0001717479-20-000005.txt : 20201116 0001717479-20-000005.hdr.sgml : 20201116 20201116092000 ACCESSION NUMBER: 0001717479-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Redwood Investment Management, LLC CENTRAL INDEX KEY: 0001717479 IRS NUMBER: 271950056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18341 FILM NUMBER: 201314047 BUSINESS ADDRESS: STREET 1: 1117 S. ROBERTSON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90035 BUSINESS PHONE: 3102728185 MAIL ADDRESS: STREET 1: 1117 S. ROBERTSON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90035 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001717479 XXXXXXXX 09-30-2020 09-30-2020 Redwood Investment Management, LLC

1117 S. ROBERTSON BLVD LOS ANGELES CA 90035

13F HOLDINGS REPORT 028-18341 N John Yung (310)272-8188 John Yung Los Angeles CA 11-16-2020 0 237 403134 false INFORMATION TABLE 2 redwoodholdings13f20200930.xml 3M CO COM 88579Y101 699 4362 SH SOLE 4362 0 0 ABBVIE INC COM 00287Y109 725 8275 SH SOLE 8275 0 0 ADOBE INC COM 00724F101 311 634 SH SOLE 634 0 0 ALLISON TRANSMISSION HOLDING COM 01973R101 695 19768 SH SOLE 19768 0 0 ALLSTATE CORP COM 020002101 737 7827 SH SOLE 7827 0 0 ALPHABET INC CL A 02079K305 815 556 SH SOLE 556 0 0 ALTICE USA INC CL A 02156K103 842 32381 SH SOLE 32381 0 0 ALTRIA GROUP INC COM 02209S103 618 15999 SH SOLE 15999 0 0 AMAZON COM INC COM COM 023135106 1861 591 SH SOLE 591 0 0 Amcor PLC ORD G0250X107 608 55020 SH SOLE 55020 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 748 4856 SH SOLE 4856 0 0 AMERISOURCEBERGEN CORP COM 03073E105 710 7324 SH SOLE 7324 0 0 APPLE INC COM 037833099 6105 52719 SH SOLE 52719 0 0 ARROW ELECTRONICS INC COM 042735100 842 10699 SH SOLE 10699 0 0 ASHLAND GLOBAL HLDGS INC COM COM 044186104 2548 35923 SH SOLE 35923 0 0 AT & T INC COM COM 00206R102 1485 52093 SH SOLE 52093 0 0 AUTONATION INC COM 05329W102 1020 19271 SH SOLE 19271 0 0 BANK OF AMERICA CORP COM 060505104 223 9274 SH SOLE 9274 0 0 BECTON DICKINSON & CO COM COM 075887109 203 871 SH SOLE 871 0 0 BERKSHIRE HATHAWAY INC CL B New 084670702 550 2581 SH SOLE 2581 0 0 BIOGEN INC COM 09062X103 831 2928 SH SOLE 2928 0 0 BLOCK H & R INC COM 093671105 3195 196124 SH SOLE 196124 0 0 BLOOMIN BRANDS INC COM 094235108 1131 74056 SH SOLE 74056 0 0 BOOKING HOLDINGS INC COM 09857L108 783 458 SH SOLE 458 0 0 BOX INC CL A 10316T104 1127 64937 SH SOLE 64937 0 0 BROADCOM INC COM COM 11135F101 205 562 SH SOLE 562 0 0 BRUNSWICK CORP COM 117043109 671 11391 SH SOLE 11391 0 0 CARDINAL HEALTH INC COM COM 14149Y108 563 12001 SH SOLE 12001 0 0 CARLISLE COS INC COM 142339100 740 6050 SH SOLE 6050 0 0 CATERPILLAR INC COM 149123101 3259 21849 SH SOLE 21849 0 0 CELANESE CORP DEL COM COM 150870103 2530 23541 SH SOLE 23541 0 0 CENTURYLINK INC COM COM 156700106 566 56091 SH SOLE 56091 0 0 CERNER CORP COM 156782104 773 10688 SH SOLE 10688 0 0 CF INDS HLDGS INC COM COM 125269100 568 18508 SH SOLE 18508 0 0 CHARTER COMMUNICATIONS INC CL A 16119P108 897 1437 SH SOLE 1437 0 0 CHENIERE ENERGY INC COM COM 16411R208 1127 24353 SH SOLE 24353 0 0 CITRIX SYSTEMS INC COM 177376100 678 4921 SH SOLE 4921 0 0 CLOUDERA INC COM COM 18914U100 1131 103875 