0000899243-22-037613.txt : 20221205 0000899243-22-037613.hdr.sgml : 20221205 20221205161646 ACCESSION NUMBER: 0000899243-22-037613 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221123 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PSC Echo, LP CENTRAL INDEX KEY: 0001956058 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39616 FILM NUMBER: 221445158 BUSINESS ADDRESS: STREET 1: 2884 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-677-8100 MAIL ADDRESS: STREET 1: 2884 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PSC Echo GP, LLC CENTRAL INDEX KEY: 0001956065 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39616 FILM NUMBER: 221445157 BUSINESS ADDRESS: STREET 1: 2884 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-677-8100 MAIL ADDRESS: STREET 1: 2884 SAND HILL ROAD STREET 2: SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eargo, Inc. CENTRAL INDEX KEY: 0001719395 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 273879804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2665 NORTH FIRST STREET STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 650-351-7700 MAIL ADDRESS: STREET 1: 2665 NORTH FIRST STREET STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95134 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-11-23 0 0001719395 Eargo, Inc. EAR 0001956058 PSC Echo, LP 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 0001956065 PSC Echo GP, LLC 2884 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 0 0 1 0 Common Stock 316425980 I See Footnote In connection with the transactions contemplated by the Note Purchase Agreement, by and between the Issuer, PSC Echo, LP and Drivetrain Agency Services, LLC, as administrative agent and collateral agent, and in connection with the closing of the Issuer's rights offering on November 23, 2022 and the conversion of senior secured notes issued pursuant thereto, PSC Echo, LP received an aggregate of 316,425,980 shares of common stock of the Issuer. PSC Echo GP, LLC is the general partner of PSC Echo, LP and may be deemed to beneficially own the shares of Common Stock held by PSC Echo, LP. Voting and investment decisions with respect to the shares of Common Stock held by PSC Echo, LP are made by the management committee of PSC Echo GP, LLC. PSC ECHO LP, By: PSC Echo GP, its General Partner, By: /s/ Adam Fliss, Vice President 2022-12-05 PSC ECHO GP, LLC, By: /s/ Adam Fliss, Vice President 2022-12-05