0001720777-21-000003.txt : 20210825
0001720777-21-000003.hdr.sgml : 20210825
20210824175430
ACCESSION NUMBER: 0001720777-21-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210825
DATE AS OF CHANGE: 20210824
EFFECTIVENESS DATE: 20210825
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Strategic Wealth Partners, Ltd.
CENTRAL INDEX KEY: 0001720777
IRS NUMBER: 262328809
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18715
FILM NUMBER: 211203118
BUSINESS ADDRESS:
STREET 1: 5005 ROCKSIDE RD
STREET 2: SUITE 1200
CITY: INDEPENDENCE
STATE: OH
ZIP: 44131-6829
BUSINESS PHONE: 2168009000
MAIL ADDRESS:
STREET 1: 5005 ROCKSIDE RD
STREET 2: SUITE 1200
CITY: INDEPENDENCE
STATE: OH
ZIP: 44131-6829
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001720777
XXXXXXXX
06-30-2021
06-30-2021
Strategic Wealth Partners, Ltd.
5005 ROCKSIDE RD
SUITE 1200
INDEPENDENCE
OH
44131-6829
13F HOLDINGS REPORT
028-18715
N
Anthony A. Zabiegala
Chief Compliance Officer
(216)800-9000
/s/ Anthony A. Zabiegala
Independence
OH
08-24-2021
0
280
306496
false
INFORMATION TABLE
2
swp2q2021.xml
3M COMPANY COM
COM
88579Y101
941
4735
SH
SOLE
0
4735
0
ABBOTT LABORATORIES
COMMON STOCK
002824100
863
7444
SH
SOLE
7444
0
0
ABBOTT LABORATORIES COM
COM
002824100
273
2355
SH
SOLE
0
0
2355
ABBVIE INC COM
COM
00287Y109
1241
11014
SH
SOLE
0
11014
0
ACCENTURE PLC FCLASS A
FOREIGN ORDINARIES
G1151C101
872
2958
SH
SOLE
2958
0
0
ACCENTURE PLC COM
COM
G1151C101
1623
5507
SH
SOLE
0
5507
0
ACTIVISION BLIZZARD INC COM
COM
00507V109
1822
19090
SH
SOLE
0
19090
0
ADOBE INC
COMMON STOCK
00724F101
1315
2246
SH
SOLE
2246
0
0
ADVANCED MICRO DEVICES INC COM
COM
007903107
1177
12534
SH
SOLE
0
12534
0
ALARM.COM HOLDINGS INC COM
COM
011642105
379
4480
SH
SOLE
0
4480
0
ALIBABA GROUP HOLDING LTD ADR SPONSORED
ADR SPONSORED
01609W102
327
1440
SH
SOLE
0
0
1440
ALPHABET INC
CAP STK CL C
02079K107
206
82
SH
SOLE
0
0
82
ALPHABET INC COM CL A
COM CL A
02079K305
2366
969
SH
SOLE
0
969
0
ALPHABET INC COM CL C
COM CL C
02079K107
358
143
SH
SOLE
0
0
143
ALPHABET INC. CLASS A
COMMON STOCK
02079K305
816
334
SH
SOLE
334
0
0
AMAZON COM INC COM
COM
023135106
3192
928
SH
SOLE
0
928
0
AMAZON.COM INC
COMMON STOCK
023135106
1170
340
SH
SOLE
340
0
0
AMCOR PLC COM
COM
G0250X107
542
47258
SH
SOLE
0
47258
0
AMERICAN EXPRESS CO COM
COM
025816109
2975
18005
SH
SOLE
0
18005
0
AMETEK INC
COMMON STOCK
031100100
746
5590
SH
SOLE
5590
0
0
AMGEN INC COM
COM
031162100
312
1282
SH
SOLE
0
0
1282
AMGEN INC.