SH SOLE 103875 0 0 COCA-COLA CO COM 191216100 1639 33204 SH SOLE 33204 0 0 COMCAST CORP NEW CL A 20030N101 223 4818 SH SOLE 4818 0 0 COMERICA INC COM COM 200340107 3098 81001 SH SOLE 81001 0 0 COMMVAULT SYSTEMS INC COM COM 204166102 1128 27652 SH SOLE 27652 0 0 CONDUENT INC COM 206787103 1113 349921 SH SOLE 349921 0 0 CSX CORP COM 126408103 879 11312 SH SOLE 11312 0 0 CUMMINS INC COM COM 231021106 3441 16296 SH SOLE 16296 0 0 CVS HEALTH CORP COM 126650100 652 11164 SH SOLE 11164 0 0 DAVITA INC COM 23918K108 800 9336 SH SOLE 9336 0 0 DELEK US HLDGS INC NEW COM COM 24665A103 1120 100618 SH SOLE 100618 0 0 DISCOVERY INC COM SER A 25470F104 746 34245 SH SOLE 34245 0 0 DOMINO'S PIZZA INC COM 25754A201 845 1988 SH SOLE 1988 0 0 DOMTAR CORP COM COM NEW 257559203 2509 95519 SH SOLE 95519 0 0 DOW INC COM 260557103 631 13404 SH SOLE 13404 0 0 DUKE ENERGY CORP COM 26441C204 742 8382 SH SOLE 8382 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 737 14719 SH SOLE 14719 0 0 EAGLE MATLS INC COM COM 26969P108 2530 29308 SH SOLE 29308 0 0 EBAY INC COM 278642103 721 13847 SH SOLE 13847 0 0 Edison International COM 281020107 595 11697 SH SOLE 11697 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 847 10614 SH SOLE 10614 0 0 ELECTRONIC ARTS INC COM 285512109 760 5826 SH SOLE 5826 0 0 EMERSON ELEC CO COM 291011104 1390 21200 SH SOLE 21200 0 0 EQUITABLE HOLDINGS INC COM 29452E101 688 37730 SH SOLE 37730 0 0 EVERGY INC COM COM 30034W106 2557 50322 SH SOLE 50322 0 0 EVOLENT HEALTH INC CL A 30050B101 1114 89755 SH SOLE 89755 0 0 EXPEDITORS INTL WASH INC COM 302130109 877 9685 SH SOLE 9685 0 0 EXXON MOBIL CORP COM 30231G102 682 19855 SH SOLE 19855 0 0 FACEBOOK INC CL A 30303M102 857 3273 SH SOLE 3273 0 0 FIRSTENERGY CORP COM 337932107 619 21547 SH SOLE 21547 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 698 2931 SH SOLE 2931 0 0 FLIR SYSTEMS INC COM 302445101 648 18076 SH SOLE 18076 0 0 FOOT LOCKER INC COM COM 344849104 2514 76105 SH SOLE 76105 0 0 FORTINET INC COM 34959E109 625 5304 SH SOLE 5304 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1130 53929 SH SOLE 53929 0 0 GILEAD SCIENCES INC COM 375558103 673 10645 SH SOLE 10645 0 0 GLOBE LIFE INC COM 37959E102 789 9869 SH SOLE 9869 0 0 GODADDY INC CL A 380237107 756 9952 SH SOLE 9952 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 818 4068 SH SOLE 4068 0 0 GRAPHIC PACKAGING HOLDING CO COM 388689101 737 52326 SH SOLE 52326 0 0 GREEN DOT CORP CL A 39304D102 1140 22527 SH SOLE 22527 0 0 HAIN CELESTIAL GROUP INC COM 405217100 1920 55980 SH SOLE 55980 0 0 HANESBRANDS INC COM 410345102 632 40114 SH SOLE 40114 0 0 HASBRO INC COM 418056107 642 7762 SH SOLE 7762 0 0 HENRY SCHEIN INC COM 806407102 729 12401 SH SOLE 12401 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 1131 24244 SH SOLE 24244 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 594 63408 SH SOLE 63408 0 0 HILTON GRAND VACATIONS COM COM 43283X105 2485 118447 SH SOLE 118447 0 0 HILTON WORLDWIDE HOLDINGS IN COM 43300A203 847 9927 SH SOLE 9927 0 0 HOLOGIC INC COM 436440101 865 13018 SH SOLE 13018 0 0 HOME DEPOT INC COM 437076102 612 2204 SH SOLE 2204 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 