0001140361-21-011446.txt : 20210402 0001140361-21-011446.hdr.sgml : 20210402 20210402172413 ACCESSION NUMBER: 0001140361-21-011446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harbin Thomas S CENTRAL INDEX KEY: 0001719963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39832 FILM NUMBER: 21803015 MAIL ADDRESS: STREET 1: SOURCE CAPITAL, LLC STREET 2: 75 FOURTEENTH STREET, SUITE 2700 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Group, Inc. CENTRAL INDEX KEY: 0001831096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 853622015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml FORM 4 X0306 4 2021-03-31 0001831096 Great Elm Group, Inc. GEG 0001719963 Harbin Thomas S C/O GREAT ELM GROUP, INC. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 true Common Stock 2021-03-31 4 A 0 7684 0 A 139280 D The Reporting Person was awarded 7,684 restricted stock units that fully vested on the grant date, March 31, 2021. /s/ Adam M. Kleinman, attorney-in-fact 2021-04-02