COMMON STOCK
031162100
425
1745
SH
SOLE
1745
0
0
AMPHENOL CORP CLASS A
COMMON STOCK
032095101
490
7157
SH
SOLE
7157
0
0
AON PLC FCLASS A
FOREIGN ORDINARIES
G0403H108
219
918
SH
SOLE
918
0
0
APPLE INC
COMMON STOCK
037833100
1837
13416
SH
SOLE
13416
0
0
APPLE INC
COM
037833100
285
2078
SH
SOLE
0
0
2078
APPLE INC COM
COM
037833100
5396
39402
SH
SOLE
0
39402
0
ARAMARK COM
COM
03852U106
520
13954
SH
SOLE
0
13954
0
ASHFORD INC COM
COM
044104107
541
23792
SH
SOLE
0
0
23792
ASTRAZENECA ADR SPONSORED
ADR SPONSORED
046353108
670
11184
SH
SOLE
0
11184
0
AUTODESK INC COM
COM
052769106
404
1384
SH
SOLE
0
1384
0
BAKER HUGHES COMPANY COM CL A
COM CL A
05722G100
491
21487
SH
SOLE
0
21487
0
BECTON DICKINSON&CO
COMMON STOCK
075887109
589
2424
SH
SOLE
2424
0
0
BERKSHIRE HATHAWAY CLASS B
COMMON STOCK
084670702
867
3118
SH
SOLE
3118
0
0
BERKSHIRE HATHAWAY INC COM CL B
COM CL B
084670702
537
1934
SH
SOLE
0
0
1934
BLACKROCK INC COM
COM
09247X101
945
1080
SH
SOLE
0
1080
0
BLACKSTONE GROUP INC COM
COM
09260D107
2635
27124
SH
SOLE
0
27124
0
BOEING CO COM
COM
097023105
584
2436
SH
SOLE
0
0
2436
BOSTON BEER CO INC COM CL A
COM CL A
100557107
452
443
SH
SOLE
0
443
0
BRISTOL-MYERS SQUIBB CO COM
COM
110122108
1317
19708
SH
SOLE
0
19708
0
BROADCOM INC
COMMON STOCK
11135F101
424
889
SH
SOLE
889
0
0
BROADCOM INC COM
COM
11135F101
1749
3667
SH
SOLE
0
3667
0
CADENCE DESIGN SYS
COMMON STOCK
127387108
550
4021
SH
SOLE
4021
0
0
CANADIAN PACIFIC RAILWAY CO COM
COM
13645T100
555
7210
SH
SOLE
0
7210
0
CHARTER COMMUNICATN CLASS A
COMMON STOCK
16119P108
433
600
SH
SOLE
600
0
0
CHENIERE ENERGY INC COM
COM
16411R208
559
6448
SH
SOLE
0
6448
0
CISCO SYSTEMS INC COM
COM
17275R102
1368
25809
SH
SOLE
0
25809
0
CITIBANK, N.A. 3.25PER CENT23CD FDIC INS DUE 01/09/23US
CERTIFICATE DEPOSIT
17312QZ44
179
171000
SH
SOLE
171000
0
0
CITIGROUP INC COM
COM
172967424
2147
30341
SH
SOLE
0
30341
0
CITIGROUP INC DEP SHS REPSTG 1/1000 PFD
DEP SHS REPSTG 1/1000 PFD
172967341
244
8520
SH
SOLE
0
0
8520
COMCAST CORP COM CL A
COM CL A
20030N101
1238
21715
SH
SOLE
0
21715
0
CONSTELLATION BRANDS INC COM CL A
COM CL A
21036P108
1307
5586
SH
SOLE
0
5586
0
CONTINENTAL RESOURCES INC COM
COM
212015101
591
15543
SH
SOLE
0
15543
0
COSTCO WHOLESALE CO
COMMON STOCK
22160K105
904
2284
SH
SOLE
2284
0
0
COSTCO WHOLESALE CORP COM
COM
22160K105
280
707
SH
SOLE
0
0
707
CVS HEALTH CORPORATION COM
COM
126650100
1029
12336
SH
SOLE
0
12336
0
DANAHER CORP
COMMON STOCK
235851102
1322
4928
SH
SOLE
4928
0
0
DIAMONDBACK ENERGY INC COM
COM
25278X109
768
8178
SH
SOLE
0
8178
0
DOLLAR GENERAL CORP
COMMON STOCK
256677105
368
1702
SH
SOLE
1702
0
0
ECOLAB INC
COMMON STOCK
278865100
625
3036
SH
SOLE
3036
0
0
EDWARDS LIFESCIENCES
COMMON STOCK
28176E108
588
5677
SH
SOLE
5677
0
0
EDWARDS LIFESCIENCES CORP COM
COM
28176E108
1009
9744
SH
SOLE
0
9744
0
ELI LILLY AND C 7.125PER CENT25 DUE 06/01/25
CORPORATE BONDS
532457AM0