947 5753 SH SOLE 5753 0 0 HOWARD HUGHES CORP COM COM 44267D107 1134 19688 SH SOLE 19688 0 0 HP INC COM COM 40434L105 2519 132642 SH SOLE 132642 0 0 Illinois Tool Works Inc COM 452308109 880 4552 SH SOLE 4552 0 0 INNOVIVA INC COM COM 45781M101 1115 106697 SH SOLE 106697 0 0 INTEL CORP COM 458140100 862 16641 SH SOLE 16641 0 0 INTERNATIONAL PAPER CO COM 460146103 681 16798 SH SOLE 16798 0 0 INTERPUBLIC GROUP OF COS INC COM COM 460690100 566 33958 SH SOLE 33958 0 0 INTL BUSINESS MACHINES CORP COM 459200101 715 5873 SH SOLE 5873 0 0 IRON MTN INC NEW COM COM 46284V101 545 20339 SH SOLE 20339 0 0 IRONWOOD PHARMA INC CL A 46333X108 1128 125440 SH SOLE 125440 0 0 ISHARES TR CORE US AGGBD ET 464287226 24148 204540 SH SOLE 204540 0 0 ISHARES TR IBOXX INV CP ETF 464287242 12919 95900 SH SOLE 95900 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2638 37558 SH SOLE 37558 0 0 ITT INC COM 45073V108 733 12409 SH SOLE 12409 0 0 JACOBS ENGINEERING GROUP INC COM 469814107 793 8551 SH SOLE 8551 0 0 JOHNSON & JOHNSON COM COM 478160104 817 5485 SH SOLE 5485 0 0 JOHNSON CTLS INTL PLC SHS COM G51502105 2517 61626 SH SOLE 61626 0 0 JPMORGAN CHASE & CO COM 46625H100 515 5352 SH SOLE 5352 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 883 4882 SH SOLE 4882 0 0 KAR AUCTION SVCS INC COM COM 48238T109 2527 175461 SH SOLE 175461 0 0 KEYSIGHT TECHNOLOGIES IN COM 49338L103 711 7202 SH SOLE 7202 0 0 KINDER MORGAN INC COM COM 49456B101 572 46424 SH SOLE 46424 0 0 KKR & CO INC COM 48251W104 1131 32933 SH SOLE 32933 0 0 KLA CORP COM NEW 482480100 725 3741 SH SOLE 3741 0 0 KRAFT HEINZ CO COM COM 500754106 565 18860 SH SOLE 18860 0 0 KROGER CO COM 501044101 747 22034 SH SOLE 22034 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 710 4182 SH SOLE 4182 0 0 LANDSTAR SYSTEM INC COM 515098101 821 6542 SH SOLE 6542 0 0 LEGGETT & PLATT INC COM 524660107 614 14906 SH SOLE 14906 0 0 LINCOLN ELECTRIC HOLDINGS COM 533900106 793 8619 SH SOLE 8619 0 0 LKQ CORP COM COM 501889208 1129 40700 SH SOLE 40700 0 0 LOWES COS INC COM COM 548661107 1165 7022 SH SOLE 7022 0 0 LPL FINANCIAL HOLDINGS INC COM 50212V100 726 9474 SH SOLE 9474 0 0 LYONDELLBASELL INDUSTRIES N COM N53745100 3167 44924 SH SOLE 44924 0 0 MAGELLAN HEALTH INC COM NEW COM NEW 559079207 1126 14859 SH SOLE 14859 0 0 MASCO CORP COM 574599106 809 14673 SH SOLE 14673 0 0 MASTERCARD INC CL A 57636Q104 657 1943 SH SOLE 1943 0 0 MCKESSON CORP COM 58155Q103 737 4948 SH SOLE 4948 0 0 MEDNAX INC COM COM 58502B106 1130 69387 SH SOLE 69387 0 0 MERCK & CO INC COM 58933Y105 220 2650 SH SOLE 2650 0 0 MERIT MED SYS INC COM 589889104 1126 25886 SH SOLE 25886 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 989 1024 SH SOLE 1024 0 0 MICROSOFT CORP COM 594918104 2518 11971 SH SOLE 11971 0 0 MOLINA HEALTHCARE INC COM 60855R100 770 4207 SH SOLE 4207 0 0 MONSTER BEVERAGE CORP COM 61174X109 889 11087 SH SOLE 11087 0 0 MOODYS CORP COM COM 615369105 270 933 SH SOLE 933 0 0 MORGAN STANLEY COM NEW 617446448 3354 69368 SH SOLE 69368 0 0 MURPHY OIL CORP COM 626717102 2498 280063 SH SOLE 280063 0 0 NAVIENT CORP COM COM 63938C108 2468 292083 SH SOLE 292083 