0001438934-22-000095.txt : 20220822 0001438934-22-000095.hdr.sgml : 20220822 20220822170312 ACCESSION NUMBER: 0001438934-22-000095 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220822 DATE AS OF CHANGE: 20220822 EFFECTIVENESS DATE: 20220822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Trust CENTRAL INDEX KEY: 0001717457 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23295 FILM NUMBER: 221184391 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Term Trust DATE OF NAME CHANGE: 20190604 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity & Income 2028 Term Trust DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity Income 2028 Term Trust DATE OF NAME CHANGE: 20170919 N-PX 1 BRD8W2_0001717457_2022.txt BRD8W2_0001717457_2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23295 NAME OF REGISTRANT: Calamos Long/Short Equity & Dynamic Income Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville, IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., Founder, Chairman and Global Chief Investment Officer 2020 Calamos Court Naperville, IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: 630-245-7200 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 Calamos Long/Short Equity & Dynamic Income Trust -------------------------------------------------------------------------------------------------------------------------- ACCOR SA Agenda Number: 715417906 -------------------------------------------------------------------------------------------------------------------------- Security: F00189120 Meeting Type: MIX Meeting Date: 20-May-2022 Ticker: ISIN: FR0000120404 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE Non-Voting WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. 1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt For For STATEMENTS AND THE REPORTS THEREON FOR THE YEAR ENDED DECEMBER 31, 2021 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS AND THE REPORTS THEREON FOR THE YEAR ENDED DECEMBER 31, 2021 3 APPROPRIATION OF RESULT FOR THE YEAR ENDED Mgmt For For DECEMBER 31, 2021 4 APPOINTMENT OF MRS. ASMA ABDULRAHMAN Mgmt For For AL-KHULAIFI AS DIRECTOR OF THE COMPANY 5 APPOINTMENT OF MR. UGO ARZANI AS DIRECTOR Mgmt For For OF THE COMPANY 6 APPOINTMENT OF MRS. H L NE AURIOL POTIER AS Mgmt For For DIRECTOR OF THE COMPANY 7 RENEWAL OF MRS. QIONGER JIANG AS DIRECTOR Mgmt Abstain Against OF THE COMPANY 8 RENEWAL OF MR. NICOLAS SARKOZY AS DIRECTOR Mgmt For For OF THE COMPANY 9 RENEWAL OF MRS. ISABELLE SIMON AS DIRECTOR Mgmt For For OF THE COMPANY 10 RENEWAL OF MR. SARMAD ZOK AS DIRECTOR OF Mgmt For For THE COMPANY 11 APPROVAL OF THE REPORT ON COMPENSATION OF Mgmt For For THE EXECUTIVE OFFICERS FOR THE YEAR ENDED DECEMBER 31, 2021 (EX POST SAY ON PAY) 12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021, TO MR. S BASTIEN BAZIN AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (EX POST SAY ON PAY) 13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR 2022 (EX ANTE SAY ON PAY) 14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE DIRECTORS FOR 2022 (EX ANTE SAY ON PAY) 15 APPROVAL OF A RELATED-PARTY AGREEMENT - Mgmt For For SPECIAL REPORT OF THE STATUTORY AUDITORS 16 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For TRADE IN THE COMPANY'S SHARES 17 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For GRANT PERFORMANCE SHARES TO EMPLOYEES OR EXECUTIVE OFFICERS 18 RESTRICTION ON THE NUMBER OF PERFORMANCE Mgmt For For SHARES THAT MAY BE GRANTED TO EXECUTIVE OFFICERS OF THE COMPANY 19 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For ISSUE ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL TO THE BENEFIT OF MEMBERS OF AN ACCOR GROUP SAVINGS PLAN (PLAN D' PARGNE ENTREPRISE) WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS 20 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For ISSUE FREE SHARE WARRANTS TO SHAREHOLDERS IN THE EVENT OF A PUBLIC OFFER ON THE SHARES OF THE COMPANY 21 POWERS TO CARRY OUT LEGAL FORMALITIES Mgmt For For CMMT 11 APR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 11 APR 2022: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO /BALO/pdf/2022/0408/202204082200799.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 18-May-2022 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt For For 1B. Election of Director: Nora M. Denzel Mgmt For For 1C. Election of Director: Mark Durcan Mgmt For For 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Jon A. Olson Mgmt For For 1H. Election of Director: Lisa T. Su Mgmt For For 1I. Election of Director: Abhi Y. Talwalkar Mgmt For For 1J. Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AERCAP HOLDINGS N.V. Agenda Number: 935619861 -------------------------------------------------------------------------------------------------------------------------- Security: N00985106 Meeting Type: Annual Meeting Date: 12-May-2022 Ticker: AER ISIN: NL0000687663 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3 Adoption of the annual accounts for the Mgmt For For 2021 financial year. 5 Release of liability of the directors with Mgmt For For respect to their management during the 2021 financial year. 6A Appointment of Mr. Jean Raby as Mgmt For For non-executive director for a period of four years. 6B Re-appointment of Mr. Julian Branch as Mgmt For For non-executive director for a period of four years. 6C Re-appointment of Ms. Stacey Cartwright as Mgmt For For non-executive director for a period of four years. 6D Re-appointment of Ms. Rita Forst as Mgmt For For non-executive director for a period of four years. 6E Re-appointment of Mr. Richard Gradon as Mgmt For For non-executive director for a period of four years. 6F Re-appointment of Mr. Robert Warden as Mgmt For For non-executive director for a period of four years. 7 Appointment of Mr. Peter L. Juhas as the Mgmt For For person referred to in article 16, paragraph 8 of the Company's articles of association. 8 Appointment of KPMG Accountants N.V. for Mgmt For For the audit of the Company's annual accounts. 9A Authorization of the Board of Directors to Mgmt For For issue shares and to grant rights to subscribe for shares. 