0000899243-22-011887.txt : 20220322
0000899243-22-011887.hdr.sgml : 20220322
20220322213052
ACCESSION NUMBER: 0000899243-22-011887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220131
FILED AS OF DATE: 20220322
DATE AS OF CHANGE: 20220322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McJannet David
CENTRAL INDEX KEY: 0001894737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 22761409
MAIL ADDRESS:
STREET 1: C/O HASHICORP, INC.
STREET 2: 101 SECOND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-31
0
0001720671
HashiCorp, Inc.
HCP
0001894737
McJannet David
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700
SAN FRANCISCO
CA
94105
1
1
0
0
CEO and Chairman
Class A Common Stock
2022-03-21
4
C
0
18992
A
18992
D
Class A Common Stock
2022-03-21
4
S
0
18992
48.0568
D
0
D
Restricted Stock Units
2022-01-31
4
M
0
77825
0.00
D
Class B Common Stock
77825
233475
D
Restricted Stock Units
2022-02-01
4
A
0
120968
0.00
A
Class A Common Stock
120968
120968
D
Restricted Stock Units
2022-03-20
4
M
0
19456
0.00
D
Class B Common Stock
19456
214019
D
Restricted Stock Units
2022-03-20
4
M
0
19874
0.00
D
Class B Common Stock
19874
139126
D
Class B Common Stock
2022-01-31
4
M
0
77825
0.00
A
Class A Common Stock
77825
149499
D
Class B Common Stock
2022-01-31
4
F
0
36430
0.00
D
Class A Common Stock
36430
113069
D
Class B Common Stock
2022-03-20
4
M
0
39330
0.00
A
Class A Common Stock
39330
152399
D
Class B Common Stock
2022-03-21
4
C
0
18992
0.00
D
Class A Common Stock
18992
133407
D
Class B Common Stock
Class A Common Stock
1408061
1408061
I
See footnote
Class B Common Stock
Class A Common Stock
681050
681050
I
See footnote
Class B Common Stock
Class A Common Stock
681050
681050
I
See footnote
Class B Common Stock
Class A Common Stock
60000
60000
I
See footnote
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
The RSUs vested as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.
The remaining RSUs vest in eleven equal quarterly installments beginning on June 20, 2022.
The RSUs vest in seven equal quarterly installments beginning on June 20, 2022.
The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
The shares are held of record by a family trust for which the reporting person serves as a trustee..
The shares are held of record by the Emerald GST Non-Exempt Trust.
The shares are held of record by the Sapphire GST Non-Exempt Trust.
The shares are held of record by an additional family trust.
/s/ Paul Warenski, by power of attorney
2022-03-22