Chief Compliance Officer

0001085146-22-003418.txt : 20221014 0001085146-22-003418.hdr.sgml : 20221014 20221014171505 ACCESSION NUMBER: 0001085146-22-003418 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221014 DATE AS OF CHANGE: 20221014 EFFECTIVENESS DATE: 20221014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Wealth Services, LLC CENTRAL INDEX KEY: 0001721527 IRS NUMBER: 822079022 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18257 FILM NUMBER: 221311969 BUSINESS ADDRESS: STREET 1: 74150 COUNTRY CLUB DRIVE CITY: PALM DESERT STATE: CA ZIP: 92260 BUSINESS PHONE: (760) 834-7250 MAIL ADDRESS: STREET 1: 74150 COUNTRY CLUB DRIVE CITY: PALM DESERT STATE: CA ZIP: 92260 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001721527 XXXXXXXX 09-30-2022 09-30-2022 false Cypress Wealth Services, LLC

74150 COUNTRY CLUB DRIVE PALM DESERT CA 92260

13F HOLDINGS REPORT 028-18257 N Marc Koven Chief Compliance Officer 000-000-0000 /s/ Marc Koven PALM DESERT CA 10-14-2022 0 223 294020 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 339 3331 SH SOLE 0 0 3331 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 278 1069 SH SOLE 0 0 1069 AIR PRODS & CHEMS INC COM 009158106 307 1323 SH SOLE 0 0 1323 ALPHABET INC CAP STK CL A 02079K305 1487 15066 SH SOLE 0 0 15066 ALPHABET INC CAP STK CL C 02079K107 1353 13587 SH SOLE 0 0 13587 ALPS ETF TR ALERIAN MLP 00162Q452 203 5321 SH SOLE 0 0 5321 ALPS ETF TR SECTR DIV DOGS 00162Q858 959 20878 SH SOLE 0 0 20878 ALTRIA GROUP INC COM 02209S103 351 8199 SH SOLE 0 0 8199 AMAZON COM INC COM 023135106 2037 17782 SH SOLE 0 0 17782 AMERICAN EXPRESS CO COM 025816109 594 4275 SH SOLE 0 0 4275 AMGEN INC COM 031162100 989 4318 SH SOLE 0 0 4318 APPLE INC COM 037833100 18518 132186 SH SOLE 0 0 132186 AT&T INC COM 00206R102 203 13571 SH SOLE 0 0 13571 AUTOMATIC DATA PROCESSING IN COM 053015103 405 1781 SH SOLE 0 0 1781 BALL CORP COM 058498106 314 6481 SH SOLE 0 0 6481 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2199 8173 SH SOLE 0 0 8173 BIOCRYST PHARMACEUTICALS INC COM 09058V103 273 20000 SH SOLE 0 0 20000 BITFARMS LTD COM 09173B107 81 79800 SH SOLE 0 0 79800 BK OF AMERICA CORP COM 060505104 396 12872 SH SOLE 0 0 12872 BLACKROCK INC COM 09247X101 533 968 SH SOLE 0 0 968 BLACKSTONE INC COM 09260D107 300 3472 SH SOLE 0 0 3472 BNY MELLON ALCENTRA GLOBAL C COM 05588N108 184 26291 SH SOLE 0 0 26291 BRISTOL-MYERS SQUIBB CO COM 110122108 320 4585 SH SOLE 0 0 4585 CHEVRON CORP NEW COM 166764100 1407 8790 SH SOLE 0 0 8790 CISCO SYS INC COM 17275R102 480 11929 SH SOLE 0 0 11929 COCA COLA CO COM 191216100 468 8587 SH SOLE 0 0 8587 COMCAST CORP NEW CL A 20030N101 351 11985 SH SOLE 0 0 11985 COSTCO WHSL CORP NEW COM 22160K105 1404 3000 SH SOLE 0 0 3000 CVS HEALTH CORP COM 126650100 241 2727 SH SOLE 0 0 2727 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 2260 73631 SH SOLE 0 0 73631 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 1935 40279 SH SOLE 0 0 40279 DISNEY WALT CO COM 254687106 966 9937 SH SOLE 0 0 9937 DOMINION ENERGY INC COM 25746U109 294 4567 SH SOLE 0 0 4567 DUKE ENERGY CORP NEW COM NEW 26441C204 324 3641 SH SOLE 0 0 3641 EATON VANCE FLOATING RATE 20 COM 27831H100 291 33827 SH SOLE 0 