9B Authorization of the Board of Directors to Mgmt For For limit or exclude pre-emptive rights in relation to agenda item 9(a). 9C Authorization of the Board of Directors to Mgmt For For issue additional shares and to grant additional rights to subscribe for shares. 9D Authorization of the Board of Directors to Mgmt For For limit or exclude pre-emptive rights in relation to agenda item 9(c). 10A Authorization of the Board of Directors to Mgmt For For repurchase shares. 10B Conditional authorization of the Board of Mgmt For For Directors to repurchase additional shares. 11 Reduction of capital through cancellation Mgmt For For of shares. -------------------------------------------------------------------------------------------------------------------------- AIR LEASE CORPORATION Agenda Number: 935563343 -------------------------------------------------------------------------------------------------------------------------- Security: 00912X302 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: AL ISIN: US00912X3026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term: Matthew J. Hart 1B. Election of Director to serve for a Mgmt For For one-year term: Yvette Hollingsworth Clark 1C. Election of Director to serve for a Mgmt For For one-year term: Cheryl Gordon Krongard 1D. Election of Director to serve for a Mgmt For For one-year term: Marshall O. Larsen 1E. Election of Director to serve for a Mgmt For For one-year term: Susan McCaw 1F. Election of Director to serve for a Mgmt For For one-year term: Robert A. Milton 1G. Election of Director to serve for a Mgmt For For one-year term: John L. Plueger 1H. Election of Director to serve for a Mgmt For For one-year term: Ian M. Saines 1I. Election of Director to serve for a Mgmt For For one-year term: Steven F. Udvar-Hazy 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for 2022. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935618578 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Larry Page Mgmt For For 1b. Election of Director: Sergey Brin Mgmt For For 1c. Election of Director: Sundar Pichai Mgmt For For 1d. Election of Director: John L. Hennessy Mgmt For For 1e. Election of Director: Frances H. Arnold Mgmt For For 1f. Election of Director: L. John Doerr Mgmt For For 1g. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1h. Election of Director: Ann Mather Mgmt For For 1i. Election of Director: K. Ram Shriram Mgmt For For 1j. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. The amendment of Alphabet's 2021 Stock Plan Mgmt For For to increase the share reserve by 4,000,000 shares of Class C capital stock. 4. The amendment of Alphabet's Amended and Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares. 5. A stockholder proposal regarding a lobbying Shr Against For report, if properly presented at the meeting. 6. A stockholder proposal regarding a climate Shr Against For lobbying report, if properly presented at the meeting. 7. A stockholder proposal regarding a report Shr Against For on physical risks of climate change, if properly presented at the meeting. 8. A stockholder proposal regarding a report Shr Against For on water management risks, if properly presented at the meeting. 9. A stockholder proposal regarding a racial Shr Against For equity audit, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr Against For on concealment clauses, if properly presented at the meeting. 11. A stockholder proposal regarding equal Shr Against For shareholder voting, if properly presented at the meeting. 12. A stockholder proposal regarding a report Shr Against For on government takedown requests, if properly presented at the meeting. 13. A stockholder proposal regarding a human Shr Against For rights assessment of data center siting, if properly presented at the meeting. 14. A stockholder proposal regarding a report Shr Against For on data collection, privacy, and security, if properly presented at the meeting. 15. A stockholder proposal regarding algorithm Shr Against For disclosures, if properly presented at the meeting. 16. A stockholder proposal regarding Shr Against For misinformation and disinformation, if properly presented at the meeting. 17. A stockholder proposal regarding a report Shr Against For on external costs of disinformation, if properly presented at the meeting. 18. A stockholder proposal regarding a report Shr Against For on board diversity, if properly presented at the meeting. 19. A stockholder proposal regarding the Shr Against For establishment of an environmental sustainability board committee, if properly presented at the meeting. 20. A stockholder proposal regarding a policy Shr Against For on non-management employee representative director, if properly presented at the meeting. 21. A stockholder proposal regarding a report Shr Against For on policies regarding military and militarized policing agencies, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- ALTICE USA, INC. Agenda Number: 935638885 -------------------------------------------------------------------------------------------------------------------------- Security: 02156K103 Meeting Type: Annual Meeting Date: 15-Jun-2022 Ticker: ATUS ISIN: US02156K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Patrick Drahi Mgmt For For 1b. Election of Director: Gerrit Jan Bakker Mgmt For For 1c. Election of Director: David Drahi Mgmt For For 1d. Election of Director: Dexter Goei Mgmt For For 1e. Election of Director: Mark Mullen Mgmt For For 1f. Election of Director: Dennis Okhuijsen Mgmt For For 1g. Election of Director: Susan Schnabel Mgmt For For 1h. Election of Director: Charles Stewart Mgmt For For 1i. Election of Director: Raymond Svider Mgmt For For 2. To approve, in an advisory vote, the Mgmt For For compensation of Altice USA's named executive officers. 