Chief Operating Officer

0001722622-21-000002.txt : 20210216 0001722622-21-000002.hdr.sgml : 20210216 20210216121350 ACCESSION NUMBER: 0001722622-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Rock Capital Management LP CENTRAL INDEX KEY: 0001722622 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19969 FILM NUMBER: 21634801 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: SUITE 1365 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2122574859 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: SUITE 1365 CITY: NEW YORK STATE: NY ZIP: 10165 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001722622 XXXXXXXX 12-31-2020 12-31-2020 Sage Rock Capital Management LP

60 EAST 42ND STREET SUITE 1365 NEW YORK NY 10165

13F HOLDINGS REPORT 028-19969 N Matthew Fisher Chief Operating Officer 212-257-4876 Matthew Fisher New York NY 02-16-2021 0 122 602602 false INFORMATION TABLE 2 sagerock13fdec2020.xml 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 3165 300000 SH SOLE 300000 0 0 AJAX I UNIT 99/99/9999 G0190X118 12323 993000 SH SOLE 993000 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 277 191300 SH SOLE 191300 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 4640 463555 SH SOLE 463555 0 0 APOLLO STRATEGIC GROWTH CAPT UNIT 99/99/9999 G0411R122 8525 780000 SH SOLE 780000 0 0 ARTIUS ACQUISITION INC UNIT 99/99/9999 04316G204 12847 1143000 SH SOLE 1143000 0 0 ARYA SCIENCES ACQUISITION CO COM CL A G3166W106 5811 535604 SH SOLE 535604 0 0 ASCENDANT DIGITAL ACQUISITIO *W EXP 07/28/202 G05155117 1031 603050 SH SOLE 603050 0 0 ASCENDANT DIGITAL ACQUISITIO COM CL A G05155109 7450 726100 SH SOLE 726100 0 0 ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 G05436129 10551 1009700 SH SOLE 1009700 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 864 785080 SH SOLE 785080 0 0 ATLAS CREST INVT CORP UNIT 99/99/9999 049284201 6519 617900 SH SOLE 617900 0 0 BIG ROCK PARTNERS ACQUISITIO RIGHT 12/01/2022 089482129 176 135000 SH SOLE 135000 0 0 BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 685 64000 SH SOLE 64000 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 32 46000 SH SOLE 46000 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 169 272700 SH SOLE 272700 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 6787 668700 SH SOLE 668700 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 471 334350 SH SOLE 334350 0 0 CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 13005 1307000 SH SOLE 1307000 0 0 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 927 85500 SH SOLE 85500 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 6971 677500 SH SOLE 677500 0 0 CF FIN ACQUISITION CORP III UNIT 09/30/2027 12529D207 8048 750000 SH SOLE 750000 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 318 321300 SH SOLE 321300 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 3744 367100 SH SOLE 367100 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 1044 802800 SH SOLE 802800 0 0 CHP MERGER CORP COM CL A 12558Y106 7336 715000 SH SOLE 715000 0 0 CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 774 509120 SH SOLE 509120 0 0 CHURCHILL CAPITAL CORP IV CL A 171439102 13970 1395600 SH SOLE 1395600 0 0 CHURCHILL CAPITAL CORP V UNIT 99/99/9999 17144T206 4743 451700 SH SOLE 451700 0 0 CM LIFE SCIENCES INC COM CL A 18978W109 6570 595143 SH SOLE 595143 0 0 CM LIFE SCIENCES INC *W EXP 09/04/202 18978W117 773 283332 SH SOLE 283332 0 0 COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 11180 1040000 SH SOLE 1040000 0 0 COLLECTORS UNIVERSE INC COM NEW 19421R200 1131 15000 SH SOLE 15000 0 0 CORNER GROWTH ACQUISITION CO UNIT 01/01/2027 G2425N121 5225 500000 SH SOLE 500000 0 0 CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 679 450000 SH SOLE 450000 0 0 D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 221 210053 SH SOLE 210053 0 0 DD3 ACQUISITION CORP II UNIT 99/99/9999 23318M209 4200 400000 SH SOLE 400000 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 498 255489 SH SOLE 255489 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 11037 1021956 SH SOLE 1021956 0 0 DMY TECHNOLOGY GROUP INC III UNIT 99/99/9999 233278209 7116 624200 SH SOLE 624200 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 994 657999 SH SOLE 657999 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 7918 773997 SH SOLE 773997 0 0 EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 13826 542400 SH SOLE 542400 0 0 FALCON CAPITAL ACQUISITN COR UNIT 08/20/2027 30606L207 10424 976000 SH SOLE 976000 0 0 FIRSTMARK HORIZON ACQUISITIO UNIT 99/99/9999 33765Y200 7454 653900 SH SOLE 653900 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 8541 763998 SH SOLE 763998 0 0 FOLEY TRASIMENE ACQUISTN COR *W EXP 05/26/202 34431F112 644 254666 SH SOLE 254666 0 0 FOREST ROAD ACQUISITION CORP UNIT 99/99/9999 34619R201 4200 400000 SH SOLE 400000 0 0 FORTRESS VALUE ACQUISITION I UNIT 08/10/2027 349642207 462 41400 SH SOLE 41400 0 0 FS DEV CORP COM CL A 303020101 2068 188000 SH SOLE 188000 0 0 GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 248 600000 SH SOLE 600000 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 1176 600000 SH SOLE 600000 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 11055 1040000 SH SOLE 1040000 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 315 210000 SH SOLE 210000 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 5200 500000 SH SOLE 500000 0 0 GS