0000899243-22-011887.txt : 20220322 0000899243-22-011887.hdr.sgml : 20220322 20220322213052 ACCESSION NUMBER: 0000899243-22-011887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McJannet David CENTRAL INDEX KEY: 0001894737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 22761409 MAIL ADDRESS: STREET 1: C/O HASHICORP, INC. STREET 2: 101 SECOND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-31 0 0001720671 HashiCorp, Inc. HCP 0001894737 McJannet David C/O HASHICORP, INC. 101 SECOND STREET, SUITE 700 SAN FRANCISCO CA 94105 1 1 0 0 CEO and Chairman Class A Common Stock 2022-03-21 4 C 0 18992 A 18992 D Class A Common Stock 2022-03-21 4 S 0 18992 48.0568 D 0 D Restricted Stock Units 2022-01-31 4 M 0 77825 0.00 D Class B Common Stock 77825 233475 D Restricted Stock Units 2022-02-01 4 A 0 120968 0.00 A Class A Common Stock 120968 120968 D Restricted Stock Units 2022-03-20 4 M 0 19456 0.00 D Class B Common Stock 19456 214019 D Restricted Stock Units 2022-03-20 4 M 0 19874 0.00 D Class B Common Stock 19874 139126 D Class B Common Stock 2022-01-31 4 M 0 77825 0.00 A Class A Common Stock 77825 149499 D Class B Common Stock 2022-01-31 4 F 0 36430 0.00 D Class A Common Stock 36430 113069 D Class B Common Stock 2022-03-20 4 M 0 39330 0.00 A Class A Common Stock 39330 152399 D Class B Common Stock 2022-03-21 4 C 0 18992 0.00 D Class A Common Stock 18992 133407 D Class B Common Stock Class A Common Stock 1408061 1408061 I See footnote Class B Common Stock Class A Common Stock 681050 681050 I See footnote Class B Common Stock Class A Common Stock 681050 681050 I See footnote Class B Common Stock Class A Common Stock 60000 60000 I See footnote Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. The RSUs vested as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022. Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022. The remaining RSUs vest in eleven equal quarterly installments beginning on June 20, 2022. The RSUs vest in seven equal quarterly installments beginning on June 20, 2022. The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs. The shares are held of record by a family trust for which the reporting person serves as a trustee.. The shares are held of record by the Emerald GST Non-Exempt Trust. The shares are held of record by the Sapphire GST Non-Exempt Trust. The shares are held of record by an additional family trust. /s/ Paul Warenski, by power of attorney 2022-03-22