3. To approve Amendment No. 1 to the Amended & Mgmt For For Restated Altice USA 2017 Long Term Incentive Plan. 4. To ratify the appointment of the Company's Mgmt For For Independent Registered Public Accounting Firm for 2022. -------------------------------------------------------------------------------------------------------------------------- BAKER HUGHES COMPANY Agenda Number: 935587951 -------------------------------------------------------------------------------------------------------------------------- Security: 05722G100 Meeting Type: Annual Meeting Date: 17-May-2022 Ticker: BKR ISIN: US05722G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: W. Geoffrey Beattie Mgmt For For 1.2 Election of Director: Gregory D. Brenneman Mgmt For For 1.3 Election of Director: Cynthia B. Carroll Mgmt For For 1.4 Election of Director: Nelda J. Connors Mgmt For For 1.5 Election of Director: Michael R. Dumais Mgmt For For 1.6 Election of Director: Gregory L. Ebel Mgmt For For 1.7 Election of Director: Lynn L. Elsenhans Mgmt For For 1.8 Election of Director: John G. Rice Mgmt For For 1.9 Election of Director: Lorenzo Simonelli Mgmt For For 2. An advisory vote related to the Company's Mgmt For For executive compensation program 3. The ratification of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for fiscal year 2022 -------------------------------------------------------------------------------------------------------------------------- BANCO ACTINVER SA INSTITUCION DE BANCA MU Agenda Number: 715365424 -------------------------------------------------------------------------------------------------------------------------- Security: P3515D163 Meeting Type: OGM Meeting Date: 28-Apr-2022 Ticker: ISIN: MXCFFU000001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.I ACCEPT REPORTS OF AUDIT, CORPORATE Mgmt For For PRACTICES, NOMINATING AND REMUNERATION COMMITTEES 1.II ACCEPT TECHNICAL COMMITTEE REPORT ON Mgmt For For COMPLIANCE IN ACCORDANCE TO ARTICLE 172 OF GENERAL MERCANTILE COMPANIES LAW 1.III ACCEPT REPORT OF TRUST MANAGERS IN Mgmt For For ACCORDANCE TO ARTICLE 44 XI OF SECURITIES MARKET LAW, INCLUDING TECHNICAL COMMITTEES OPINION ON THAT REPORT 1.IV ACCEPT TECHNICAL COMMITTEE REPORT ON Mgmt For For OPERATIONS AND ACTIVITIES UNDERTAKEN 2 APPROVE FINANCIAL STATEMENTS AND ALLOCATION Mgmt For For OF INCOME 3 RATIFY IGNACIO TRIGUEROS LEGARRETA AS Mgmt For For MEMBER OF TECHNICAL COMMITTEE 4 RATIFY ANTONIO HUGO FRANCK CABRERA AS Mgmt For For MEMBER OF TECHNICAL COMMITTEE 5 RATIFY RUBEN GOLDBERG JAVKIN AS MEMBER OF Mgmt For For TECHNICAL COMMITTEE 6 RATIFY HERMINIO BLANCO MENDOZA AS MEMBER OF Mgmt For For TECHNICAL COMMITTEE 7 RATIFY ALBERTO FELIPE MULAS ALONSO AS Mgmt For For MEMBER OF TECHNICAL COMMITTEE 8 APPROVE REMUNERATION OF TECHNICAL COMMITTEE Mgmt For For MEMBERS 9 RECEIVE CONTROLLINGS REPORT ON RATIFICATION Mgmt For For OF MEMBERS AND ALTERNATES OF TECHNICAL COMMITTEE 10 APPOINT LEGAL REPRESENTATIVES Mgmt For For 11 APPROVE MINUTES OF MEETING Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BANCO BRADESCO S A Agenda Number: 935555031 -------------------------------------------------------------------------------------------------------------------------- Security: 059460303 Meeting Type: Annual Meeting Date: 10-Mar-2022 Ticker: BBD ISIN: US0594603039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 11 Election of the Fiscal Council: Candidates Mgmt For For appointed by preferred shareholders - Separate election: Cristiana Pereira / Ava Cohn -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935560335 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 26-Apr-2022 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1C. Election of Director: Pierre J.P. de Weck Mgmt For For 1D. Election of Director: Arnold W. Donald Mgmt For For 1E. Election of Director: Linda P. Hudson Mgmt For For 1F. Election of Director: Monica C. Lozano Mgmt For For 1G. Election of Director: Brian T. Moynihan Mgmt For For 1H. Election of Director: Lionel L. Nowell III Mgmt For For 1I. Election of Director: Denise L. Ramos Mgmt For For 1J. Election of Director: Clayton S. Rose Mgmt For For 1K. Election of Director: Michael D. White Mgmt For For 1L. Election of Director: Thomas D. Woods Mgmt For For 1M. Election of Director: R. David Yost Mgmt For For 1N. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt For For advisory, nonbinding "Say on Pay" resolution) 3. Ratifying the appointment of our Mgmt For For independent registered public accounting firm for 2022. 4. Ratifying the Delaware Exclusive Forum Mgmt For For Provision in our Bylaws. 5. Shareholder proposal requesting a civil Shr Against For rights and nondiscrimination audit. 6. Shareholder proposal requesting adoption of Shr Against For policy to cease financing new fossil fuel supplies. 7. Shareholder proposal requesting a report on Shr Against For charitable donations. -------------------------------------------------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935591342 -------------------------------------------------------------------------------------------------------------------------- Security: 09061G101 Meeting Type: Annual Meeting Date: 24-May-2022 Ticker: BMRN ISIN: US09061G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark J. Alles Mgmt For For Elizabeth M. Anderson Mgmt For For Jean-Jacques Bienaime Mgmt For For Willard Dere Mgmt For For Elaine J. Heron Mgmt For For Maykin Ho Mgmt For For Robert J. Hombach Mgmt For For V. Bryan Lawlis Mgmt For For Richard A. Meier Mgmt For For David E.I. Pyott Mgmt For For Dennis J. Slamon Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Agenda Number: 935569941 -------------------------------------------------------------------------------------------------------------------------- Security: 101137107 Meeting Type: Annual Meeting Date: 05-May-2022 Ticker: BSX ISIN: US1011371077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nelda J. Connors Mgmt For For 1B. Election of Director: Charles J. Mgmt For For Dockendorff 1C. Election of Director: Yoshiaki Fujimori Mgmt For For 1D. Election of Director: Donna A. James Mgmt For For 1E. Election of Director: Edward J. Ludwig Mgmt For For 1F. Election of Director: Michael F. Mahoney Mgmt For For 1G. Election of Director: David J. Roux Mgmt For For 1H. Election of Director: John E. Sununu Mgmt For For 1I. Election of Director: David S. Wichmann Mgmt For For 1J. Election of Director: Ellen M. Zane Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, named executive officer