0001719147-17-000001.txt : 20171017 0001719147-17-000001.hdr.sgml : 20171017 20171016181633 ACCESSION NUMBER: 0001719147-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171016 EFFECTIVENESS DATE: 20171017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spell Capital Mezzanine Partners SBIC II, LP CENTRAL INDEX KEY: 0001719147 IRS NUMBER: 352600658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-296822 FILM NUMBER: 171139599 BUSINESS ADDRESS: STREET 1: 222 SOUTH 9TH STREET STREET 2: SUITE 2880 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-371-9650 MAIL ADDRESS: STREET 1: 222 SOUTH 9TH STREET STREET 2: SUITE 2880 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 D 1 primary_doc.xml X0708 D LIVE 0001719147 Spell Capital Mezzanine Partners SBIC II, LP 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 612-371-9650 DELAWARE None None Limited Partnership true 2017 William H. Spell 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 Executive Officer Director Promoter Executive Officer and Director of Issuer's General Partner James W. Rikkers 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 Director Director of Issuer's General Partner Stacy L. Harmsen 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 Director Director of Issuer's General Partner Mark R. McDonald 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 Director Director of Issuer's General Partner Andrea R. Nelson 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 Executive Officer Executive Officer of Issuer's General Partner Paul H. Meyering 222 South 9th Street Suite 2880 Minneapolis MN MINNESOTA 55402 Director Director of Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 false 2017-10-02 true true true false 400000 75000000 54875000 20125000 false 58 0 0 0 Principals of the Issuer's General Partner are also principals of Spell Capital Partners, LLC, which will receive management fees from the Issuer pursuant to a management agreement. false Spell Capital Mezzanine Partners SBIC II, LP /s/ Andrea R. Nelson Andrea R. Nelson Chief Financial Officer of Issuer's General Partner 2017-10-16