X0306 4 2017-10-17 0 0001494650 OptiNose, Inc. OPTN 0001720002 WFD Ventures LLC C/O WFD VENTURES LLC 1500 BROADWAY, 17TH FLOOR NEW YORK NY 10036 0 0 1 0 0001719928 TKWD Ventures LLC C/O WFD VENTURES LLC 1500 BROADWAY, 17TH FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock 2017-10-17 4 C 0 3013139 A 3013139 I TKWD Ventures LLC Series B-2 Convertible Preferred Stock 2017-10-17 4 C 0 719225 0 D Common Stock 2077049 0 I TKWD Ventures LLC Series C Convertible Preferred Stock 2017-10-17 4 C 0 41160 0 D Common Stock 118865 0 I TKWD Ventures LLC Series C-1 Convertible Preferred Stock 2017-10-17 4 C 0 190440 0 D Common Stock 549971 0 I TKWD Ventures LLC Series C-2 Convertible Preferred Stock 2017-10-17 4 C 0 92543 0 D Common Stock 267254 0 I TKWD Ventures LLC Represents the total number of shares of Common Stock received by TKWD Ventures LLC upon conversion of Series B-2, Series C, Series C-1 and Series C-2 Preferred Stock in connection with the closing of the Issuer's initial public offering. The Series B-2, Series C, Series C-1, and Series C-2 Preferred Stock converted into Common Stock on a 2.8879-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B-2, Series C, Series C-1 and Series C-2 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. The reportable securities are owned directly by TKWD Ventures LLC. WFD Ventures LLC is the general partner of TKWD Ventures LLC and may be deemed to have sole voting and investment power over the shares owned by TKWD Ventures LLC. TKWD Ventures LLC, by WFD Ventures LLC, its general partner /s/ William F. Doyle, Managing Partner 2017-10-19 WFD Ventures LLC /s/ William F. Doyle, Managing Partner 2017-10-19