25
20000
SH
SOLE
20000
0
0
ELI LILLY AND COMPANY COM
COM
532457108
1038
4523
SH
SOLE
0
4523
0
EMERSON ELECTRIC CO COM
COM
291011104
213
2214
SH
SOLE
0
0
2214
ENERGOUS CORP COM
COM
29272C103
46
15996
SH
SOLE
0
0
15996
ESTEE LAUDER CO INC CLASS A
COMMON STOCK
518439104
498
1565
SH
SOLE
1565
0
0
FACEBOOK INC COM CL A
COM CL A
30303M102
2347
6751
SH
SOLE
0
6751
0
FIDELITY NATIONAL INFORMATION COM
COM
31620M106
759
5360
SH
SOLE
0
5360
0
FISERV INC
COMMON STOCK
337738108
361
3381
SH
SOLE
3381
0
0
GODADDY INC COM CL A
COM CL A
380237107
438
5036
SH
SOLE
0
5036
0
GOLDMAN SACHS BA 3.35PER CENT23CD FDIC INS DUE 08/22/23US
CERTIFICATE DEPOSIT
38148PU96
171
161000
SH
SOLE
161000
0
0
GOLDMAN SACHS BAN 2.8PER CENT23CD FDIC INS DUE 02/28/23US
CERTIFICATE DEPOSIT
38148PYQ4
77
74000
SH
SOLE
74000
0
0
GOLDMAN SACHS BAN 3.3PER CENT24CD FDIC INS DUE 05/21/24US
CERTIFICATE DEPOSIT
38147JB50
24
22000
SH
SOLE
22000
0
0
HEMP INC COM
COM
423703206
0
38500
SH
SOLE
0
0
38500
HOME DEPOT INC
COMMON STOCK
437076102
1025
3214
SH
SOLE
3214
0
0
HOME DEPOT INC COM
COM
437076102
407
1276
SH
SOLE
0
0
1276
HOME FOWARD OR MFH 4PER CENT34MULT HSG DUE 01/01/34OID
MUNI BONDS
43711CBB8
26
25000
SH
SOLE
25000
0
0
HONEYWELL INTERNATIONAL INC COM
COM
438516106
1663
7581
SH
SOLE
0
7581
0
HONEYWELL INTL INC
COMMON STOCK
438516106
852
3886
SH
SOLE
3886
0
0
HSBC BANK USA, NTNL A 21CD FDIC INS DUE 09/30/21US
NON-MARKETPLACE CDS
40434YBZ9
276
250000
SH
SOLE
250000
0
0
ILLINOIS TOOL WORKS
COMMON STOCK
452308109
394
1761
SH
SOLE
1761
0
0
INTERCONTINENTAL EXC
COMMON STOCK
45866F104
222
1871
SH
SOLE
1871
0
0
INTERNTNL BUSINESS 7PER CENT25 DUE 10/30/25
CORPORATE BONDS
459200AM3
25
20000
SH
SOLE
20000
0
0
INTUITIVE SURGICAL INC COM
COM
46120E602
845
919
SH
SOLE
0
919
0
ISHARES CORE S&P 500 ETF IV
UIT EXCHANGE TRADED
464287200
583
1355
SH
SOLE
1355
0
0
ISHARES CORE S&P SMALL CAP ETF IV
UIT EXCHANGE TRADED
464287804
678
6001
SH
SOLE
6001
0
0
ISHARES CORE US AGGRGT BOND ETF IV
UIT EXCHANGE TRADED
464287226
614
5327
SH
SOLE
5327
0
0
ISHARES INC CORE MSCI EMKT ETF
CORE MSCI EMKT ETF
46434G103
1869
27905
SH
SOLE
0
27905
0
ISHARES INC MSCI MEXICO ETF
MSCI MEXICO ETF
464286822
3018
62890
SH
SOLE
0
62890
0
ISHARES RUSSELL 2000 ETF IV
UIT EXCHANGE TRADED
464287655
228
994
SH
SOLE
994
0
0
ISHARES RUSSELL MID CAP ETF IV
UIT EXCHANGE TRADED
464287499
204
2569
SH
SOLE
2569
0
0
ISHARES TRUST 0-5 YR TIPS ETF
0-5 YR TIPS ETF
46429B747
338
3178
SH
SOLE
0
0
3178
ISHARES TRUST 1 3 YR TREAS BD ETF
1 3 YR TREAS BD ETF
464287457
1100
12767
SH
SOLE
0
12767
0
ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD
1-5 YEAR INVT GRADE CORP BD
464288646
695
12672
SH
SOLE
0
0
12672
ISHARES TRUST 3 7 YR TREAS BD ETF
3 7 YR TREAS BD ETF
464288661
6681
51183
SH
SOLE
0
51183
0
ISHARES TRUST BARCLAYS 7 10 YR ETF
BARCLAYS 7 10 YR ETF
464287440
6351
54993
SH
SOLE
0
54993
0
ISHARES TRUST CORE DIV GRWTH ETF
