0000899243-22-031726.txt : 20220922 0000899243-22-031726.hdr.sgml : 20220922 20220922201037 ACCESSION NUMBER: 0000899243-22-031726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220920 FILED AS OF DATE: 20220922 DATE AS OF CHANGE: 20220922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dadgar Armon CENTRAL INDEX KEY: 0001894717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 221260412 MAIL ADDRESS: STREET 1: C/O HASHICORP INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-20 0 0001720671 HashiCorp, Inc. HCP 0001894717 Dadgar Armon C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 0 0 Chief Technology Officer Class A Common Stock 2022-09-20 4 M 0 2940 A 14490 D Class A Common Stock 2022-09-21 4 C 0 14611 A 29101 D Class A Common Stock 2022-09-21 4 S 0 4783 29.6058 D 24318 D Class A Common Stock 2022-09-21 4 S 0 2000 30.3237 D 22318 D Class A Common Stock 2022-09-22 4 S 0 12034 27.1999 D 10284 D Class A Common Stock 2022-09-22 4 S 0 1400 28.0987 D 8884 D Class A Common Stock 2022-09-22 4 S 0 500 28.962 D 8384 D Restricted Stock Units 2022-09-20 4 M 0 2940 0.00 D Class A Common Stock 2940 41164 D Restricted Stock Units 2022-09-20 4 M 0 6487 0.00 D Class B Common Stock 6487 58388 D Restricted Stock Units 2022-09-20 4 M 0 8124 0.00 D Class B Common Stock 8124 40626 D Class B Common Stock 2022-09-20 4 M 0 14611 0.00 A Class A Common Stock 14611 95291 D Class B Common Stock 2022-09-21 4 C 0 14611 0.00 D Class A Common Stock 14611 80680 D Class B Common Stock Class A Common Stock 15200000 15200000 I See Footnote Class B Common Stock Class A Common Stock 2339030 2339030 I See Footnote Class B Common Stock Class A Common Stock 709288 709288 I See Footnote Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $30.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5) and (7) through (9) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.22 to $30.44, inclusive. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.79, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.87 to $28.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.93 to $28.98, inclusive. The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2022. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. The remaining RSUs vest in nine equal quarterly installments beginning on December 20, 2022. The remaining RSUs vest in five quarterly installments beginning on September 20, 2022. The shares are held of record by the Armon Dadgar 2020 Charitable Trust. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee. The shares are held of record by Black Swan III, LLC which the reporting person controls. /s/ Paul Warenski, by power of attorney 2022-09-22