8 7000 SWITZERLAND true 0001723761 STOFFELpart Asset AG BAHNHOFSTRASSE 21 CHUR V8 7001 SWITZERLAND true 0001724094 Stoffel Remo C/O STOFFELPART ASSET AG BAHNHOFSTRASSE 21 CHUR V8 7001 SWITZERLAND true Common Stock 2018-05-17 4 P 0 15287 10.2464 A 9150000 I See Footnotes The number of securities reported represents an aggregate number of shares purchased in multiple market transactions over a range of purchase prices. The price reported represents the weighted-average price per share. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased at each separate price within the range. Purchase prices range from $10.18 to $10.27 per share, inclusive. Each of XO Holding AG, as the sole stockholder of VV Value Vals AG, Priora Holding AG, as the sole stockholder of XO Holding AG, Profectio Beteiligungen AG, as the sole stockholder of Priora Holding AG, STOFFELpart Asset AG, as the sole stockholder of Profectio Beteiligungen AG, and Remo Stoffel, as the sole stockholder of STOFFELpart Asset AG, may be deemed to share voting and dispositive power over, and may be deemed to beneficially own, the 9,150,000 Shares owned by VV Value Vals AG. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. See Exhibit 99.1, Joint Filer Information, incorporated herein by reference. /s/ Remo Stoffel 2018-05-21 /s/ Hans-Peter Domanig 2018-05-21 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
VV Value Vals AG
   
Address of Joint Filer:
Mittlagada
 
Vals, V8 7132
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Dean Foods [DF]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
5/17/2018
   
If Amendment, Date Original Filed
  
(Month/Day/Year):
  
   
Designated Filer:
VV Value Vals AG
   
Signature:
  
   
VV Value Vals AG
  

By:
 /s/ Remo Stoffel  
Name:
Remo Stoffel
Title:
Director
 
By:
 /s/ Hans-Peter Domanig  
Name:
Hans-Peter Domanig
Title:
Director
 
5/21/2018
  
Date
  
 
Joint Filer Information

Name of Joint Filer:
XO Holding AG
   
Address of Joint Filer:
Bahnhofstrausse 21
 
Chur, V8 7001
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Dean Foods [DF]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
5/17/2018
   
If Amendment, Date Original Filed
  
(Month/Day/Year):
  
   
Designated Filer:
VV Value Vals AG
   
Signature:
  
   
XO Holding AG
  
 
By:
 /s/ Remo Stoffel  
Name:
Remo Stoffel
Title:
Director
 
By:
 /s/ Hans-Peter Domanig  
Name:
Hans-Peter Domanig
Title:
Director
 
5/21/2018
  
Date
  
 
Joint Filer Information

Name of Joint Filer:
Priora Holding AG
   
Address of Joint Filer:
Kantonsstrasse 150
 
Freienbach, V8 8807
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Dean Foods [DF]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
5/17/2018
   
If Amendment, Date Original Filed
  
(Month/Day/Year):
  
   
Designated Filer:
VV Value Vals AG
   
Signature:
  
   
Priora Holding AG
  
 
By:
 /s/ Fulvio Micheletti  
Name:
Fulvio Micheletti
Title:
Director
 
By:
 /s/ Hans-Peter Domanig  
Name:
Hans-Peter Domanig
Title:
Director
 
5/21/2018
  
Date
  
 
Joint Filer Information

Name of Joint Filer:
Profectio Beteiligungen AG
   
Address of Joint Filer:
C/O Dr. iur. Marco Toller
 
Bahnhofstrausse 7
 
Chur, V8 7000
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Dean Foods [DF]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
5/17/2018
   
If Amendment, Date Original Filed
  
(Month/Day/Year):
  
   
Designated Filer:
VV Value Vals AG
   
Signature:
  
   
Profectio Beteiligungen
  
 
By:
 /s/ Dr. Renee Locher  
Name:
Dr. Renee Locher
Title:
Director
 
5/21/2018
  
Date
  
 
Joint Filer Information

Name of Joint Filer:
STOFFELpart Asset AG
   
Address of Joint Filer:
Bahnhofstrausse 21
 
Chur, V8 7001
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Dean Foods [DF]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
5/17/2018
   
If Amendment, Date Original Filed
  
(Month/Day/Year):
  
   
Designated Filer:
VV Value Vals AG
   
Signature:
  
   
STOFFELpart Asset AG
  
 
By:
 /s/ Remo Stoffel  
Name:
Remo Stoffel
Title:
Director
 
5/21/2018
  
Date
  
 
Joint Filer Information

Name of Joint Filer:
Stoffel, Remo
   
Address of Joint Filer:
c/o STOFFELpart Asset AG
 
Bahnhofstrausse 21
 
Chur, V8 7001
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Dean Foods [DF]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
5/17/2018
   
If Amendment, Date Original Filed
  
(Month/Day/Year):
  
   
Designated Filer:
VV Value Vals AG
   
Signature:
  
 
By:
 /s/ Remo Stoffel  
Name:
Remo Stoffel
 
5/21/2018
  
Date