ACQUISITION HLDGS CORP II *W EXP 06/30/202 36258Q113 512 200125 SH SOLE 200125 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 9445 866500 SH SOLE 866500 0 0 H I G ACQUISITION CORP UNIT 99/99/9999 G44898115 10847 1040000 SH SOLE 1040000 0 0 HEALTH ASSURN ACQUISITION CO UNIT 99/99/9999 42226W208 7412 672600 SH SOLE 672600 0 0 HIGHCAPE CAP ACQUISITION COR UNIT 09/30/2027 42984L204 4205 407500 SH SOLE 407500 0 0 HORIZON ACQUISITION CORP COM CL A G46049105 4509 450000 SH SOLE 450000 0 0 HORIZON ACQUISITION CORPORAT UNIT 99/99/9999 G46044122 6444 600000 SH SOLE 600000 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 560 325000 SH SOLE 325000 0 0 ION ACQUISITION CORP 1 LTD UNIT 99/99/9999 G49392122 3943 326385 SH SOLE 326385 0 0 JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 4696 425000 SH SOLE 425000 0 0 LANDCADIA HOLDINGS III INC UNIT 99/99/9999 51476H209 11729 1050000 SH SOLE 1050000 0 0 LEFTERIS ACQUISITION CORP UNIT 11/01/2023 52470X208 9214 850000 SH SOLE 850000 0 0 LIFESCI ACQUISITION II CORP COM 53229E103 3785 354700 SH SOLE 354700 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 645 551100 SH SOLE 551100 0 0 LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 334 476910 SH SOLE 476910 0 0 LIVE OAK ACQUISITION CORP II UNIT 99/99/9999 53804W205 9993 921000 SH SOLE 921000 0 0 MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 5415 500000 SH SOLE 500000 0 0 MONTES ARCHIMEDES ACQUISITIO UNIT 09/30/2025 612657205 11025 1050000 SH SOLE 1050000 0 0 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 5270 500000 SH SOLE 500000 0 0 NEW BEGINNINGS ACQUISITION C *W EXP 11/01/202 64222H118 779 779383 SH SOLE 779383 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 229 2100 SH SOLE 2100 0 0 NORTH MOUNTAIN MERGER CORP UNIT 09/16/2025 661204206 7173 667900 SH SOLE 667900 0 0 NORTH MOUNTAIN MERGER CORP *W EXP 09/16/202 661204115 155 115000 SH SOLE 115000 0 0 OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 1352 920000 SH SOLE 920000 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 9021 861562 SH SOLE 861562 0 0 OTR ACQUISITION CORP *W EXP 11/30/202 67113Q113 162 160000 SH SOLE 160000 0 0 PAR TECHNOLOGY CORP COM 698884103 251 4000 SH SOLE 4000 0 0 PERIPHAS CAPITAL PARTNERING UNIT 99/99/9999 713895209 8464 324151 SH SOLE 324151 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 4269 154000 SH SOLE 154000 0 0 PG&E CORP COM 69331C108 660 53000 SH SOLE 53000 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 735 700000 SH SOLE 700000 0 0 PROPTECH INVESTMENT CORP II UNIT 99/99/9999 743497208 5315 500000 SH SOLE 500000 0 0 PTK ACQUISITION CORP *W EXP 12/12/202 69375F116 609 529387 SH SOLE 529387 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 7887 724197 SH SOLE 724197 0 0 REDBALL ACQUISITION CORP *W EXP 08/17/202 G7417R113 492 219733 SH SOLE 219733 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G7483N111 7203 588000 SH SOLE 588000 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G74847123 428 37600 SH SOLE 37600 0 0 REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 7287 700000 SH SOLE 700000 0 0 ROMAN DBDR TECH ACQUISITION *W EXP 10/31/202 77584N119 517 423945 SH SOLE 423945 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 200 148517 SH SOLE 148517 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 12446 1206000 SH SOLE 1206000 0 0 SCVX CORP *W EXP 01/24/202 G79448117 849 499618 SH SOLE 499618 0 0 SCVX CORP COM G79448208 5794 562572 SH SOLE 562572 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 6689 650000 SH SOLE 650000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 12613 956972 SH SOLE 956972 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G82514129 5706 390000 SH SOLE 390000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 7201 557800 SH SOLE 557800 0 0 SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 6480 600000 SH SOLE 600000 0 0 SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 10457 972700 SH SOLE 972700 0 0 SUPERNOVA PARTNERS ACQUISITI UNIT 99/99/9999 86846V207 10801 930310 SH SOLE 930310 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 345 246660 SH SOLE 246660 0 0 TEKKORP DIGITAL ACQUISITN CO UNIT 09/29/2027 G8739H122 6826 635000 SH SOLE 635000 0 0 TPG PACE TECH OPPORTUNITIES UNIT 99/99/9999 G8990Y111 11673 1027590 SH SOLE 1027590 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 8428 781077 SH SOLE 781077 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 542 260359 SH SOLE 260359 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 8815 850000 SH SOLE 850000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 229 100000 SH SOLE 100000 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 3087 300600 SH SOLE 300600 0 0 TWC TECH HLDGS II CORP *W EXP 09/15/202 90117G113 782 474032 SH SOLE 474032 0 0 TWC TECH HLDGS II CORP COM 90117G105 9906 940698 SH SOLE 940698 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 599 630000 SH SOLE 630000 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 9675 900000 SH SOLE 900000 0 0 VIEMED HEALTHCARE INC COM 92663R105 195 25000 SH SOLE 25000 0 0 VPC IMPACT ACQUISITION HLDNG UNIT 09/22/2025 G9441E126 5564 520000 SH SOLE 520000 0 0 VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 519 467900 SH SOLE 467900 0 0 VY GLOBAL GROWTH UNIT 99/99/9999 G9444H126 5876 546060 SH SOLE 546060 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 10976 1076077 SH SOLE 1076077 0 0