compensation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the 2022 fiscal year. 4. To approve an amendment and restatement of Mgmt For For our 2006 Global Employee Stock Ownership Plan (to be renamed as our Employee Stock Purchase Plan), as previously amended and restated, including a request for 10,000,000 additional shares. -------------------------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Agenda Number: 935634180 -------------------------------------------------------------------------------------------------------------------------- Security: 12769G100 Meeting Type: Annual Meeting Date: 14-Jun-2022 Ticker: CZR ISIN: US12769G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gary L. Carano Mgmt For For Bonnie S. Biumi Mgmt For For Jan Jones Blackhurst Mgmt For For Frank J. Fahrenkopf Mgmt For For Don R. Kornstein Mgmt For For Courtney R. Mather Mgmt For For Sandra D. Morgan Mgmt For For Michael E. Pegram Mgmt For For Thomas R. Reeg Mgmt For For David P. Tomick Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 935592433 -------------------------------------------------------------------------------------------------------------------------- Security: 136385101 Meeting Type: Annual and Special Meeting Date: 05-May-2022 Ticker: CNQ ISIN: CA1363851017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Catherine M. Best Mgmt For For M. Elizabeth Cannon Mgmt For For N. Murray Edwards Mgmt For For Dawn L. Farrell Mgmt For For Christopher L. Fong Mgmt For For Ambassador G. D. Giffin Mgmt For For Wilfred A. Gobert Mgmt For For Steve W. Laut Mgmt For For Tim S. McKay Mgmt For For Honourable F.J. McKenna Mgmt For For David A. Tuer Mgmt For For Annette M. Verschuren Mgmt For For 2 The appointment of PricewaterhouseCoopers Mgmt For For LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. 3 To vote on approving all unallocated stock Mgmt For For options pursuant to the Amended, Compiled and Restricted Employee Stock Option Plan of the Corporation as more particularly described in the accompanying Information Circular. 4 On an advisory basis, accepting the Mgmt For For Corporation's approach to executive compensation as described in the Information Circular. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 935626171 -------------------------------------------------------------------------------------------------------------------------- Security: 165167735 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: CHK ISIN: US1651677353 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For Jr. 1b. Election of Director: Timothy S. Duncan Mgmt For For 1c. Election of Director: Benjamin C. Duster, Mgmt For For IV 1d. Election of Director: Sarah A. Emerson Mgmt For For 1e. Election of Director: Matthew Gallagher Mgmt For For 1f. Election of Director: Brian Steck Mgmt For For 1g. Election of Director: Michael Wichterich Mgmt For For 2. To approve on an advisory basis our named Mgmt For For executive officer compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CSX CORPORATION Agenda Number: 935571833 -------------------------------------------------------------------------------------------------------------------------- Security: 126408103 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: CSX ISIN: US1264081035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donna M. Alvarado Mgmt For For 1B. Election of Director: Thomas P. Bostick Mgmt For For 1C. Election of Director: James M. Foote Mgmt For For 1D. Election of Director: Steven T. Halverson Mgmt For For 1E. Election of Director: Paul C. Hilal Mgmt For For 1F. Election of Director: David M. Moffett Mgmt For For 1G. Election of Director: Linda H. Riefler Mgmt For For 1H. Election of Director: Suzanne M. Vautrinot Mgmt For For 1I. Election of Director: James L. Wainscott Mgmt For For 1J. Election of Director: J. Steven Whisler Mgmt For For 1k. Election of Director: John J. Zillmer Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2022. 3. Advisory (non-binding) resolution to Mgmt For For approve compensation for the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CUMULUS MEDIA INC. Agenda Number: 935585844 -------------------------------------------------------------------------------------------------------------------------- Security: 231082801 Meeting Type: Annual Meeting Date: 03-May-2022 Ticker: CMLS ISIN: US2310828015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary G. Berner Mgmt For For David M. Baum Mgmt For For Matthew C. Blank Mgmt For For Thomas H. Castro Mgmt For For Joan Hogan Gillman Mgmt For For Andrew W. Hobson Mgmt For For Brian G. Kushner Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation paid to the Company's named executive officers. 3. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935591304 -------------------------------------------------------------------------------------------------------------------------- Security: 43300A203 Meeting Type: Annual Meeting Date: 20-May-2022 Ticker: HLT ISIN: US43300A2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Christopher J. Mgmt For For Nassetta 1B. Election of Director: Jonathan D. Gray Mgmt For For 1C. Election of Director: Charlene T. Begley Mgmt For For 1D. Election of Director: Chris Carr Mgmt For For 1E. Election of Director: Melanie L. Healey Mgmt For For 1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For 1G. Election of Director: Judith A. McHale Mgmt For For 1H. Election of Director: Elizabeth A. Smith Mgmt For For 1I. Election of Director: Douglas M. Steenland Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for 2022. 3. Approval, in a non-binding advisory vote, Mgmt For For of the compensation paid to the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 935559510 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 25-Apr-2022 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Duncan B. Angove Mgmt For For 1C. Election of Director: William S. Ayer Mgmt For For 1D. Election of Director: Kevin Burke Mgmt For For 1E. Election of Director: D. Scott Davis Mgmt For For 1F. Election of Director: Deborah Flint Mgmt For For 1G. Election of Director: Rose Lee Mgmt For For 1H. Election of Director: Grace D. Lieblein Mgmt For For 1I. Election of Director: George Paz Mgmt For For 1J. Election of Director: Robin L. Washington Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Approval of Appointment of Independent Mgmt For For Accountants. 