0001415889-24-010757.txt : 20240412 0001415889-24-010757.hdr.sgml : 20240412 20240412162557 ACCESSION NUMBER: 0001415889-24-010757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240410 FILED AS OF DATE: 20240412 DATE AS OF CHANGE: 20240412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Marc CENTRAL INDEX KEY: 0001894601 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 24841821 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4-04122024_080450.xml X0508 4 2024-04-10 0001720671 HashiCorp, Inc. HCP 0001894601 Holmes Marc C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 false true false false CHIEF MARKETING OFFICER 1 Class A Common Stock 2024-04-10 4 C 0 13916 A 13916 D Class A Common Stock 2024-04-10 4 S 0 13916 26.3029 D 0 D Employee Stock Option (right to buy) 5.315 2024-04-10 4 M 0 13916 0 D 2029-02-28 Class B Common Stock 13916 189682 D Class B Common Stock 2024-04-10 4 M 0 13916 0 A Class A Common Stock 13916 13916 D Class B Common Stock 2024-04-10 4 C 0 13916 0 D Class A Common Stock 13916 0 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 to $26.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Shares subject to the option are fully vested and immediately exercisable. /s/ Paul Warenski, by power of attorney 2024-04-12