CORE DIV GRWTH ETF
46434V621
13815
274316
SH
SOLE
0
274316
0
ISHARES TRUST CORE MSCI EAFE ETF
CORE MSCI EAFE ETF
46432F842
2644
35323
SH
SOLE
0
35323
0
ISHARES TRUST CORE US AGGBD ET ETF
CORE US AGGBD ET ETF
464287226
847
7348
SH
SOLE
0
7348
0
ISHARES TRUST FLTG RATE NT ETF
FLTG RATE NT ETF
46429B655
260
5125
SH
SOLE
0
0
5125
ISHARES TRUST IBOXX HI YD ETF
IBOXX HI YD ETF
464288513
2160
24532
SH
SOLE
0
24532
0
ISHARES TRUST IBOXX INV CP ETF
IBOXX INV CP ETF
464287242
9301
69221
SH
SOLE
0
69221
0
ISHARES TRUST MBS ETF
MBS ETF
464288588
7606
70272
SH
SOLE
0
70272
0
ISHARES TRUST MSCI ACWI EX US ETF
MSCI ACWI EX US ETF
464288240
432
7511
SH
SOLE
0
7511
0
ISHARES TRUST MSCI EAFE ETF
MSCI EAFE ETF
464287465
413
5241
SH
SOLE
0
5241
0
ISHARES TRUST MSCI USA MOMENTUM FACTOR ETF
MSCI USA MOMENTUM FACTOR ETF
46432F396
4124
23779
SH
SOLE
0
23779
0
ISHARES TRUST RUS 1000 ETF
RUS 1000 ETF
464287622
1100
4545
SH
SOLE
0
0
4545
ISHARES TRUST RUS 1000 GRW ETF
RUS 1000 GRW ETF
464287614
11186
41204
SH
SOLE
0
41204
0
ISHARES TRUST RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
295
1285
SH
SOLE
0
0
1285
ISHARES TRUST SELECT DIVID ETF
SELECT DIVID ETF
464287168
569
4876
SH
SOLE
0
4876
0
ISHARES TRUST SHORT TREAS BD ETF
SHORT TREAS BD ETF
464288679
523
4730
SH
SOLE
0
0
4730
ISHARES TRUST SHRT NAT MUN ETF
SHRT NAT MUN ETF
464288158
250
2323
SH
SOLE
0
0
2323
ISHARES TRUST US HOME CONS ETF
US HOME CONS ETF
464288752
2958
42736
SH
SOLE
0
42736
0
JOHN DEERE CAPITA 2.8PER CENT23 DUE 03/06/23
CORPORATE BONDS
24422ETG4
104
100000
SH
SOLE
100000
0
0
JOHNSON & JOHNSON COM
COM
478160104
519
3148
SH
SOLE
0
0
3148
JP MORGAN CHASE & CO COM
COM
46625H100
3194
20535
SH
SOLE
0
20535
0
JP MORGAN CHASE & CO ETN 24/05/24 ALERIAN MLP CLBL
ETN 24/05/24 ALERIAN MLP CLBL
46625H365
213
10839
SH
SOLE
0
0
10839
JP MORGAN ETF TRUST ULTRA SHRT INC ETF
ULTRA SHRT INC ETF
46641Q837
339
6677
SH
SOLE
0
0
6677
JPMORGAN CHASE & VAR
CORPORATE BONDS
48128BAD3
25
25000
SH
SOLE
25000
0
0
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
622
3999
SH
SOLE
3999
0
0
KINDER MORGAN INC COM
COM
49456B101
650
35644
SH
SOLE
0
35644
0
KONINKLIJKE PHILIPS NV ADR SPONSORED
ADR SPONSORED
500472303
335
6737
SH
SOLE
0
0
6737
L3 HARRIS TECHNOLOGIES INC COM
COM
502431109
263
1216
SH
SOLE
0
0
1216
L3HARRIS TECHNOLOGIES IN
COMMON STOCK
502431109
298
1377
SH
SOLE
1377
0
0
LAM RESEARCH CORP COM
COM
512807108
2991
4597
SH
SOLE
0
4597
0
LAMB WESTON HLDGS INC COM
COM
513272104
468
5797
SH
SOLE
0
5797
0
LANE CNTY OR SD #4 5PER CENT22GO UTX DUE 06/15/22
MUNI BONDS
515300PZ8
26
25000
SH
SOLE
25000
0
0
LAS VEGAS SANDS CORP COM
COM
517834107
639
12135
SH
SOLE
0
12135
0
LILLY ELI & CO
COMMON STOCK
532457108
483
2104
SH
SOLE
2104
0
0
LIVEPERSON INC COM
COM
538146101
489
7735
SH
SOLE
0
7735
0
LOWE'S COMPANIES INC COM
COM
548661107
325
1676
SH
SOLE
0
0
1676
MASCO CORP COM
COM
574599106
545
9252