4. Shareowner Proposal - Special Shareholder Shr Against For Meeting Improvement. 5. Shareowner Proposal - Climate Lobbying Shr Against For Report. 6. Shareowner Proposal - Environmental and Shr Against For Social Due Diligence. -------------------------------------------------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935558025 -------------------------------------------------------------------------------------------------------------------------- Security: 446150104 Meeting Type: Annual Meeting Date: 20-Apr-2022 Ticker: HBAN ISIN: US4461501045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lizabeth Ardisana Mgmt For For 1B. Election of Director: Alanna Y. Cotton Mgmt For For 1C. Election of Director: Ann B. Crane Mgmt For For 1D. Election of Director: Robert S. Cubbin Mgmt For For 1E. Election of Director: Gina D. France Mgmt For For 1F. Election of Director: J. Michael Mgmt For For Hochschwender 1G. Election of Director: Richard H. King Mgmt For For 1H. Election of Director: Katherine M. A. Kline Mgmt For For 1I. Election of Director: Richard W. Neu Mgmt For For 1J. Election of Director: Kenneth J. Phelan Mgmt For For 1K. Election of Director: David L. Porteous Mgmt For For 1L. Election of Director: Roger J. Sit Mgmt For For 1M. Election of Director: Stephen D. Steinour Mgmt For For 1N. Election of Director: Jeffrey L. Tate Mgmt For For 1O. Election of Director: Gary Torgow Mgmt For For 2. An advisory resolution to approve, on a Mgmt For For non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. 3. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Agenda Number: 715631037 -------------------------------------------------------------------------------------------------------------------------- Security: E67674106 Meeting Type: OGM Meeting Date: 15-Jun-2022 Ticker: ISIN: ES0177542018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 745171 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For ANNUAL ACCOUNTS AND MANAGEMENT REPORTS 2 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For REPORT 3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For DIRECTORS 4 ALLOCATION OF RESULTS Mgmt For For 5 APPROVAL OF THE TRANSFER OF 106,369,600 EUR Mgmt For For FROM LEGAL RESERVE TO VOLUNTARY RESERVE 6.A REELECTION OF MR JAVIER FERRANAS DIRECTOR Mgmt For For 6.B REELECTION OF MR LUIS GALLEGO AS DIRECTOR Mgmt For For 6.C REELECTION OF MR GILES AGUTTER AS DIRECTOR Mgmt For For 6.D REELECTION OF MS PEGGY BRUZELIUS AS Mgmt For For DIRECTOR 6.E REELECTION OF MS EVA CASTILLO AS DIRECTOR Mgmt For For 6.F REELECTION OF MS MARGARET EWING AS DIRECTOR Mgmt For For 6.G REELECTION OF MR MAURICE LAM AS DIRECTOR Mgmt For For 6.H REELECTION OF MS HEATHER ANN MCSHARRY AS Mgmt For For DIRECTOR 6.I REELECTION OF MR ROBIN PHILLIPS AS DIRECTOR Mgmt For For 6.J REELECTION OF MR EMILIO SARACHO AS DIRECTOR Mgmt For For 6.K REELECTION OF MS NICOLA SHAW AS DIRECTOR Mgmt For For 6.L NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For 7 ADVISORY VOTE ON THE ANNUAL REMUNERATION Mgmt For For REPORT OF THE BOARD OF DIRECTORS 8 AMENDMENT OF THE REMUNERATION POLICY FOR Mgmt For For DIRECTORS 9 AUTHORIZATION FOR THE DERIVATIVE Mgmt For For ACQUISITION OF THE OWN SHARES 10 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For INCREASE CAPITAL 11 AUTHORIZATION TO ISSUE CONVERTIBLE OR Mgmt For For EXCHANGEABLE SECURITIES INTO SHARES 12 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For EXCLUDE THE PREFERENTIAL SUBSCRIPTION RIGHT FOR THE CAPITAL INCREASE AND ISSUE OF CONVERTIBLE SECURITIES 13 DECREASE TO FIFTEEN DAYS FOR CALLING FOR Mgmt For For EXTRAORDINARY GENERAL MEETINGS 14 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For AGREEMENTS ADOPTED AT THE GENERAL MEETING CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 JUNE 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ITAU UNIBANCO HLDG Agenda Number: 935493572 -------------------------------------------------------------------------------------------------------------------------- Security: 465562106 Meeting Type: Special Meeting Date: 01-Oct-2021 Ticker: ITUB ISIN: US4655621062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. to ratify the appointment of the appraisers Mgmt For in connection with the Merger. This agenda is for the XPart Shareholder Meeting (Notice sent to holders of ADSs representing Itau Unibanco Holding S.A. Preferred shares in respect of the right to receive shares of XPart S.A.). 2. resolve on the appraisal report prepared by Mgmt For the appraisers, based on XPart's balance sheet as of May 31, 2021. 3. to approve the Merger, which involves the Mgmt For merger of XPart, as the merging entity, with and into XP Inc., as the surviving entity, so that XP be the surviving company and all the undertaking, property and liabilities of the merging company vest in the surviving company. 4. to approve the terms and conditions of the Mgmt For Merger Protocol and the execution of the Plan of Merger. 5. to authorize the management to conduct all Mgmt For necessary acts and to execute the necessary documents in connection with the Merger; and related resolutions. -------------------------------------------------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES INC. Agenda Number: 935559661 -------------------------------------------------------------------------------------------------------------------------- Security: 502431109 Meeting Type: Annual Meeting Date: 22-Apr-2022 Ticker: LHX ISIN: US5024311095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a Term Expiring at Mgmt For For 2023: Sallie B. Bailey 1B. Election of Director for a Term Expiring at Mgmt For For 2023: William M. Brown 1C. Election of Director for a Term Expiring at Mgmt For For 2023: Peter W. Chiarelli 1D. Election of Director for a Term Expiring at Mgmt For For 2023: Thomas A. Corcoran 1E. Election of Director for a Term Expiring at Mgmt For For 2023: Thomas A. Dattilo 1F. Election of Director for a Term Expiring at Mgmt For For 2023: Roger B. Fradin 1G. Election of Director for a Term Expiring at Mgmt For For 2023: Harry B. Harris Jr. 1H. Election of Director for a Term Expiring at Mgmt For For 2023: Lewis Hay III 1I. Election of Director for a Term Expiring at Mgmt For For 2023: Lewis Kramer 1J. Election of Director for a Term Expiring at Mgmt For For 2023: Christopher E. Kubasik 1K. Election of Director for a Term Expiring at Mgmt For For 2023: Rita S. Lane 1L. Election of Director for a Term Expiring at Mgmt For For 2023: Robert B. Millard 1M. Election of Director for a Term Expiring at Mgmt For For 2023: Lloyd W. Newton 2. To amend Our Restated Certificate of Mgmt For For Incorporation to increase the maximum number of Board seats 3. Approval, in an Advisory Vote, of the Mgmt For For Compensation of Named Executive Officers as Disclosed in the Proxy Statement 4. