0001717479-23-000004.txt : 20230214 0001717479-23-000004.hdr.sgml : 20230214 20230213180730 ACCESSION NUMBER: 0001717479-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Redwood Investment Management, LLC CENTRAL INDEX KEY: 0001717479 IRS NUMBER: 271950056 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18341 FILM NUMBER: 23620607 BUSINESS ADDRESS: STREET 1: 4110 N. SCOTTSDALE RD., STE 125 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 3102728188 MAIL ADDRESS: STREET 1: 4110 N. SCOTTSDALE RD., STE 125 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001717479 XXXXXXXX 12-31-2022 12-31-2022 Redwood Investment Management, LLC
4110 N. SCOTTSDALE RD., STE 125 SCOTTSDALE AZ 85251
13F HOLDINGS REPORT 028-18341 N
John Yung Chief Compliance Officer 3102728188 John Yung Scottsdale AZ 02-13-2023 0 244 754574 false
INFORMATION TABLE 2 redwoodholdings13f20221231.xml Alcoa Corp COM 013872106 1462 32153 SH SOLE 32153 0 0 Apple Inc COM 037833100 8030 61799 SH SOLE 61799 0 0 AbbVie Inc COM 00287Y109 2227 13780 SH SOLE 13780 0 0 AECOM COM 00766T100 2896 34094 SH SOLE 34094 0 0 LeaderShares Activist Leaders LEADERSHS ACTIVI 90214Q717 10340 352663 SH SOLE 352663 0 0 Adobe Inc COM 00724F101 638 1897 SH SOLE 1897 0 0 Archer-Daniels-Midland Co COM 039483102 1513 16299 SH SOLE 16299 0 0 ADT Inc COM 00090Q103 1470 162075 SH SOLE 162075 0 0 Aflac Inc COM 001055102 1475 20500 SH SOLE 20500 0 0 iShares Core US Aggregate Bo CORE US AGGBD ET 464287226 2018 20804 SH SOLE 20804 0 0 American International Group I COM NEW 026874784 1472 23276 SH SOLE 23276 0 0 Allstate Corp COM 020002101 1474 10869 SH SOLE 10869 0 0 Ally Financial Inc COM 02005N100 5499 224925 SH SOLE 224925 0 0 Allison Transmission Holdings COM 01973R101 6984 167892 SH SOLE 167892 0 0 Ambac Financial Group Inc COM NEW 023139884 698 40000 SH SOLE 40000 0 0 Amcor PLC ORD G0250X107 1787 150053 SH SOLE 150053 0 0 Advanced Micro Devices Inc COM 007903107 538 8300 SH SOLE 8300 0 0 Affiliated Managers Group Inc COM 008252108 1468 9268 SH SOLE 9268 0 0 Ameriprise Financial Inc COM 03076C106 1519 4880 SH SOLE 4880 0 0 Amazon Inc COM 023135106 2365 28156 SH SOLE 28156 0 0 AutoNation Inc COM 05329W102 1470 13698 SH SOLE 13698 0 0 APA Corp COM 03743Q108 7050 151034 SH SOLE 151034 0 0 Antero Resources Corp COM 03674X106 1491 48098 SH SOLE 48098 0 0 Broadcom Inc COM 11135F101 614 1098 SH SOLE 1098 0 0 Avnet Inc COM 053807103 1482 35646 SH SOLE 35646 0 0 Acuity Brands Inc COM 00508Y102 1460 8815 SH SOLE 8815 0 0 AutoZone Inc COM 053332102 1539 624 SH SOLE 624 0 0 Bath & Body Works Inc COM 070830104 2915 69163 SH SOLE 69163 0 0 Best Buy Co Inc COM 086516101 1708 21298 SH SOLE 21298 0 0 Bausch Health Cos Inc COM 071734107 2899 461645 SH SOLE 461645 0 0 Brighthouse Financial