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1136 26099 SH SOLE 26099 0 0 NETAPP INC COM COM 64110D104 3109 70922 SH SOLE 70922 0 0 NETFLIX COM INC COM 64110L106 288 576 SH SOLE 576 0 0 NEWELL BRANDS INC COM 651229106 1780 103722 SH SOLE 103722 0 0 NEWMARKET CORP COM 651587107 626 1828 SH SOLE 1828 0 0 NEWMONT CORP COM 651639106 802 12635 SH SOLE 12635 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 783 8712 SH SOLE 8712 0 0 NIELSEN HLDGS PLC SHS SHS EUR G6518L108 1126 79427 SH SOLE 79427 0 0 NIKE INC CL B 654106103 362 2884 SH SOLE 2884 0 0 NORTONLIFELOCK INC COM 668771108 762 36573 SH SOLE 36573 0 0 NRG ENERGY INC COM NEW 629377508 3229 105035 SH SOLE 105035 0 0 NVIDIA CORP COM 67066G104 472 873 SH SOLE 873 0 0 OCCIDENTAL PETE CORP COM 674599162 1151 119874 SH SOLE 119874 0 0 OLD DOMINION FREIGHT LINE COM 679580100 784 4335 SH SOLE 4335 0 0 OMNICOM GROUP INC COM 681919106 555 11206 SH SOLE 11206 0 0 ONEOK Inc COM 682680103 576 22186 SH SOLE 22186 0 0 ORACLE CORP COM 68389X105 3642 61004 SH SOLE 61004 0 0 O'REILLY AUTOMOTIVE INC COM 67103H107 797 1728 SH SOLE 1728 0 0 PALO ALTO NETWORKS INC COM 697435105 780 3186 SH SOLE 3186 0 0 PAPA JOHNS INTL INC COM 698813102 1123 13647 SH SOLE 13647 0 0 PAYPAL HLDGS INC COM COM 70450Y103 325 1648 SH SOLE 1648 0 0 PEOPLES UNITED FINL INC COM COM 712704105 594 57616 SH SOLE 57616 0 0 PEPSICO INC COM 713448108 352 2541 SH SOLE 2541 0 0 PERSPECTA INC COM 715347100 1129 58023 SH SOLE 58023 0 0 PFIZER INC COM 717081103 809 22057 SH SOLE 22057 0 0 PHILIP MORRIS INTL COM COM 718172109 695 9271 SH SOLE 9271 0 0 PLANET FITNESS INC CL A 72703H101 752 12205 SH SOLE 12205 0 0 POST HOLDINGS INC COM 737446104 714 8306 SH SOLE 8306 0 0 PPL CORP COM 69351T106 602 22118 SH SOLE 22118 0 0 PRIMERICA INC COM 74164M108 707 6246 SH SOLE 6246 0 0 PROCTER & GAMBLE CO COM 742718109 640 4606 SH SOLE 4606 0 0 QUALCOMM INC COM 747525103 3652 31036 SH SOLE 31036 0 0 QUANTA SERVICES INC COM 74762E102 984 18607 SH SOLE 18607 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 666 11576 SH SOLE 11576 0 0 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 2520 218537 SH SOLE 218537 0 0 RELIANCE STEEL & ALUMINUM COM 759509102 787 7714 SH SOLE 7714 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1135 19741 SH SOLE 19741 0 0 S&P GLOBAL INC COM 78409V104 807 2237 SH SOLE 2237 0 0 SALESFORCE COM INC COM 79466L302 253 1007 SH SOLE 1007 0 0 SCHWAB STRATEGIC TR COM 808524888 2770 85145 SH SOLE 85145 0 0 SEAGATE TECHNOLOGY PLC COM G7945M107 1760 35726 SH SOLE 35726 0 0 SEI INVESTMENTS COMPANY COM 784117103 681 13418 SH SOLE 13418 0 0 SERVICE CORP INTERNATIONAL COM 817565104 787 18650 SH SOLE 18650 0 0 SHERWIN WILLIAMS CO COM COM 824348106 1069 1535 SH SOLE 1535 0 0 SIMON PPTY GROUP INC NEW COM 828806109 581 8976 SH SOLE 8976 0 0 SIRIUS XM HOLDINGS INC COM COM 82968B103 2518 469858 SH SOLE 469858 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 827 5682 SH SOLE 5682 0 0 SL GREEN RLTY CORP COM 78440X101 605 13055 SH SOLE 13055 0 0 SLM CORP COM 78442P106 1133 140097 SH SOLE 140097 0 0 SNAP ON INC COM 833034101 602 4092 SH SOLE 4092 0 0 SOUTHERN CO COM 842587107 696 12830 SH SOLE 12830 0 0 SOUTHWEST