0 33827 EDISON INTL COM 281020107 401 6843 SH SOLE 0 0 6843 ENBRIDGE INC COM 29250N105 504 13598 SH SOLE 0 0 13598 EXXON MOBIL CORP COM 30231G102 1236 12237 SH SOLE 0 0 12237 FIRST MAJESTIC SILVER CORP COM 32076V103 197 23993 SH SOLE 0 0 23993 FIRST TR EXCHNG TRADED FD VI CBOE VEST INTL 33740U869 550 33512 SH SOLE 0 0 33512 FIRST TR EXCHNG TRADED FD VI CBOE VEST NAS100 33740F557 428 24290 SH SOLE 0 0 24290 FIRST TR EXCHNG TRADED FD VI CBOE VEST US DEP 33740U802 1496 51937 SH SOLE 0 0 51937 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F698 452 15163 SH SOLE 0 0 15163 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U208 466 14214 SH SOLE 0 0 14214 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 372 11043 SH SOLE 0 0 11043 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 500 16557 SH SOLE 0 0 16557 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 233 2650 SH SOLE 0 0 2650 FORD MTR CO DEL COM 345370860 725 59390 SH SOLE 0 0 59390 FORTUNA SILVER MINES INC COM 349915108 100 35244 SH SOLE 0 0 35244 FRANCO NEV CORP COM 351858105 422 3516 SH SOLE 0 0 3516 GENUINE PARTS CO COM 372460105 311 2021 SH SOLE 0 0 2021 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 1211 12141 SH SOLE 0 0 12141 GOLDMAN SACHS GROUP INC COM 38141G104 251 833 SH SOLE 0 0 833 HANESBRANDS INC COM 410345102 78 10542 SH SOLE 0 0 10542 HOME DEPOT INC COM 437076102 402 1413 SH SOLE 0 0 1413 HONEYWELL INTL INC COM 438516106 334 1946 SH SOLE 0 0 1946 HUT 8 MNG CORP COM 44812T102 69 36130 SH SOLE 0 0 36130 INDEPENDENCE RLTY TR INC COM 45378A106 1138 73460 SH SOLE 0 0 73460 INNOVATOR ETFS TR EMRGNG MKT JAN 45782C516 208 8220 SH SOLE 0 0 8220 INNOVATOR ETFS TR GRWT100 PWR BF 45782C334 406 12055 SH SOLE 0 0 12055 INNOVATOR ETFS TR GRWT100 PWR BF 45782C466 785 22686 SH SOLE 0 0 22686 INNOVATOR ETFS TR GRWT100 PWR BUF 45782C615 849 24513 SH SOLE 0 0 24513 INNOVATOR ETFS TR INTRNL DEV JAN 45782C524 341 14601 SH SOLE 0 0 14601 INNOVATOR ETFS TR INTRNL DEV JULY 45782C722 258 12021 SH SOLE 0 0 12021 INNOVATOR ETFS TR US EQT ULTRA BF 45782C672 499 19640 SH SOLE 0 0 19640 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 1560 59657 SH SOLE 0 0 59657 INNOVATOR ETFS TR US EQTY PWR BUF 45782C318 240 8887 SH SOLE 0 0 8887 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 854 28677 SH SOLE 0 0 28677 INNOVATOR ETFS TR US EQTY PWR BUF 45782C417 323 12053 SH SOLE 0 0 12053 INNOVATOR ETFS TR US EQTY PWR BUF 45782C383 322 11002 SH SOLE 0 0 11002 INNOVATOR ETFS TR US EQTY PWR BUF 45782C748 661 23109 SH SOLE 0 0 23109 INNOVATOR ETFS TR US EQTY PWR BUF 45782C797 251 8723 SH SOLE 0 0 8723 INNOVATOR ETFS TR US EQTY PWR BUF 45782C656 300 10712 SH SOLE 0 0 10712 INNOVATOR ETFS TR US SML CP PWR B 45782C599 231 9480 SH SOLE 0 0 9480 INTERNATIONAL TOWER HILL MIN COM 46050R102 60 129687 SH SOLE 0 0 129687 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 139 11858 SH SOLE 0 0 11858 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 638 30072 SH SOLE 0 0 30072 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 555 26588 SH SOLE 0 0 26588 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 543 26633 SH SOLE 0 0 26633 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 