0001104659-21-031663.txt : 20210303 0001104659-21-031663.hdr.sgml : 20210303 20210303190142 ACCESSION NUMBER: 0001104659-21-031663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bray June CENTRAL INDEX KEY: 0001845487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38410 FILM NUMBER: 21711483 MAIL ADDRESS: STREET 1: C/O BIOXCEL THERAPEUTICS, INC. STREET 2: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioXcel Therapeutics, Inc. CENTRAL INDEX KEY: 0001720893 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 821386754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 203-643-8060 MAIL ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 4 1 tm217124-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-01 0 0001720893 BioXcel Therapeutics, Inc. BTAI 0001845487 Bray June C/O BIOXCEL THERAPEUTICS, INC. 555 LONG WHARF DRIVE NEW HAVEN CT 06511 1 0 0 0 Stock Option (Right to Buy) 55.71 2021-03-01 4 A 0 4167 0 A 2021-03-01 Common Stock 4167 4167 D The option vests and becomes exercisable on the earlier of the earlier of the first anniversary of March 1, 2021 or the day immediately prior to the start of the next BioXcel Therapeutics, Inc. annual meeting of stockholders, subject to the Reporting Person's continued service through the vesting date. /s/ Richard Steinhart, as Attorney-in-Fact for June Bray 2021-03-03