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935428234 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Annual Meeting Date: 26-Jul-2021 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For Reitzle 1B. Election of Director: Stephen F. Angel Mgmt For For 1C. Election of Director: Prof. DDr. Mgmt For For Ann-Kristin Achleitner 1D. Election of Director: Prof. Dr. Clemens Mgmt For For Borsig 1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For 1F. Election of Director: Dr. Thomas Enders Mgmt For For 1G. Election of Director: Franz Fehrenbach Mgmt For For 1H. Election of Director: Edward G. Galante Mgmt For For 1I. Election of Director: Larry D. McVay Mgmt For For 1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For 1K. Election of Director: Prof. Dr. Martin H. Mgmt For For Richenhagen 1L. Election of Director: Robert L. Wood Mgmt For For 2A. To ratify, on an advisory and non-binding Mgmt For For basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. 2B. To authorize the Board, acting through the Mgmt For For Audit Committee, to determine PWC's remuneration. 3. To approve, on an advisory and non-binding Mgmt For For basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2021 Proxy Statement. 4. To approve, on an advisory and non-binding Mgmt For For basis, a Directors' Remuneration Policy for the Company's Directors as required under Irish law. 5. To approve, on an advisory and non-binding Mgmt For For basis, the Directors' Remuneration Report for the financial year ended December 31, 2020 as required under Irish law. 6. To approve the 2021 Linde plc Long Term Mgmt For For Incentive Plan. 7. To determine the price range at which the Mgmt For For Company can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Agenda Number: 715294144 -------------------------------------------------------------------------------------------------------------------------- Security: G5533W248 Meeting Type: AGM Meeting Date: 12-May-2022 Ticker: ISIN: GB0008706128 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2021 2 ELECTION OF MS H MEHTA Mgmt For For 3 ELECTION OF MR C A NUNN Mgmt For For 4 RE-ELECTION OF MR R F BUDENBERG Mgmt For For 5 RE-ELECTION OF MR W L D CHALMERS Mgmt For For 6 RE-ELECTION OF MR A P DICKINSON Mgmt For For 7 RE-ELECTION OF MS S C LEGG Mgmt For For 8 RE-ELECTION OF LORD LUPTON Mgmt For For 9 RE-ELECTION OF MS A F MACKENZIE Mgmt For For 10 RE-ELECTION OF MS C M WOODS Mgmt For For 11 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT 12 APPROVAL OF A FINAL ORDINARY DIVIDEND OF Mgmt For For 1.33 PENCE PER SHARE 13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For 14 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For AUDITOR 15 TO AUTHORISE THE CONTINUED OPERATION OF THE Mgmt For For LLOYDS BANKING GROUP SHARE INCENTIVE PLAN 16 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE 17 DIRECTORS AUTHORITY TO ALLOT SHARE Mgmt For For 18 DIRECTORS AUTHORITY TO ALLOT SHARES IN Mgmt For For RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS 19 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS 20 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT 21 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS 22 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For 23 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For 24 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For CMMT 25 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- META PLATFORMS, INC. Agenda Number: 935601559 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt For For Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Tracey T. Travis Mgmt For For Tony Xu Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. 4. A shareholder proposal regarding dual class Shr Against For capital structure. 5. A shareholder proposal regarding an Shr Against For independent chair. 6. A shareholder proposal regarding Shr Against For concealment clauses. 7. A shareholder proposal regarding report on Shr Against For external costs of misinformation. 8. A shareholder proposal regarding report on Shr Against For community standards enforcement. 9. A shareholder proposal regarding report and Shr Against For advisory vote on the metaverse. 10. A shareholder proposal regarding human Shr Against For rights impact assessment. 11. A shareholder proposal regarding child Shr Against For sexual exploitation online. 12. A shareholder proposal regarding civil Shr Against For rights and non-discrimination audit. 13. A shareholder proposal regarding report on Shr Against For lobbying. 14. A shareholder proposal regarding assessment Shr Against For of audit & risk oversight committee. 15. A shareholder proposal regarding report on Shr Against For charitable donations. