0001748824-22-000002.txt : 20220103 0001748824-22-000002.hdr.sgml : 20220103 20220103162428 ACCESSION NUMBER: 0001748824-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rana Suren CENTRAL INDEX KEY: 0001723025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38979 FILM NUMBER: 22502436 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group Inc. CENTRAL INDEX KEY: 0001748824 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 471121020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173697300 MAIL ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: BrightSphere US Inc. DATE OF NAME CHANGE: 20180801 4 1 wf-form4_164124505253858.xml FORM 4 X0306 4 2021-12-31 0 0001748824 BrightSphere Investment Group Inc. BSIG 0001723025 Rana Suren 200 CLARENDON STREET 53RD FLOOR BOSTON MA 02116 1 1 0 0 President and CEO Common Stock 2021-12-31 4 M 0 375000 10 A 647967 D Common Stock 2021-12-31 4 F 0 246824 25.92 D 401143 D Common Stock 2021-12-31 4 S 0 128176 25.8144 D 272967 D Employee Stock Option 10.0 2021-12-31 4 M 0 375000 10 D 2024-12-31 Common Stock 375000.0 750000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $25.99, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. /s/ Richard J. Hart, Attorney-in-fact 2022-01-03