533 26728 SH SOLE 0 0 26728 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 442 23712 SH SOLE 0 0 23712 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 388 20851 SH SOLE 0 0 20851 INVESCO HIG INCM 2023 TARG T COM 46135X108 246 30140 SH SOLE 0 0 30140 INVESCO QQQ TR UNIT SER 1 46090E103 1539 5718 SH SOLE 0 0 5718 ISHARES INC ESG AWR MSCI EM 46434G863 1830 64946 SH SOLE 0 0 64946 ISHARES INC MSCI EMERG MRKT 464286533 2340 45763 SH SOLE 0 0 45763 ISHARES TR 0-5 YR TIPS ETF 46429B747 521 5374 SH SOLE 0 0 5374 ISHARES TR 10-20 YR TRS ETF 464288653 1059 9848 SH SOLE 0 0 9848 ISHARES TR 20 YR TR BD ETF 464287432 610 6038 SH SOLE 0 0 6038 ISHARES TR 7-10 YR TRSY BD 464287440 1055 11083 SH SOLE 0 0 11083 ISHARES TR CONV BD ETF 46435G102 648 9191 SH SOLE 0 0 9191 ISHARES TR CORE HIGH DV ETF 46429B663 1919 20254 SH SOLE 0 0 20254 ISHARES TR CORE MSCI EAFE 46432F842 459 8590 SH SOLE 0 0 8590 ISHARES TR CORE S&P MCP ETF 464287507 212 940 SH SOLE 0 0 940 ISHARES TR CORE S&P SCP ETF 464287804 2546 28463 SH SOLE 0 0 28463 ISHARES TR CORE S&P TTL STK 464287150 663 8207 SH SOLE 0 0 8207 ISHARES TR CORE S&P500 ETF 464287200 25898 71085 SH SOLE 0 0 71085 ISHARES TR CORE TOTAL USD 46434V613 7021 158672 SH SOLE 0 0 158672 ISHARES TR CORE US AGGBD ET 464287226 2196 22926 SH SOLE 0 0 22926 ISHARES TR EAFE GRWTH ETF 464288885 5919 80242 SH SOLE 0 0 80242 ISHARES TR EAFE VALUE ETF 464288877 5180 131896 SH SOLE 0 0 131896 ISHARES TR ESG AWR MSCI USA 46435G425 18591 230541 SH SOLE 0 0 230541 ISHARES TR ESG MSCI LEADR 46435U218 1545 24804 SH SOLE 0 0 24804 ISHARES TR EUROPE ETF 464287861 1392 36425 SH SOLE 0 0 36425 ISHARES TR FALN ANGLS USD 46435G474 1295 53987 SH SOLE 0 0 53987 ISHARES TR FLTG RATE NT ETF 46429B655 1185 23605 SH SOLE 0 0 23605 ISHARES TR GLOBAL TECH ETF 464287291 1341 31145 SH SOLE 0 0 31145 ISHARES TR IBDS DEC28 ETF 46435U515 374 15779 SH SOLE 0 0 15779 ISHARES TR IBONDS 27 ETF 46435UAA9 324 14111 SH SOLE 0 0 14111 ISHARES TR IBONDS DEC2026 46435GAA0 266 11550 SH SOLE 0 0 11550 ISHARES TR IBONDS DEC22 ETF 46434VBA7 278 11096 SH SOLE 0 0 11096 ISHARES TR IBONDS DEC23 ETF 46434VAX8 279 11213 SH SOLE 0 0 11213 ISHARES TR IBONDS DEC25 ETF 46434VBD1 311 12870 SH SOLE 0 0 12870 ISHARES TR IBOXX HI YD ETF 464288513 3908 54190 SH SOLE 0 0 54190 ISHARES TR IBOXX INV CP ETF 464287242 343 3350 SH SOLE 0 0 3350 ISHARES TR ISHS 1-5YR INVS 464288646 374 7601 SH SOLE 0 0 7601 ISHARES TR MBS ETF 464288588 898 9843 SH SOLE 0 0 9843 ISHARES TR MSCI EMG MKT ETF 464287234 1181 33130 SH SOLE 0 0 33130 ISHARES TR MSCI INTL VLU FT 46435G409 1935 95900 SH SOLE 0 0 95900 ISHARES TR MSCI USA MIN VOL 46429B697 3431 51714 SH SOLE 0 0 51714 ISHARES TR MSCI USA MMENTM 46432F396 1154 8542 SH SOLE 0 0 8542 ISHARES TR MSCI USA QLT FCT 46432F339 1632 15405 SH SOLE 0 0 15405 ISHARES TR MSCI USA SZE FT 46432F370 201 1884 SH SOLE 0 0 1884 ISHARES TR MSCI USA VALUE 46432F388 1380 16389 SH SOLE 0 0 16389 ISHARES TR NATIONAL MUN ETF 464288414 2177 21033 SH SOLE 0 0 21033 ISHARES TR PFD AND INCM SEC 464288687 5813 185658 SH SOLE 0 0 185658 ISHARES TR RUS 1000 ETF 464287622 887 4425 SH SOLE 0 0 4425 ISHARES TR RUS 1000 GRW ETF 464287614 319 1500 SH SOLE 0 0 1500 