0000899243-22-031730.txt : 20220922 0000899243-22-031730.hdr.sgml : 20220922 20220922201824 ACCESSION NUMBER: 0000899243-22-031730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220920 FILED AS OF DATE: 20220922 DATE AS OF CHANGE: 20220922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Welihinda Navam CENTRAL INDEX KEY: 0001894706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 221260426 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-20 0 0001720671 HashiCorp, Inc. HCP 0001894706 Welihinda Navam C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer Class A Common Stock 2022-09-20 4 M 0 3360 A 16689 D Class A Common Stock 2022-09-21 4 C 0 7569 A 24258 D Class A Common Stock 2022-09-21 4 S 0 3285 29.5336 D 20973 D Class A Common Stock 2022-09-21 4 S 0 2036 30.2809 D 18937 D Class A Common Stock 2022-09-22 4 S 0 12034 27.1999 D 6903 D Class A Common Stock 2022-09-22 4 S 0 1400 28.0987 D 5503 D Class A Common Stock 2022-09-22 4 S 0 500 28.962 D 5003 D Restricted Stock Units 2022-09-20 4 M 0 3360 0.00 D Class A Common Stock 3360 47044 D Restricted Stock Units 2022-09-20 4 M 0 7569 0.00 D Class B Common Stock 7569 68119 D Class B Common Stock 2022-09-20 4 M 0 7569 0.00 A Class A Common Stock 7569 196426 D Class B Common Stock 2022-09-21 4 C 0 7569 0.00 D Class A Common Stock 7569 188857 D Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (8) and (9) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.43, inclusive The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.79, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.87 to $28.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.93 to $28.98, inclusive. The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2022. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. The remaining RSUs vest in nine equal quarterly installments beginning on December 20, 2022. /s/ Paul Warenski, by power of attorney 2022-09-22