0000899243-22-023620.txt : 20220622 0000899243-22-023620.hdr.sgml : 20220622 20220622200458 ACCESSION NUMBER: 0000899243-22-023620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220620 FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McJannet David CENTRAL INDEX KEY: 0001894737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 221033324 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-20 0 0001720671 HashiCorp, Inc. HCP 0001894737 McJannet David C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 0 0 CEO and Chairman Class A Common Stock 2022-06-20 4 M 0 7560 A 7983 D Class A Common Stock 2022-06-21 4 C 0 39332 A 47315 D Class A Common Stock 2022-06-21 4 S 0 21871 28.9089 D 25444 D Restricted Stock Units 2022-06-20 4 M 0 7560 0.00 D Class A Common Stock 7560 113408 D Restricted Stock Units 2022-06-20 4 M 0 19456 0.00 D Class B Common Stock 19456 194563 D Restricted Stock Units 2022-06-20 4 M 0 19876 0.00 D Class B Common Stock 19876 119250 D Class B Common Stock 2022-06-20 4 M 0 39332 0.00 A Class A Common Stock 39332 172730 D Class B Common Stock 2022-06-21 4 C 0 39332 0.00 D Class A Common Stock 39332 133407 D Class B Common Stock Class A Common Stock 1408061 1408061 I See footnote Class B Common Stock Class A Common Stock 681050 681050 I See footnote Class B Common Stock Class A Common Stock 681050 681050 I See footnote Class B Common Stock Class A Common Stock 60000 60000 I See footnote Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Includes 423 shares acquired under the Issuer's employee stock purchase plan on June 15, 2022. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.51 to $29.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2022. The remaining RSUs vest in ten equal quarterly installments beginning on September 20, 2022. The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2022. The shares are held of record by a family trust for which the reporting person serves as a trustee.. The shares are held of record by the Emerald GST Non-Exempt Trust. The shares are held of record by the Sapphire GST Non-Exempt Trust. The shares are held of record by an additional family trust. /s/ Paul Warenski, by power of attorney 2022-06-22