ISHARES TR RUS TP200 VL ETF 464289420 584 9922 SH SOLE 0 0 9922 ISHARES TR S&P 100 ETF 464287101 2337 14246 SH SOLE 0 0 14246 ISHARES TR S&P 500 VAL ETF 464287408 224 1708 SH SOLE 0 0 1708 ISHARES TR S&P SML 600 GWT 464287887 706 6789 SH SOLE 0 0 6789 ISHARES TR SELECT DIVID ETF 464287168 2503 23088 SH SOLE 0 0 23088 ISHARES TR SHRT NAT MUN ETF 464288158 866 8412 SH SOLE 0 0 8412 ISHARES TR TIPS BD ETF 464287176 1672 15844 SH SOLE 0 0 15844 ISHARES TR U.S. ENERGY ETF 464287796 1142 25836 SH SOLE 0 0 25836 ISHARES TR U.S. MED DVC ETF 464288810 411 8466 SH SOLE 0 0 8466 ISHARES TR U.S. REAL ES ETF 464287739 424 5386 SH SOLE 0 0 5386 ISHARES TR U.S. TECH ETF 464287721 211 2826 SH SOLE 0 0 2826 ISHARES TR U.S. UTILITS ETF 464287697 211 2677 SH SOLE 0 0 2677 ISHARES TR US INFRASTRUC 46435U713 748 22842 SH SOLE 0 0 22842 ISHARES TR US TREAS BD ETF 46429B267 6894 304654 SH SOLE 0 0 304654 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 229 3967 SH SOLE 0 0 3967 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 1053 26988 SH SOLE 0 0 26988 JOHNSON & JOHNSON COM 478160104 1487 9282 SH SOLE 0 0 9282 JPMORGAN CHASE & CO COM 46625H100 880 8306 SH SOLE 0 0 8306 LAMAR ADVERTISING CO NEW CL A 512816109 553 6499 SH SOLE 0 0 6499 LILLY ELI & CO COM 532457108 514 1573 SH SOLE 0 0 1573 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 168 89285 SH SOLE 0 0 89285 LOCKHEED MARTIN CORP COM 539830109 597 1479 SH SOLE 0 0 1479 LOWES COS INC COM 548661107 849 4304 SH SOLE 0 0 4304 MASTERCARD INCORPORATED CL A 57636Q104 228 773 SH SOLE 0 0 773 MCDONALDS CORP COM 580135101 257 1101 SH SOLE 0 0 1101 MEDTRONIC PLC SHS G5960L103 359 4353 SH SOLE 0 0 4353 META PLATFORMS INC CL A 30303M102 569 4264 SH SOLE 0 0 4264 MICROSOFT CORP COM 594918104 1926 8224 SH SOLE 0 0 8224 NUVEEN CORPORATE INCOME 2023 COM 67079F101 226 25000 SH SOLE 0 0 25000 NUVEEN INTER DURATION MUN TE COM 670671106 258 20345 SH SOLE 0 0 20345 NVIDIA CORPORATION COM 67066G104 369 3054 SH SOLE 0 0 3054 OMNICOM GROUP INC COM 681919106 256 3931 SH SOLE 0 0 3931 ORACLE CORP COM 68389X105 239 3777 SH SOLE 0 0 3777 PACER FDS TR US CASH COWS 100 69374H881 346 8000 SH SOLE 0 0 8000 PEPSICO INC COM 713448108 345 2136 SH SOLE 0 0 2136 PFIZER INC COM 717081103 894 21118 SH SOLE 0 0 21118 PHILIP MORRIS INTL INC COM 718172109 344 4062 SH SOLE 0 0 4062 PIMCO ETF TR INV GRD CRP BD 72201R817 251 2758 SH SOLE 0 0 2758 PLUG POWER INC COM NEW 72919P202 225 11327 SH SOLE 0 0 11327 PROCTER AND GAMBLE CO COM 742718109 604 4863 SH SOLE 0 0 4863 RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 523 32500 SH SOLE 0 0 32500 SCHWAB CHARLES CORP COM 808513105 253 3408 SH SOLE 0 0 3408 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2152 47780 SH SOLE 0 0 47780 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 211 4941 SH SOLE 0 0 4941 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2297 33981 SH SOLE 0 0 33981 SELECT SECTOR SPDR TR ENERGY 81369Y506 317 3872 SH SOLE 0 0 3872 SEMPRA COM 816851109 231 1573 SH SOLE 0 0 1573 SHOPIFY INC CL A 82509L107 361 13270 SH SOLE 0 0 13270 SILVERCORP METALS INC COM 82835P103 89 34122 SH SOLE 0 0 34122 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 457 1559 