X0306 4 2017-11-20 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001722498 McClain Mark D. 11305 FOUR POINTS DRIVE BUILDING 2, SUITE 100 AUSTIN TX 78726 1 1 0 0 CEO and President Common Stock 2017-11-20 4 A 0 100000 0.00 A 1709565 D Common Stock 2017-11-21 4 C 0 363237 0.00 A 2072802 D Common Stock 2017-11-21 4 S 0 200000 12.00 D 1872802 D Common Stock 2017-11-21 4 C 0 496713 0.00 A 1555994 I By McClain Charitable Remainder Unitrust Common Stock 2017-11-21 4 S 0 100000 12.00 D 1455994 I By McClain Charitable Remainder Unitrust Common Stock 80000 I By McClain RHD 2015 Trust Common Stock 80000 I By McClain ADM 2015 Trust Common Stock 80000 I By McClain GMM 2015 Trust Series A Convertible Preferred Stock 2017-11-21 4 C 0 3965.3764 0.00 D Common Stock 363237 0 D Series A Convertible Preferred Stock 2017-11-21 4 C 0 5422.4117 0.00 D Common Stock 496713 0 I By McClain Charitable Remainder Unitrust Immediately prior to completion of the issuer's initial public offering (the "IPO") on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. Sold in the IPO. Mr. McClain is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Mr. McClain is a co-trustee for each of the McClain RHD 2015 Trust, McClain ADM 2015 Trust and McClain GMM 2015 Trust (together, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. /s/ Christopher G. Schmitt, attorney-in-fact 2017-11-22