Inc COM 10922N103 1472 28718 SH SOLE 28718 0 0 Biogen Inc COM 09062X103 1514 5467 SH SOLE 5467 0 0 Builders FirstSource Inc COM 12008R107 1477 22763 SH SOLE 22763 0 0 Bristol-Myers Squibb Co COM 110122108 210 2916 SH SOLE 2916 0 0 Popular Inc COM NEW 733174700 7079 106746 SH SOLE 106746 0 0 Boston Properties Inc COM 101121101 1731 25617 SH SOLE 25617 0 0 Boyd Gaming Corp COM 103304101 7024 128804 SH SOLE 128804 0 0 Credit Acceptance Corp COM 225310101 1484 3128 SH SOLE 3128 0 0 Cardinal Health Inc COM 14149Y108 6999 91049 SH SOLE 91049 0 0 Avis Budget Group Inc COM 053774105 1480 9027 SH SOLE 9027 0 0 Caterpillar Inc COM 149123101 1577 6582 SH SOLE 6582 0 0 Chemours Co/The COM 163851108 1478 48272 SH SOLE 48272 0 0 Crown Holdings Inc COM 228368106 2870 34914 SH SOLE 34914 0 0 CF Industries Holdings Inc COM 125269100 1464 17186 SH SOLE 17186 0 0 Choice Hotels International In COM 169905106 5546 49239 SH SOLE 49239 0 0 Check Point Software Technolog ORD M22465104 2136 16930 SH SOLE 16930 0 0 CH Robinson Worldwide Inc COM NEW 12541W209 6962 76043 SH SOLE 76043 0 0 Cigna Corp COM 125523100 7069 21334 SH SOLE 21334 0 0 Colgate-Palmolive Co COM 194162103 868 11020 SH SOLE 11020 0 0 Cummins Inc COM 231021106 1794 7403 SH SOLE 7403 0 0 Centene Corp COM 15135B101 1480 18041 SH SOLE 18041 0 0 Conduent Inc COM 206787103 2825 697486 SH SOLE 697486 0 0 ConocoPhillips COM 20825C104 1685 14280 SH SOLE 14280 0 0 Salesforce Inc COM 79466L302 644 4854 SH SOLE 4854 0 0 Coterra Energy Inc COM 127097103 3071 124949 SH SOLE 124949 0 0 Chevron Corp COM 166764100 1912 10652 SH SOLE 10652 0 0 Dominion Energy Inc COM 25746U109 1844 30073 SH SOLE 30073 0 0 Dana Inc COM 235825205 2882 190474 SH SOLE 190474 0 0 Discover Financial Services COM 254709108 1481 15138 SH SOLE 15138 0 0 Quest Diagnostics Inc COM 74834L100 1479 9457 SH SOLE 9457 0 0 Danaher Corp COM 235851102 231 870 SH SOLE 870 0 0 HF Sinclair Corp COM 403949100 7018 135250 SH SOLE 135250 0 0 Dolby Laboratories Inc COM CL A 25659T107 5537 78498 SH SOLE 78498 0 0 Dow Inc COM 260557103 1814 36000 SH SOLE 36000 0 0 Duke Energy Corp COM NEW 26441C204 1877 18228 SH SOLE 18228 0 0 Devon Energy Corp COM 25179M103 1682 27341 SH SOLE 27341 0 0 LeaderShares Dynamic Yield ETF LEADERSHARES DY 90214Q675 5589 253148 SH SOLE 253148 0 0 Edison International COM 281020107 1783 28023 SH SOLE 28023 0 0 Equitable Holdings Inc COM 29452E101 1464 51013 SH SOLE 51013 0 0 Eagle Materials Inc COM 26969P108 1472 11078 SH SOLE 11078 0 0 Expeditors International of Wa COM 302130109 6924 66625 SH SOLE 66625 0 0 Diamondback Energy Inc COM 25278X109 1709 12495 SH SOLE 12495 0 0 First Citizens BancShares Inc CL A 31946M103 1486 1960 SH SOLE 1960 0 0 Fair Isaac Corp COM 303250104 1477 2468 SH SOLE 2468 0 0 Freshpet