SH
SOLE
0
9252
0
MASTERCARD INC CLASS A
COMMON STOCK
57636Q104
292
800
SH
SOLE
800
0
0
MASTERCARD INCORPORATED COM CL A
COM CL A
57636Q104
218
597
SH
SOLE
0
0
597
MC CORMICK & CO INC
COMMON STOCK
579780206
640
7241
SH
SOLE
7241
0
0
MCDONALDS CORP
COMMON STOCK
580135101
694
3005
SH
SOLE
3005
0
0
MEDTRONIC PLC COM
COM
G5960L103
1619
13039
SH
SOLE
0
13039
0
METLIFE INC 5.625PER CENT NON CUM PFD STK S CLBL
5.625PER CENT NON CUM PFD STK S CLBL
59156R876
220
7911
SH
SOLE
0
0
7911
MICROSOFT CORP
COMMON STOCK
594918104
3057
11284
SH
SOLE
11284
0
0
MICROSOFT CORP COM
COM
594918104
3959
14614
SH
SOLE
0
14614
0
MORGAN STANLEY COM
COM
617446448
244
2660
SH
SOLE
0
0
2660
MORGAN STANLEY PR 2.1PER CENT21CD FDIC INS DUE 08/09/21US
CERTIFICATE DEPOSIT
61760AS83
200
200000
SH
SOLE
200000
0
0
MUFG UNION BANK, NT 0XXX MATURED KW
NON-MARKETPLACE CDS
624786BE8
100
100000
SH
SOLE
100000
0
0
NATERA INC COM
COM
632307104
468
4122
SH
SOLE
0
4122
0
NATIONAL RETAIL PROPERTIES INC COM USD0.01
COM USD0.01
637417106
726
15480
SH
SOLE
0
15480
0
NETAPP INC COM
COM
64110D104
950
11608
SH
SOLE
0
11608
0
NETFLIX INC COM
COM
64110L106
625
1184
SH
SOLE
0
1184
0
NEWMONT CORPORATION COM
COM
651639106
1087
17156
SH
SOLE
0
17156
0
NEXTERA ENERGY INC COM
COM
65339F101
1026
13998
SH
SOLE
0
13998
0
NIKE INC COM CL B
COM CL B
654106103
1193
7724
SH
SOLE
0
7724
0
NORTHROP GRUMMAN CORP COM
COM
666807102
227
625
SH
SOLE
0
0
625
NORWEGIAN CRUISE LINE HLDGS LT COM
COM
G66721104
329
11201
SH
SOLE
0
11201
0
NVIDIA CORP COM
COM
67066G104
1079
1349
SH
SOLE
0
1349
0
OR ST FAC AUTH 5.75PER CENT41PRIV EDUC DUE 10/01/41XTRO
MUNI BONDS
68608JNN7
51
50000
SH
SOLE
50000
0
0
OR ST TRANS HWY TAX 5PER CENT24COMB TAX DUE 11/15/24
MUNI BONDS
68607DQJ7
28
25000
SH
SOLE
25000
0
0
OREGON ST 5PER CENT23GO UTX DUE 05/01/23
MUNI BONDS
68609BYU5
27
25000
SH
SOLE
25000
0
0
PAYPAL HOLDINGS INC COM
COM
70450Y103
260
893
SH
SOLE
0
0
893
PEPSICO INC COM
COM
713448108
344
2325
SH
SOLE
0
0
2325
PFIZER INC COM
COM
717081103
217
5552
SH
SOLE
0
0
5552
PHILIP MORRIS INTL INC COM
COM
718172109
1224
12349
SH
SOLE
0
12349
0
PHILLIPS 66 COM
COM
718546104
866
10086
SH
SOLE
0
10086
0
PNC FINANCIAL SERVICES GROUP COM
COM
693475105
1551
8129
SH
SOLE
0
8129
0
PORTLAND OR SWR 5PER CENT25SWR UTIL DUE 06/01/25
MUNI BONDS
736742XE2
29
25000
SH
SOLE
25000
0
0
PRINCIPAL FINL GR 3.3PER CENT22 DUE 09/15/22
CORPORATE BONDS
74251VAE2
104
100000
SH
SOLE
100000
0
0
PROCTER & GAMBLE CO COM
COM
742718109
515
3816
SH
SOLE
0
0
3816
PROGRESSIVE CORP (OHIO) COM
COM
743315103
780
7944
SH
SOLE
0
0
7944
PROLOGIS INC COM USD0.01
COM USD0.01
74340W103
1268
10612
SH
SOLE
0
10612
0
QUALCOMM INC COM
COM
747525103
2088
14609
SH
SOLE
0
14609
0
RAYTHEON TECH CORP COM
COM
75513E101
1326
15542
SH
SOLE
0
15542
0
RESTAURANT BRANDS INTL INC COM
COM
76131D103
1460
22657
SH
SOLE
0
22657
0
ROPER TECHNOLOGIES
COMMON STOCK
776696106
782
1663
SH