AIRLS CO COM COM 844741108 2523 67274 SH SOLE 67274 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 13677 376840 SH SOLE 376840 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 4599 125111 SH SOLE 125111 0 0 SPDR SER TR BLMBRG BRC MRTG 78464A383 3423 128502 SH SOLE 128502 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 426 8493 SH SOLE 8493 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 7855 255864 SH SOLE 255864 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 10696 181143 SH SOLE 181143 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 18282 365196 SH SOLE 365196 0 0 SYNCHRONY FINL COM 87165B103 2511 95955 SH SOLE 95955 0 0 SYNOVUS FINL CORP COM NEW COM NEW 87161C501 2504 118285 SH SOLE 118285 0 0 T ROWE PRICE GROUP INC COM 74144T108 787 6140 SH SOLE 6140 0 0 TEMPUR SEALY INTERNATIONAL I COM 88023U101 893 10008 SH SOLE 10008 0 0 TENNECO INC COMMON STOCK CL A VTG COM STK 880349105 1111 160140 SH SOLE 160140 0 0 TEXAS INSTRUMENTS INC COM 882508104 950 6656 SH SOLE 6656 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 246 558 SH SOLE 558 0 0 TIFFANY & CO NEW COM 886547108 1138 9819 SH SOLE 9819 0 0 TRACTOR SUPPLY COMPANY COM 892356106 789 5506 SH SOLE 5506 0 0 TRINITY INDS INC COM 896522109 1793 91931 SH SOLE 91931 0 0 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 35701 1428984 SH SOLE 1428984 0 0 TWO RDS SHARED TR LEADERSHARES EQT 90214Q683 15081 541309 SH SOLE 541309 0 0 UBIQUITI INC COM 90353W103 709 4257 SH SOLE 4257 0 0 UNION PACIFIC CORP COM 907818108 1005 5104 SH SOLE 5104 0 0 UNITED AIRLS HLDGS INC COM COM 910047109 2506 72103 SH SOLE 72103 0 0 UNITED RENTALS INC COM 911363109 856 4904 SH SOLE 4904 0 0 UNITEDHEALTH GROUP INC COM 91324P102 477 1531 SH SOLE 1531 0 0 UNIVERSAL HEALTH SERVICES CL B 913903100 855 7992 SH SOLE 7992 0 0 Valero Energy Corp COM 91913Y100 498 11486 SH SOLE 11486 0 0 VALVOLINE INC COM 92047W101 719 37761 SH SOLE 37761 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2773 26334 SH SOLE 26334 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2768 17995 SH SOLE 17995 0 0 VERISIGN INC COM 92343E102 725 3538 SH SOLE 3538 0 0 VERIZON COMMUNICATIONS COM 92343V104 871 14637 SH SOLE 14637 0 0 VIRTUSA CORP COM 92827P102 1136 23112 SH SOLE 23112 0 0 VISA INC COM COM CL A 92826C839 3765 18826 SH SOLE 18826 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 608 16934 SH SOLE 16934 0 0 WALMART INC COM 931142103 422 3019 SH SOLE 3019 0 0 WALT DISNEY CO COM 254687106 239 1925 SH SOLE 1925 0 0 WATERS CORP COM 941848103 792 4045 SH SOLE 4045 0 0 WELBILT INC COM 949090104 1136 184452 SH SOLE 184452 0 0 WENDYS CO COM 95058W100 745 33418 SH SOLE 33418 0 0 WESTERN UNION CO COM 959802109 722 33702 SH SOLE 33702 0 0 WHIRLPOOL CORP COM 963320106 1038 5643 SH SOLE 5643 0 0 WILLIAMS COS INC COM 969457100 578 29417 SH SOLE 29417 0 0 WR BERKLEY CORP COM 084423102 780 12749 SH SOLE 12749 0 0 Xerox Holdings Corp COM NEW 98421M106 1738 92582 SH SOLE 92582 0 0 XILINX INC COM 983919101 765 7337 SH SOLE 7337 0 0 XPO LOGISTICS INC COM 983793100 806 9526 SH SOLE 9526 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 718 2845 SH SOLE 2845 0 0