Inc COM 358039105 2930 55519 SH SOLE 55519 0 0 Fortinet Inc COM 34959E109 1521 31116 SH SOLE 31116 0 0 GoDaddy Inc CL A 380237107 4350 58138 SH SOLE 58138 0 0 Green Dot Corp CL A 39304D102 2906 183689 SH SOLE 183689 0 0 Gilead Sciences Inc COM 375558103 1942 22616 SH SOLE 22616 0 0 Corning Inc COM 219350105 1725 53992 SH SOLE 53992 0 0 Alphabet Inc CAP STK CL C 02079K107 635 7152 SH SOLE 7152 0 0 Alphabet Inc CAP STK CL A 02079K305 2192 24841 SH SOLE 24841 0 0 Hyatt Hotels Corp COM CL A 448579102 1485 16417 SH SOLE 16417 0 0 Hasbro Inc COM 418056107 1789 29327 SH SOLE 29327 0 0 HCA Healthcare Inc COM 40412C101 1512 6302 SH SOLE 6302 0 0 Home Depot Inc COM 437076102 1034 3273 SH SOLE 3273 0 0 Howard Hughes Corp COM 44267D107 2908 38059 SH SOLE 38059 0 0 Hartford Financial Services Gr COM 416515104 1471 19397 SH SOLE 19397 0 0 Hilton Worldwide Holdings Inc COM 43300A203 1477 11687 SH SOLE 11687 0 0 HP Inc COM 40434L105 8666 322518 SH SOLE 322518 0 0 H&R Block Inc COM 093671105 1498 41020 SH SOLE 41020 0 0 Huntsman Corp COM 447011107 5509 200461 SH SOLE 200461 0 0 International Business Machine COM 459200101 1725 12241 SH SOLE 12241 0 0 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434G103 32582 697690 SH SOLE 697690 0 0 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 10550 111474 SH SOLE 111474 0 0 Intel Corp COM 458140100 1661 62850 SH SOLE 62850 0 0 Intuit Inc COM 461202103 355 912 SH SOLE 912 0 0 Innoviva Inc COM 45781M101 2904 219172 SH SOLE 219172 0 0 International Paper Co COM 460146103 1736 50141 SH SOLE 50141 0 0 Interpublic Group of Cos Inc COM 460690100 1782 53502 SH SOLE 53502 0 0 Ironwood Pharmaceuticals Inc COM CL A 46333X108 2910 234859 SH SOLE 234859 0 0 Gartner Inc COM 366651107 1506 4481 SH SOLE 4481 0 0 Invesco Ltd SHS G491BT108 2895 160913 SH SOLE 160913 0 0 Jefferies Financial Group Inc COM 47233W109 1485 43318 SH SOLE 43318 0 0 Janus Henderson Group PLC ORD SHS G4474Y214 2888 122797 SH SOLE 122797 0 0 Johnson & Johnson COM 478160104 389 2200 SH SOLE 2200 0 0 JPMorgan Chase & Co COM 46625H100 507 3778 SH SOLE 3778 0 0 Kraft Heinz Co COM 500754106 1890 46426 SH SOLE 46426 0 0 KLA Corp COM NEW 482480100 1555 4125 SH SOLE 4125 0 0 Kimberly-Clark Corp COM 494368103 1857 13680 SH SOLE 13680 0 0 Kinder Morgan Inc COM 49456B101 1716 94887 SH SOLE 94887 0 0 Coca-Cola Co COM 191216100 219 3440 SH SOLE 3440 0 0 Loews Corp COM 540424108 1467 25149 SH SOLE 25149 0 0 LKQ Corp COM 501889208 6954 130203 SH SOLE 130203 0 0 Eli Lilly & Co COM 532457108 1072 2929 SH SOLE 2929 0 0 Limbach Holdings Inc COM 53263P105 291 28000 SH SOLE 28000 0 0 Lockheed Martin Corp COM 539830109 1584 3255 SH SOLE 3255 0 0 Grand Canyon Education Inc COM 38526M106 6927 65564 SH SOLE 65564 0 0 Lowe's Cos Inc COM 548661107 