SOLE
1663
0
0
ROPER TECHNOLOGIES INC COM
COM
776696106
2093
4452
SH
SOLE
0
4452
0
S&P GLOBAL INC
COMMON STOCK
78409V104
381
929
SH
SOLE
929
0
0
SALEM OR HFA 5.625PER CENT32CCRC HLTH DUE 05/15/32OID
MUNI BONDS
794458DJ5
16
15000
SH
SOLE
15000
0
0
SALESFORCE.COM INC COM
COM
79466L302
390
1595
SH
SOLE
0
0
1595
SALLIE MAE BANK 2.75PER CENT22CD FDIC INS DUE 03/21/22US
CERTIFICATE DEPOSIT
7954502A2
240
235000
SH
SOLE
235000
0
0
SCHNEIDER NATIONAL INC COM CL B
COM CL B
80689H102
541
24829
SH
SOLE
0
24829
0
SCHRODINGER INC COM
COM
80810D103
343
4539
SH
SOLE
0
4539
0
SCHWAB US AGGREGATE BOND INDEX FD
SCHWAB MUTL FUNDS
808517718
170
16155
SH
SOLE
16155
0
0
SEAGATE TECHONOLOGY HLDG COM
COM
G7997R103
817
9294
SH
SOLE
0
9294
0
SERVICENOW INC COM
COM
81762P102
706
1285
SH
SOLE
0
1285
0
SHERWIN WILLIAMS CO
COMMON STOCK
824348106
439
1611
SH
SOLE
1611
0
0
SHERWIN-WILLIAMS CO COM
COM
824348106
751
2757
SH
SOLE
0
0
2757
SHYFT GROUP INC COM
COM
825698103
574
15342
SH
SOLE
0
15342
0
SILICON MOTION TECHNOLOGY CORP ADR
ADR
82706C108
1401
21852
SH
SOLE
0
21852
0
SIX FLAGS ENT CORP NEW COM
COM
83001A102
383
8846
SH
SOLE
0
8846
0
SMILEDIRECTCLUB INC COM CL A
COM CL A
83192H106
402
46358
SH
SOLE
0
46358
0
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS ETF
78463V107
9326
56307
SH
SOLE
0
56307
0
SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF
PORTFOLIO DEVLPD ETF
78463X889
897
24379
SH
SOLE
0
24379
0
SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF
PORTFOLIO EMG MK ETF
78463X509
871
19142
SH
SOLE
0
19142
0
SPDR S&P 500 ETF IV
UIT EXCHANGE TRADED
78462F103
744
1737
SH
SOLE
1737
0
0
SPDR S&P MIDCAP 400 ETF IV
UIT EXCHANGE TRADED
78467Y107
763
1553
SH
SOLE
1553
0
0
SPDR S&P500 ETF TRUST TR UNIT ETF
TR UNIT ETF
78462F103
11316
26435
SH
SOLE
0
26435
0
SPDR SERIES TRUST BLOOMBERG SRT TR ETF
BLOOMBERG SRT TR ETF
78468R408
213
7729
SH
SOLE
0
7729
0
SPDR SERIES TRUST ICE PREFERRED SECURITIES ETF
ICE PREFERRED SECURITIES ETF
78464A292
2940
66488
SH
SOLE
0
66488
0
SPDR SERIES TRUST NUVEEN BLMBRG SR ETF
NUVEEN BLMBRG SR ETF
78468R739
706
14243
SH
SOLE
0
0
14243
SPDR SERIES TRUST PORTFOLIO AGRGTE ETF
PORTFOLIO AGRGTE ETF
78464A649
866
28863
SH
SOLE
0
28863
0
SPDR SERIES TRUST PORTFOLIO S&P 500 ETF
PORTFOLIO S&P 500 ETF
78464A854
2816
55959
SH
SOLE
0
55959
0
SPDR SERIES TRUST PORTFOLIO SH TSR ETF
PORTFOLIO SH TSR ETF
78468R101
351
11461
SH
SOLE
0
0
11461
SPDR SERIES TRUST PORTFOLIO SHORT ETF
PORTFOLIO SHORT ETF
78464A474
7956
254194
SH
SOLE
0
254194
0
SPDR SERIES TRUST SPDR BLOOMBERG ETF
SPDR BLOOMBERG ETF
78468R663
505
5526
SH
SOLE
0
5526
0
SPIRIT AEROSYSTEMS INC COM CL A
COM CL A
848574109
538
11410
SH
SOLE
0
11410
0
STAMPS.COM INC COM
COM
852857200
941
4696
SH
SOLE
0
4696
0
STARBUCKS CORP
COMMON STOCK
855244109
212
1894
SH
SOLE
1894
0
0
STATE BANK OF INDIA 3PER CENT22CD FDIC INS DUE 08/29/22IN
CERTIFICATE DEPOSIT
856285PF2
310