SH SOLE 0 0 1559 SPDR GOLD TR GOLD SHS 78463V107 318 2012 SH SOLE 0 0 2012 SPDR S&P 500 ETF TR TR UNIT 78462F103 5576 15370 SH SOLE 0 0 15370 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1929 43455 SH SOLE 0 0 43455 SPDR SER TR NUVEEN BLOOMBERG 78464A284 319 6553 SH SOLE 0 0 6553 SPDR SER TR PORTFOLIO S&P500 78464A854 2727 63931 SH SOLE 0 0 63931 SPDR SER TR S&P 400 MDCP VAL 78464A839 285 4811 SH SOLE 0 0 4811 SPDR SER TR SSGA US LRG ETF 78468R804 640 5163 SH SOLE 0 0 5163 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 274 7742 SH SOLE 0 0 7742 SPROTT PHYSICAL GOLD TR UNIT 85207H104 494 37689 SH SOLE 0 0 37689 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 390 56130 SH SOLE 0 0 56130 STARBUCKS CORP COM 855244109 362 4157 SH SOLE 0 0 4157 TESLA INC COM 88160R101 2330 10446 SH SOLE 0 0 10446 TEXAS INSTRS INC COM 882508104 435 2729 SH SOLE 0 0 2729 THERMO FISHER SCIENTIFIC INC COM 883556102 420 803 SH SOLE 0 0 803 UNITED PARCEL SERVICE INC CL B 911312106 4367 27443 SH SOLE 0 0 27443 UNITEDHEALTH GROUP INC COM 91324P102 525 1040 SH SOLE 0 0 1040 VANGUARD BD INDEX FDS INTERMED TERM 921937819 251 3433 SH SOLE 0 0 3433 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 504 10623 SH SOLE 0 0 10623 VANGUARD INDEX FDS GROWTH ETF 922908736 302 1397 SH SOLE 0 0 1397 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1573 9478 SH SOLE 0 0 9478 VANGUARD INDEX FDS MID CAP ETF 922908629 5168 26893 SH SOLE 0 0 26893 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4267 12800 SH SOLE 0 0 12800 VANGUARD INDEX FDS SMALL CP ETF 922908751 4173 23750 SH SOLE 0 0 23750 VANGUARD INDEX FDS VALUE ETF 922908744 421 3342 SH SOLE 0 0 3342 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1094 29454 SH SOLE 0 0 29454 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3785 79552 SH SOLE 0 0 79552 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 649 13338 SH SOLE 0 0 13338 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4052 53685 SH SOLE 0 0 53685 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1069 14415 SH SOLE 0 0 14415 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1284 9366 SH SOLE 0 0 9366 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 3504 94792 SH SOLE 0 0 94792 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5630 58062 SH SOLE 0 0 58062 VANGUARD WORLD FD MEGA GRWTH IND 921910816 6261 35640 SH SOLE 0 0 35640 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2652 15457 SH SOLE 0 0 15457 VANGUARD WORLD FDS ENERGY ETF 92204A306 635 5523 SH SOLE 0 0 5523 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 211 933 SH SOLE 0 0 933 VERIZON COMMUNICATIONS INC COM 92343V104 760 20637 SH SOLE 0 0 20637 VIRTUS CONVERTIBLE & INC 202 COM 92838R105 169 20000 SH SOLE 0 0 20000 VISA INC COM CL A 92826C839 246 1340 SH SOLE 0 0 1340 WALMART INC COM 931142103 475 3696 SH SOLE 0 0 3696 WELLS FARGO CO NEW COM 949746101 577 13816 SH SOLE 0 0 13816 WESTAMERICA BANCORPORATION COM 957090103 1137 21775 SH SOLE 0 0 21775 WHEATON PRECIOUS METALS CORP COM 962879102 425 13156 SH SOLE 0 0 13156 WILLIAMS COS INC COM 969457100 302 10132 SH SOLE 0 0 10132 WISDOMTREE TR EM EX ST-OWNED 97717X578 222 8875 SH SOLE 0 0 8875