7462 37453 SH SOLE 37453 0 0 LivePerson Inc COM 538146101 2952 291087 SH SOLE 291087 0 0 Louisiana-Pacific Corp COM 546347105 1461 24682 SH SOLE 24682 0 0 iShares iBoxx $ Investment Gra IBOXX INV CP ETF 464287242 4342 41181 SH SOLE 41181 0 0 LeaderShares AlphaFactor US Co LDRSHS ALPFACT 90214Q774 18022 598912 SH SOLE 598912 0 0 LeaderShares AlphaFactor Tacti LEADERSHS ALPHAF 90214Q691 18952 613535 SH SOLE 613535 0 0 Landstar System Inc COM 515098101 1465 8995 SH SOLE 8995 0 0 Lamb Weston Holdings Inc COM 513272104 1483 16594 SH SOLE 16594 0 0 LyondellBasell Industries NV SHS - A - N53745100 1764 21248 SH SOLE 21248 0 0 Mastercard Inc CL A 57636Q104 814 2342 SH SOLE 2342 0 0 ManpowerGroup Inc COM 56418H100 5507 66176 SH SOLE 66176 0 0 Marriott International Inc CL A 571903202 1508 10126 SH SOLE 10126 0 0 McDonald's Corp COM 580135101 259 984 SH SOLE 984 0 0 McKesson Corp COM 58155Q103 1508 4020 SH SOLE 4020 0 0 Pediatrix Medical Group Inc COM 58502B106 2890 194450 SH SOLE 194450 0 0 Medtronic PLC SHS G5960L103 1819 23402 SH SOLE 23402 0 0 MDU Resources Group Inc COM 552690109 2873 94706 SH SOLE 94706 0 0 MetLife Inc COM 59156R108 1468 20284 SH SOLE 20284 0 0 Meta Platforms Inc CL A 30303M102 982 8158 SH SOLE 8158 0 0 3M Co COM 88579Y101 1733 14453 SH SOLE 14453 0 0 Altria Group Inc COM 02209S103 1862 40733 SH SOLE 40733 0 0 Mosaic Co COM 61945C103 1478 33690 SH SOLE 33690 0 0 Marathon Petroleum Corp COM 56585A102 7011 60238 SH SOLE 60238 0 0 Mercury Systems Inc COM 589378108 2957 66100 SH SOLE 66100 0 0 Merck & Co Inc COM 58933Y105 385 3467 SH SOLE 3467 0 0 Moderna Inc COM 60770K107 1592 8863 SH SOLE 8863 0 0 Marathon Oil Corp COM 565849106 1508 55700 SH SOLE 55700 0 0 Morgan Stanley COM NEW 617446448 1477 17367 SH SOLE 17367 0 0 Microsoft Corp COM 594918104 6465 26958 SH SOLE 26958 0 0 MGIC Investment Corp COM 552848103 5510 423864 SH SOLE 423864 0 0 Newmont Corp COM 651639106 1853 39267 SH SOLE 39267 0 0 NRG Energy Inc COM NEW 629377508 1450 45583 SH SOLE 45583 0 0 Insight Enterprises Inc COM 45765U103 2902 28945 SH SOLE 28945 0 0 Nucor Corp COM 670346105 1512 11472 SH SOLE 11472 0 0 NVIDIA Corp COM 67066G104 1869 12787 SH SOLE 12787 0 0 Newell Brands Inc COM 651229106 4726 361287 SH SOLE 361287 0 0 Nexstar Media Group Inc COMMON STOCK 65336K103 1472 8408 SH SOLE 8408 0 0 New York Times Co CL A 650111107 2910 89635 SH SOLE 89635 0 0 Realty Income Corp COM 756109104 1841 29022 SH SOLE 29022 0 0 Owens Corning COM 690742101 6953 81509 SH SOLE 81509 0 0 Old Dominion Freight Line Inc COM 679580100 1498 5279 SH SOLE 5279 0 0 Organon & Co COMMON STOCK 68622V106 2012 72023 SH SOLE 72023 0 0 Olin Corp COM PAR $1 680665205 1472 27805 SH SOLE 27805 0 0 Omnicom Group Inc COM 681919106 1885 23107 SH SOLE 23107 0 0 O'Reilly