300000
SH
SOLE
300000
0
0
STERIS PLC F
FOREIGN ORDINARIES
G8473T100
423
2050
SH
SOLE
2050
0
0
STERIS PLC COM
COM
G8473T100
845
4095
SH
SOLE
0
4095
0
STRYKER CORP
COMMON STOCK
863667101
722
2780
SH
SOLE
2780
0
0
STRYKER CORP COM
COM
863667101
2142
8248
SH
SOLE
0
8248
0
SYNOPSYS INC
COMMON STOCK
871607107
616
2233
SH
SOLE
2233
0
0
SYSCO CORP COM
COM
871829107
679
8739
SH
SOLE
0
8739
0
T. ROWE PRICE BLUE CHIP GROWTH
NTF EQUITY FUNDS
77954Q106
817
4388
SH
SOLE
4388
0
0
TAIWAN SEMICONDUCTOR MANUFACTU ADR SPONSORED
ADR SPONSORED
874039100
1262
10504
SH
SOLE
0
10504
0
TANDEM DIABETES CARE INC COM
COM
875372203
777
7982
SH
SOLE
0
7982
0
TARGET CORP COM
COM
87612E106
1103
4564
SH
SOLE
0
4564
0
TECHNOLOGY SELECT SECTORSPDR ETF IV
UIT EXCHANGE TRADED
81369Y803
298
2020
SH
SOLE
2020
0
0
TELEDYNE TECHNOLOGIES INC COM
COM
879360105
727
1735
SH
SOLE
0
1735
0
TEMPE AZ 4PER CENT23GO LTX DUE 07/01/23
MUNI BONDS
879709Z22
27
25000
SH
SOLE
25000
0
0
TERADYNE INC COM
COM
880770102
587
4382
SH
SOLE
0
4382
0
TESLA INC COM
COM
88160R101
880
1295
SH
SOLE
0
0
1295
TETRA TECH INC COM
COM
88162G103
363
2975
SH
SOLE
0
2975
0
TEXAS INSTRUMENTS
COMMON STOCK
882508104
435
2264
SH
SOLE
2264
0
0
THE GOLDMAN SACHS G 5PER CENT22 DUE 12/15/22
CORPORATE BONDS
38141E2N8
31
30000
SH
SOLE
30000
0
0
THE WALT DISNEY C 7.7PER CENT25 DUE 10/30/25
CORPORATE BONDS
254687DF0
25
20000
SH
SOLE
20000
0
0
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
343
679
SH
SOLE
0
0
679
THERMO FISHER SCNTFC
COMMON STOCK
883556102
1283
2544
SH
SOLE
2544
0
0
TJX COS INC COM
COM
872540109
752
11156
SH
SOLE
0
11156
0
TURNING POINT BRANDS INC COM
COM
90041L105
557
12170
SH
SOLE
0
12170
0
TYLER TECHNOLOGIES
COMMON STOCK
902252105
234
517
SH
SOLE
517
0
0
UBS AG LONDON VAR CMTZ 04/01/22 USD10 CLBL
VAR CMTZ 04/01/22 USD10 CLBL
90281F594
230
20000
SH
SOLE
0
0
20000
UNION PACIFIC CORP
COMMON STOCK
907818108
673
3061
SH
SOLE
3061
0
0
UNION PACIFIC CORP COM
COM
907818108
232
1057
SH
SOLE
0
0
1057
UNITED AIRLINES HOLDINGS COM
COM
910047109
456
8730
SH
SOLE
0
8730
0
UNITED PARCEL SERVICE INC COM CL B
COM CL B
911312106
1128
5423
SH
SOLE
0
5423
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
1023
2554
SH
SOLE
0
2554
0
UNITEDHEALTH GRP INC
COMMON STOCK
91324P102
1088
2717
SH
SOLE
2717
0
0
UNIV WA 5PER CENT22PUB EDUC DUE 07/01/22
MUNI BONDS
91523NLT1
26
25000
SH
SOLE
25000
0
0
UNIVERSAL DISPLAY CORP COM
COM
91347P105
555
2497
SH
SOLE
0
2497
0
US TREASU NT 1.375PER CENT08/23UST NOTE DUE 08/31/23
TREASURY
9128282D1
56
55000
SH
SOLE
55000
0
0
US TREASUR NT 2PER CENT10/22UST NOTE DUE 10/31/22
TREASURY
9128283C2
51
50000
SH
SOLE
50000
0
0
US TREASUR NT 1.75PER CENT06/22UST NOTE DUE 06/30/22
TREASURY
912828XW5
51
50000
SH
SOLE
50000
0
0
US TREASUR NT 2.75PER CENT08/21UST NOTE DUE 08/15/21
TREASURY
9128284W7
50
50000
SH
SOLE
50000
0
0
V F CORP COM
COM
918204108
1042
12699
SH
SOLE
0
12699
