The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 73 | 11,700 | SH | Call | SOLE | 0 | 0 | 11,700 | |
3M CO | COM | 88579Y101 | 4,422 | 32,390 | SH | SOLE | 0 | 0 | 32,390 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,807 | 1,555 | SH | SOLE | 0 | 0 | 1,555 | ||
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 3,063 | 136,971 | SH | SOLE | 0 | 0 | 136,971 | ||
ALTRIA GROUP INC | COM | 02209S103 | 4,304 | 111,294 | SH | SOLE | 0 | 0 | 111,294 | ||
ALTRIA GROUP INC | COM | 02209S103 | 122 | 115,200 | SH | Call | SOLE | 0 | 0 | 115,200 | |
AMAZON COM INC | COM | 023135106 | 2,751 | 1,411 | SH | SOLE | 0 | 0 | 1,411 | ||
AMGEN INC | COM | 031162100 | 4,679 | 23,081 | SH | SOLE | 0 | 0 | 23,081 | ||
AMGEN INC | COM | 031162100 | 74 | 8,300 | SH | Call | SOLE | 0 | 0 | 8,300 | |
APPLE INC | COM | 037833100 | 2,205 | 8,672 | SH | SOLE | 0 | 0 | 8,672 | ||
BLACKROCK INC | COM | 09247X101 | 1,317 | 2,994 | SH | SOLE | 0 | 0 | 2,994 | ||
BP PLC | SPONSORED ADR | 055622104 | 4,842 | 198,516 | SH | SOLE | 0 | 0 | 198,516 | ||
BP PLC | SPONSORED ADR | 055622104 | 34 | 159,100 | SH | Call | SOLE | 0 | 0 | 159,100 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 120 | 29,800 | SH | Call | SOLE | 0 | 0 | 29,800 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 4,753 | 85,271 | SH | SOLE | 0 | 0 | 85,271 | ||
CHEVRON CORP NEW | COM | 166764100 | 15 | 50,600 | SH | Call | SOLE | 0 | 0 | 50,600 | |
CHEVRON CORP NEW | COM | 166764100 | 4,528 | 62,494 | SH | SOLE | 0 | 0 | 62,494 | ||
CISCO SYS INC | COM | 17275R102 | 5,412 | 137,666 | SH | SOLE | 0 | 0 | 137,666 | ||
CISCO SYS INC | COM | 17275R102 | 60 | 125,700 | SH | Call | SOLE | 0 | 0 | 125,700 | |
CONOCOPHILLIPS | COM | 20825C104 | 2,224 | 72,224 | SH | SOLE | 0 | 0 | 72,224 | ||
CUMMINS INC | COM | 231021106 | 1,421 | 10,501 | SH | SOLE | 0 | 0 | 10,501 | ||
ECOLAB INC | COM | 278865100 | 1,337 | 8,577 | SH | SOLE | 0 | 0 | 8,577 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 254 | 4,374 | SH | SOLE | 0 | 0 | 4,374 | ||
EXCHANGE LISTED FDS TR | KNLDG LD WD ETF | 30151E608 | 1,570 | 54,447 | SH | SOLE | 0 | 0 | 54,447 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,179 | 57,390 | SH | SOLE | 0 | 0 | 57,390 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 1,021 | 18,890 | SH | SOLE | 0 | 0 | 18,890 | ||
FLEXSHARES TR | QLT DIV DEF IDX | 33939L845 | 1,571 | 43,145 | SH | SOLE | 0 | 0 | 43,145 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,012 | 7,652 | SH | SOLE | 0 | 0 | 7,652 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 3,152 | 83,194 | SH | SOLE | 0 | 0 | 83,194 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 66 | 41,900 | SH | Call | SOLE | 0 | 0 | 41,900 | |
HONEYWELL INTL INC | COM | 438516106 | 2,195 | 16,410 | SH | SOLE | 0 | 0 | 16,410 | ||
HUNTINGTON INGALLS INDS INC | COM | 446413106 | 1,091 | 5,990 | SH | SOLE | 0 | 0 | 5,990 | ||
INTEL CORP | COM | 458140100 | 2,103 | 38,857 | SH | SOLE | 0 | 0 | 38,857 | ||
INVESCO EXCH TRD SLF IDX FD | DEFENSIVE EQTY | 46138J775 | 1,402 | 31,330 | SH | SOLE | 0 | 0 | 31,330 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 564 | 13,796 | SH | SOLE | 0 | 0 | 13,796 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,952 | 14,642 | SH | SOLE | 0 | 0 | 14,642 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 1,943 | 59,608 | SH | SOLE | 0 | 0 | 59,608 | ||
ISHARES TR | GLOBAL 100 ETF | 464287572 | 5,797 | 129,794 | SH | SOLE | 0 | 0 | 129,794 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 2,506 | 40,055 | SH | SOLE | 0 | 0 | 40,055 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,885 | 53,959 | SH | SOLE | 0 | 0 | 53,959 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,712 | 50,170 | SH | SOLE | 0 | 0 | 50,170 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 3,403 | 27,991 | SH | SOLE | 0 | 0 | 27,991 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,899 | 16,588 | SH | SOLE | 0 | 0 | 16,588 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 260 | 5,233 | SH | SOLE | 0 | 0 | 5,233 | ||
JOHNSON & JOHNSON | COM | 478160104 | 120 | 12,900 | SH | Call | SOLE | 0 | 0 | 12,900 | |
JOHNSON & JOHNSON | COM | 478160104 | 4,718 | 35,983 | SH | SOLE | 0 | 0 | 35,983 | ||
MICROSOFT CORP | COM | 594918104 | 2,079 | 13,184 | SH | SOLE | 0 | 0 | 13,184 | ||
MONDELEZ INTL INC | CL A | 609207105 | 934 | 18,659 | SH | SOLE | 0 | 0 | 18,659 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 10 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 1,163 | 3,844 | SH | SOLE | 0 | 0 | 3,844 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 832 | 7,832 | SH | SOLE | 0 | 0 | 7,832 | ||
RAYTHEON CO | COM NEW | 755111507 | 1,766 | 13,468 | SH | SOLE | 0 | 0 | 13,468 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 2,299 | 65,883 | SH | SOLE | 0 | 0 | 65,883 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 22,975 | 89,135 | SH | SOLE | 0 | 0 | 89,135 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 205 | 10,600 | SH | Put | SOLE | 0 | 0 | 10,600 | |
SSGA ACTIVE ETF TR | ULT SHT TRM BD | 78467V707 | 247 | 6,344 | SH | SOLE | 0 | 0 | 6,344 | ||
TEXAS INSTRS INC | COM | 882508104 | 4,121 | 41,243 | SH | SOLE | 0 | 0 | 41,243 | ||
TEXAS INSTRS INC | COM | 882508104 | 12 | 15,700 | SH | Call | SOLE | 0 | 0 | 15,700 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 944 | 18,663 | SH | SOLE | 0 | 0 | 18,663 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 1,818 | 40,086 | SH | SOLE | 0 | 0 | 40,086 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 3,852 | 152,242 | SH | SOLE | 0 | 0 | 152,242 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189H409 | 266 | 5,081 | SH | SOLE | 0 | 0 | 5,081 |