0001723596-24-000138.txt : 20240320 0001723596-24-000138.hdr.sgml : 20240320 20240320161241 ACCESSION NUMBER: 0001723596-24-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prabhu Manesh Balachandran CENTRAL INDEX KEY: 0001949911 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38456 FILM NUMBER: 24767920 MAIL ADDRESS: STREET 1: C/O COLUMBIA FINANCIAL, INC. STREET 2: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Columbia Financial, Inc. CENTRAL INDEX KEY: 0001723596 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223504946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 BUSINESS PHONE: 800-522-4167 MAIL ADDRESS: STREET 1: 19-01 ROUTE 208 NORTH CITY: FAIR LAWN STATE: NJ ZIP: 07410 4 1 wk-form4_1710965548.xml FORM 4 X0508 4 2024-03-15 0 0001723596 Columbia Financial, Inc. CLBK 0001949911 Prabhu Manesh Balachandran 19-01 ROUTE 208 NORTH FAIR LAWN NJ 07410 0 1 0 0 EVP & CIO 0 Common Stock 2024-03-15 4 A 0 215.9824 15.93 A 215.9824 I By Stock-Based Deferral Plan Common Stock 894 D Common Stock 612 I By 401(k) Common Stock 982 I By ESOP Common Stock 117 I By SERP Common Stock 3043 I By Stock Award Common Stock 11628 I By Stock Award II Common Stock 12343 I By Stock Award III Stock Options (right to buy) 20.54 2023-10-31 2032-10-31 Common Stock 12985 12985 D Stock Options (right to buy) 15.94 2024-05-01 2033-05-01 Common Stock 8459 8459 D Stock Options (right to buy) 16.49 2025-03-06 2034-03-06 Common Stock 8296 8296 D Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c). Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vest in three equal annual installments commencing on October 31, 2023. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vest in three equal annual installments commencing on October 31, 2023. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025. /s/ Dennis E. Gibney, Power of Attorney 2024-03-20