0001213900-21-026415.txt : 20210514 0001213900-21-026415.hdr.sgml : 20210514 20210514161046 ACCESSION NUMBER: 0001213900-21-026415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210512 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hare Joshua CENTRAL INDEX KEY: 0001449392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40060 FILM NUMBER: 21924667 MAIL ADDRESS: STREET 1: C/O 470 NAUTILUS STREET, SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Longeveron Inc. CENTRAL INDEX KEY: 0001721484 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 472174146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1951 NW 7TH AVENUE STREET 2: SUITE 520 CITY: MIAMI STATE: FL ZIP: 33136 BUSINESS PHONE: 305-302-7158 MAIL ADDRESS: STREET 1: 1951 NW 7TH AVENUE STREET 2: SUITE 520 CITY: MIAMI STATE: FL ZIP: 33136 FORMER COMPANY: FORMER CONFORMED NAME: LONGEVERON LLC DATE OF NAME CHANGE: 20171101 4 1 ownership.xml X0306 4 2021-05-12 0 0001721484 Longeveron Inc. LGVN 0001449392 Hare Joshua 1951 NW 7TH AVENUE SUITE 520 MIAMI, FL 33136 1 1 1 0 Chief Scientific Officer Common Stock 2021-05-12 4 A 0 5000 0 A 7913428 D Common Stock 53514 I Held by affiliated entity Restricted Stock units subject to time-based vesting requirements. Amount includes 7,772,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. Includes 127,526 restricted stock units. Shares held by affiliated entity, for which reporting person disclaims beneficial ownership except to the extent of his pecuniary interest. /s/ Paul T. Lehr, attorney-in-fact 2021-05-14