0
VANGUARD 500 INDEX ADMIRAL
EQUITY FUNDS
922908710
1817
4582
SH
SOLE
4582
0
0
VANGUARD ALLWRLD EX US ETF
ALLWRLD EX US ETF
922042775
417
6584
SH
SOLE
0
6584
0
VANGUARD DIV APP ETF
DIV APP ETF
921908844
1388
8964
SH
SOLE
0
8964
0
VANGUARD EXTEND MKT ETF
EXTEND MKT ETF
922908652
339
1798
SH
SOLE
0
1798
0
VANGUARD FTSE EMR MKT ETF
FTSE EMR MKT ETF
922042858
281
5179
SH
SOLE
0
5179
0
VANGUARD HIGH DIV YLD ETF
HIGH DIV YLD ETF
921946406
630
6010
SH
SOLE
0
6010
0
VANGUARD INTERMEDIATE TERM BO ETF IV
UIT EXCHANGE TRADED
921937819
2002
22254
SH
SOLE
22254
0
0
VANGUARD INTERM-TERM BOND INDEX ADM
BOND FUNDS
921937801
911
74731
SH
SOLE
74731
0
0
VANGUARD INTERM-TERM INVESTMENT-GRDE ADM
BOND FUNDS
922031810
757
74215
SH
SOLE
74215
0
0
VANGUARD INTERM-TERM TX-EX ADM
BOND FUNDS
922907878
254
17123
SH
SOLE
17123
0
0
VANGUARD MID CAP ETF IV
UIT EXCHANGE TRADED
922908629
686
2891
SH
SOLE
2891
0
0
VANGUARD S&P 500 ETF SHS
S&P 500 ETF SHS
922908363
250
635
SH
SOLE
0
0
635
VANGUARD SHORT-TERM BONDETF IV
UIT EXCHANGE TRADED
921937827
2793
33992
SH
SOLE
33992
0
0
VANGUARD SHORT-TERM INVESTMENT-GRADE ADM
BOND FUNDS
922031836
2215
202122
SH
SOLE
202122
0
0
VANGUARD SHRT TRM CORP BD ETF
SHRT TRM CORP BD ETF
92206C409
1319
15942
SH
SOLE
0
15942
0
VANGUARD SMALL CAP ETF IV
UIT EXCHANGE TRADED
922908751
729
3236
SH
SOLE
3236
0
0
VANGUARD SMALL CAP INDEX ADM
EQUITY FUNDS
922908686
314
2905
SH
SOLE
2905
0
0
VANGUARD TOTAL BOND MARKET INDEX ADM
BOND FUNDS
921937603
455
40214
SH
SOLE
40214
0
0
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT ETF
922908769
2890
12970
SH
SOLE
0
12970
0
VERIZON COMMUNICATIONS COM
COM
92343V104
1420
25343
SH
SOLE
0
25343
0
VICOR CORP COM
COM
925815102
718
6791
SH
SOLE
0
6791
0
VISA INC CLASS A
COMMON STOCK
92826C839
212
907
SH
SOLE
907
0
0
VISA INC COM CL A
COM CL A
92826C839
1680
7186
SH
SOLE
0
7186
0
VULCAN MATERIALS CO COM
COM
929160109
1088
6248
SH
SOLE
0
6248
0
WAITR HOLDINGS INC COM
COM
930752100
61
34383
SH
SOLE
0
0
34383
WALMART INC COM
COM
931142103
2708
19204
SH
SOLE
0
19204
0
WALT DISNEY CO
COMMON STOCK
254687106
451
2564
SH
SOLE
2564
0
0
WALT DISNEY COMPANY (THE) COM
COM
254687106
711
4044
SH
SOLE
0
0
4044
WASTE MANAGEMENT INC COM
COM
94106L109
430
3070
SH
SOLE
0
0
3070
WELLS FARGO & CO 22CD FDIC INS DUE 03/07/22US
NON-MARKETPLACE CDS
94986TSY4
279
200000
SH
SOLE
200000
0
0
WELLS FARGO & CO 3.3PER CENT23CD FDIC INS DUE 08/30/23US
CERTIFICATE DEPOSIT
949763TF3
178
167000
SH
SOLE
167000
0
0
WELLS FARGO & COMPANY DEP REP 1/1000 5.85PER CENT PERP P
DEP REP 1/1000 5.85PER CENT PERP P
949746556
353
12822
SH
SOLE
0
0
12822
WESTERN DIGITAL CORP COM
COM
958102105
497
6987
SH
SOLE
0
6987
0
WORLD FUEL SERVICES CORP COM
COM
981475106
362
11404
SH
SOLE
0
11404
0
WORLD WRESTLING ENTERTAINMENT COM CL A
COM CL A
98156Q108
491
8483
SH
SOLE
0
8483
0
ZOETIS INC COM CL A
COM CL A
98978V103
1971
10575
SH
SOLE
0
10575
0