X0508 4 2024-12-18 0 0001703079 XAI Octagon Floating Rate & Alternative Income Trust XFLT 0001718133 Spence John Yogi 321 N. CLARK STREET CHICAGO IL 60054 0 1 0 0 Vice President 0 Common Shares of Beneficial Ownership 2024-12-18 2024-12-18 4 J 0 6052 0 D 20733.94 I XMS Holdings, LLC Common Shares of Beneficial Ownership 10250 I XA Investments, LLC Common Shares of Beneficial Ownership 546806.094 D Common Shares of Beneficial Ownership 791.18 I By Spouse Shares were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. Shares beneficially owned reflect 1,288.18 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC. Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC. Shares owned by spouse include 9.124 shares received through the XFLT Dividend Reinvestment Plan. /s/John Yogi Spence 2025-01-13