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY Agenda Number: 935584878 -------------------------------------------------------------------------------------------------------------------------- Security: 617446448 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: MS ISIN: US6174464486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alistair Darling Mgmt For For 1B. Election of Director: Thomas H. Glocer Mgmt For For 1C. Election of Director: James P. Gorman Mgmt For For 1D. Election of Director: Robert H. Herz Mgmt For For 1E. Election of Director: Erika H. James Mgmt For For 1F. Election of Director: Hironori Kamezawa Mgmt For For 1G. Election of Director: Shelley B. Leibowitz Mgmt For For 1H. Election of Director: Stephen J. Luczo Mgmt For For 1I. Election of Director: Jami Miscik Mgmt For For 1J. Election of Director: Masato Miyachi Mgmt For For 1K. Election of Director: Dennis M. Nally Mgmt For For 1L. Election of Director: Mary L. Schapiro Mgmt For For 1M. Election of Director: Perry M. Traquina Mgmt For For 1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as independent auditor 3. To approve the compensation of executives Mgmt For For as disclosed in the proxy statement (non-binding advisory vote) 4. Shareholder proposal requesting adoption of Shr Against For a policy to cease financing new fossil fuel development -------------------------------------------------------------------------------------------------------------------------- NATWEST GROUP PLC Agenda Number: 715295297 -------------------------------------------------------------------------------------------------------------------------- Security: G6422B105 Meeting Type: AGM Meeting Date: 28-Apr-2022 Ticker: ISIN: GB00B7T77214 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION POLICY Mgmt For For 3 APPROVE REMUNERATION REPORT Mgmt For For 4 APPROVE FINAL DIVIDEND Mgmt For For 5 RE-ELECT HOWARD DAVIES AS DIRECTOR Mgmt For For 6 RE-ELECT ALISON ROSE-SLADE AS DIRECTOR Mgmt For For 7 RE-ELECT KATIE MURRAY AS DIRECTOR Mgmt For For 8 RE-ELECT FRANK DANGEARD AS DIRECTOR Mgmt For For 9 RE-ELECT PATRICK FLYNN AS DIRECTOR Mgmt For For 10 RE-ELECT MORTEN FRIIS AS DIRECTOR Mgmt For For 11 RE-ELECT ROBERT GILLESPIE AS DIRECTOR Mgmt For For 12 RE-ELECT YASMIN JETHA AS DIRECTOR Mgmt For For 13 RE-ELECT MIKE ROGERS AS DIRECTOR Mgmt For For 14 RE-ELECT MARK SELIGMAN AS DIRECTOR Mgmt For For 15 RE-ELECT LENA WILSON AS DIRECTOR Mgmt For For 16 REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For 17 AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX Mgmt For For REMUNERATION OF AUDITORS 18 AUTHORISE ISSUE OF EQUITY Mgmt For For 19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT 21 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For WITH EQUITY CONVERTIBLE NOTES 22 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES 23 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS' NOTICE 24 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For EXPENDITURE 25 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 26 AUTHORISE OFF-MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 27 AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE Mgmt For For SHARES 28 APPROVE CLIMATE STRATEGY Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Agenda Number: 935593649 -------------------------------------------------------------------------------------------------------------------------- Security: 70432V102 Meeting Type: Annual Meeting Date: 02-May-2022 Ticker: PAYC ISIN: US70432V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Jason D. Mgmt For For Clark 1.2 Election of Class III Director: Henry C. Mgmt For For Duques 1.3 Election of Class III Director: Chad Mgmt For For Richison 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. 3. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 935613744 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: PYPL ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Rodney C. Adkins Mgmt For For 1b. Election of Director: Jonathan Christodoro Mgmt For For 1c. Election of Director: John J. Donahoe Mgmt For For 1d. Election of Director: David W. Dorman Mgmt For For 1e. Election of Director: Belinda J. Johnson Mgmt For For 1f. Election of Director: Enrique Lores Mgmt Against Against 1g. Election of Director: Gail J. McGovern Mgmt For For 1h. Election of Director: Deborah M. Messemer Mgmt For For 1i. Election of Director: David M. Moffett Mgmt For For 1j. Election of Director: Ann M. Sarnoff Mgmt For For 1k. Election of Director: Daniel H. Schulman Mgmt For For 1l. Election of Director: Frank D. Yeary Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Advisory Vote on the Frequency of the Mgmt 1 Year For Stockholder Advisory Vote to Approve Named Executive Officer Compensation. 4. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. 5. Stockholder Proposal - Special Shareholder Shr Against For Meeting Improvement. -------------------------------------------------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Agenda Number: 935498697 -------------------------------------------------------------------------------------------------------------------------- Security: 74348T565 Meeting Type: Annual Meeting Date: 03-Dec-2021 Ticker: PSECPR ISIN: US74348T5653 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director of the Mgmt For For Company to serve until the Annual Meeting of Stockholders in 2024: M. Grier Eliasek 1.2 Election of Class II Director of the Mgmt For For Company to serve until the Annual Meeting of Stockholders in 2024: Andrew C. Cooper -------------------------------------------------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Agenda Number: 935574663 -------------------------------------------------------------------------------------------------------------------------- Security: 74348T565 Meeting Type: Special Meeting Date: 10-Jun-2022 Ticker: PSECPR ISIN: US74348T5653 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To renew the Company's authorization, with Mgmt For For approval of its Board of Directors, to sell shares of its common stock (during the next 12 months) at a price or prices below the Company's then current net asset value per share in one or more offerings subject to certain conditions as set forth in the accompanying proxy statement (including that the number of shares sold on any given date does not exceed 25% of its outstanding common stock immediately prior to such sale). -------------------------------------------------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES Agenda Number: 935559673 -------------------------------------------------------------------------------------------------------------------------- Security: 