Automotive Inc COM 67103H107 1546 1832 SH SOLE 1832 0 0 Ovintiv Inc COM 69047Q102 1477 29118 SH SOLE 29118 0 0 Occidental Petroleum Corp COM 674599105 1548 24583 SH SOLE 24583 0 0 Bank OZK COM 06417N103 1467 36621 SH SOLE 36621 0 0 Penske Automotive Group Inc COM 70959W103 1470 12794 SH SOLE 12794 0 0 Paramount Global CLASS B COM 92556H206 1562 92508 SH SOLE 92508 0 0 PDC Energy Inc COM 69327R101 7025 110667 SH SOLE 110667 0 0 Healthpeak Properties Inc COM 42250P103 1751 69861 SH SOLE 69861 0 0 PepsiCo Inc COM 713448108 339 1879 SH SOLE 1879 0 0 Pfizer Inc COM 717081103 389 7587 SH SOLE 7587 0 0 Principal Financial Group Inc COM 74251V102 1460 17396 SH SOLE 17396 0 0 Procter & Gamble Co COM 742718109 270 1783 SH SOLE 1783 0 0 Polaris Inc COM 731068102 1479 14639 SH SOLE 14639 0 0 Palantir Technologies Inc CL A 69608A108 323 50295 SH SOLE 50295 0 0 Philip Morris International In COM 718172109 1984 19599 SH SOLE 19599 0 0 Pinnacle West Capital Corp COM 723484101 1788 23509 SH SOLE 23509 0 0 Post Holdings Inc COM 737446104 1472 16309 SH SOLE 16309 0 0 Pilgrim's Pride Corp COM 72147K108 6993 294671 SH SOLE 294671 0 0 Pure Storage Inc CL A 74624M102 1474 55075 SH SOLE 55075 0 0 Phillips 66 COM 718546104 1469 14118 SH SOLE 14118 0 0 Pioneer Natural Resources Co COM 723787107 1791 7840 SH SOLE 7840 0 0 Papa John's International Inc COM 698813102 2862 34771 SH SOLE 34771 0 0 QUALCOMM Inc COM 747525103 555 5046 SH SOLE 5046 0 0 Restaurant Brands Internationa COM 76131D103 2888 44651 SH SOLE 44651 0 0 Rent-A-Center Inc COM 76009N100 2899 128566 SH SOLE 128566 0 0 Range Resources Corp COM 75281A109 1482 59226 SH SOLE 59226 0 0 Reliance Steel & Aluminum Co COM 759509102 7004 34599 SH SOLE 34599 0 0 Schwab International Small-Cap INTL SCEQT ETF 808524888 8017 254753 SH SOLE 254753 0 0 Service Corp International COM 817565104 1467 21217 SH SOLE 21217 0 0 SLM Corp COM 78442P106 1472 88697 SH SOLE 88697 0 0 SPDR S&P 600 Small Cap Growth S&P 600 SMCP GRW 78464A201 3503 48421 SH SOLE 48421 0 0 SPDR S&P 600 Small CapValue ET S&P 600 SMCP GRW 78464A300 9346 125861 SH SOLE 125861 0 0 Snap-on Inc COM 833034101 1744 7631 SH SOLE 7631 0 0 Southern Co COM 842587107 1922 26918 SH SOLE 26918 0 0 SPDR Portfolio Emerging Market PORTFOLIO EMG MK 78463X509 11672 353277 SH SOLE 353277 0 0 Simon Property Group Inc COM 828806109 1795 15278 SH SOLE 15278 0 0 S&P Global Inc COM 78409V104 5506 16438 SH SOLE 16438 0 0 Splunk Inc COM 848637104 830 9644 SH SOLE 9644 0 0 SPDR Portfolio Long Term Treas PORTFOLIO LN TSR 78464A664 1529 52671 SH SOLE 52671 0 0 SPDR Portfolio S&P 500 Value E PRTFLO S&P500 VL 78464A508 4684 120418 SH SOLE 120418 0 0 LeaderShares Equity Skew ETF LEADERSHS EQT 90214Q683 14786 533602 SH SOLE 533602 0 0 Steel Dynamics Inc COM 858119100 1479 15139 SH SOLE 15139 0 0 Seagate Technology Holdings PL ORD SHS G7997R103 4761 90494 SH SOLE 90494 0 0 Stanley Black & Decker Inc COM 854502101 1716 22845 SH SOLE 22845 0 0 Southwest Gas Holdings Inc COM 844895102 2879 46521 SH SOLE 46521 0 0 Synchrony Financial COM 87165B103 5516 167864 SH SOLE 167864 0 0 AT&T Inc COM 00206R102 1747 94901 SH SOLE 94901 0 0 TreeHouse Foods Inc COM 89469A104 2896 58649 SH SOLE 58649 0 0 iShares 20 Year Treasury Bond 20 YR TR BD ETF 464287432 6195 62228 SH SOLE 62228 0 0 Thermo Fisher Scientific Inc COM 883556102 892 1619 SH SOLE 1619 0 0 Travel Leisure Co COM 894164102 5526 151812 SH SOLE 151812 0 0 Tesla Inc COM 88160R101 1292 10485 SH SOLE 10485 0 0 Textron Inc COM 883203101 1473 20800 SH SOLE 20800 0 0 Universal Health Services Inc CL B 913903100 1478 10491 SH SOLE 10491 0 0 UnitedHealth Group Inc COM 91324P102 1171 2208 SH SOLE 2208 0 0 Univar Solutions Inc COM 91336L107 1477 46460 SH SOLE 46460 0 0 United Parcel Service Inc CL B 911312106 1682 9678 SH SOLE 9678 0 0 United Rentals Inc COM 911363109 1474 4146 SH SOLE 4146 0 0 Visa Inc COM 92826C839 871 4190 SH SOLE 4190 0 0 Marriott Vacations Worldwide C COM 57164Y107 5514 40971 SH SOLE 40971 0 0 Vanguard Small-Cap ETF SMALL CP ETF 922908751 10544 57449 SH SOLE 57449 0 0 Vanguard FTSE Developed Market VAN FTSE DEV MKT 921943858 3367 80216 SH SOLE 80216 0 0 VF Corp COM 918204108 1549 56097 SH SOLE 56097 0 0 Vanguard Information Technolog INF TECH ETF 92204A702 662 2074 SH SOLE 2074 0 0 Valero Energy Corp COM 91913Y100 6967 54922 SH SOLE 54922 0 0 Vornado Realty Trust SH BEN INT 929042109 1478 71020 SH SOLE 71020 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 3239 9218 SH SOLE 9218 0 0 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 2630 14629 SH SOLE 14629 0 0 Voya Financial Inc COM 929089100 1463 23785 SH SOLE 23785 0 0 Vertiv Holdings Co COM CL A 92537N108 2966 217112 SH SOLE 217112 0 0 Vanguard FTSE All World ex-US FTSE SMCAP ETF 922042718 7884 76684 SH SOLE 76684 0 0 Vistra Corp COM 92840M102 1441 62123 SH SOLE 62123 0 0 Viatris Inc COM 92556V106 1841 165404 SH SOLE 165404 0 0 Vanguard FTSE Emerging Markets FTSE EMR MKT ETF 922042858 33792 866902 SH SOLE 866902 0 0 Verizon Communications Inc COM 92343V104 1837 46631 SH SOLE 46631 0 0 Walgreens Boots Alliance Inc COM 931427108 1639 43862 SH SOLE 43862 0 0 Wyndham Hotels & Resorts Inc COM 98311A105 5549 77814 SH SOLE 77814 0 0 Whirlpool Corp COM 963320106 1775 12550 SH SOLE 12550 0 0 WillScot Mobile Mini Holdings COM CL A 971378104 1478 32717 SH SOLE 32717 0 0 United States Steel Corp COM 912909108 1462 58358 SH SOLE 58358 0 0 Exxon Mobil Corp COM 30231G102 2098 19021 SH SOLE 19021 0 0 Xerox Holdings Corp COM NEW 98421M106 2912 199419 SH SOLE 199419 0 0