75513E101 Meeting Type: Annual Meeting Date: 25-Apr-2022 Ticker: RTX ISIN: US75513E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Tracy A. Atkinson Mgmt For For 1B. Election of Director: Bernard A.Harris,Jr. Mgmt For For 1C. Election of Director: Gregory J. Hayes Mgmt For For 1D. Election of Director: George R. Oliver Mgmt For For 1E. Election of Director: Robert K. (Kelly) Mgmt For For Ortberg 1F. Election of Director: Margaret L. Mgmt For For O'Sullivan 1G. Election of Director: Dinesh C. Paliwal Mgmt For For 1H. Election of Director: Ellen M. Pawlikowski Mgmt For For 1I. Election of Director: Denise L. Ramos Mgmt For For 1J. Election of Director: Fredric G. Reynolds Mgmt For For 1K. Election of Director: Brian C. Rogers Mgmt For For 1L. Election of Director: James A. Winnefeld, Mgmt For For Jr. 1M. Election of Director: Robert O. Work Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation 3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For as Independent Auditor for 2022 4. Approve an Amendment to the Restated Mgmt For For Certificate of Incorporation to Reduce the Voting Threshold Required to Repeal Article Ninth -------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Agenda Number: 935530611 -------------------------------------------------------------------------------------------------------------------------- Security: 780259107 Meeting Type: Special Meeting Date: 10-Dec-2021 Ticker: RDSB ISIN: US7802591070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of New Articles of Association Mgmt For For (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- SALESFORCE, INC. Agenda Number: 935626258 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: CRM ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc Benioff Mgmt For For 1b. Election of Director: Bret Taylor Mgmt For For 1c. Election of Director: Laura Alber Mgmt For For 1d. Election of Director: Craig Conway Mgmt For For 1e. Election of Director: Parker Harris Mgmt For For 1f. Election of Director: Alan Hassenfeld Mgmt For For 1g. Election of Director: Neelie Kroes Mgmt For For 1h. Election of Director: Oscar Munoz Mgmt For For 1i. Election of Director: Sanford Robertson Mgmt For For 1j. Election of Director: John V. Roos Mgmt For For 1k. Election of Director: Robin Washington Mgmt For For 1l. Election of Director: Maynard Webb Mgmt For For 1m. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Mgmt For For Equity Incentive Plan to increase the number of shares reserved for issuance. 3. Amendment and restatement of our 2004 Mgmt For For Employee Stock Purchase Plan to increase the number of shares reserved for issuance. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. 5. An advisory vote to approve the fiscal 2022 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting a policy Shr Against For to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. 7. A stockholder proposal requesting a racial Shr Against For equity audit, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SHELL PLC Agenda Number: 935633481 -------------------------------------------------------------------------------------------------------------------------- Security: 780259305 Meeting Type: Annual Meeting Date: 24-May-2022 Ticker: SHEL ISIN: US7802593050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Receipt of Annual Report & Accounts. Mgmt For For 2. Approval of Directors' Remuneration Report. Mgmt For For 3. Appointment of Sinead Gorman as a Director Mgmt For For of the Company. 4. Reappointment of Ben van Beurden as a Mgmt For For Director of the company. 5. Reappointment of Dick Boer as a Director of Mgmt For For the Company. 6. Reappointment of Neil Carson as a Director Mgmt For For of the Company. 7. Reappointment of Ann Godbehere as a Mgmt For For Director of the Company. 8. Reappointment of Euleen Goh as a Director Mgmt For For of the Company. 9. Appointment of Jane Holl Lute as a Director Mgmt For For of the Company. 10. Reappointment of Catherine Hughes as a Mgmt For For Director of the Company. 11. Reappointment of Martina Hund-Mejean as a Mgmt For For Director of the Company. 12. Reappointment of Sir Andrew Mackenzie as a Mgmt For For Director of the Company. 13. Reappointment of Abraham (Bram) Schot as a Mgmt For For Director of the Company. 14. Reappointment of Auditors. Mgmt For For 15. Remuneration of Auditors. Mgmt For For 16. Authority to allot shares. Mgmt For For 17. Disapplication of pre-emption rights. Mgmt For For 18. Authority to make on market purchases of Mgmt For For own shares. 19. Authority to make off market purchases of Mgmt For For own shares. 20. Shell's Energy Transition progress update. Mgmt For For 21. Shareholder resolution. Shr Against For -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 714970781 -------------------------------------------------------------------------------------------------------------------------- Security: D69671218 Meeting Type: AGM Meeting Date: 10-Feb-2022 Ticker: ISIN: DE0007236101 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2020/21 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 4.00 PER SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER ROLAND BUSCH FOR FISCAL YEAR 2020/21 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER KLAUS HELMRICH (UNTIL MARCH 31, 2021) FOR FISCAL YEAR 2020/21 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JOE KAESER (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER CEDRIK NEIKE FOR FISCAL YEAR 2020/21 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER MATTHIAS REBELLIUS FOR FISCAL YEAR 2020/21 3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER RALF THOMAS FOR FISCAL YEAR 2020/21 3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JUDITH WIESE FOR FISCAL YEAR 2020/21 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JIM SNABE FOR FISCAL YEAR 2020/21 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BIRGIT STEINBORN FOR FISCAL YEAR 2020/21 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WERNER BRANDT FOR FISCAL YEAR 2020/21 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER TOBIAS BAEUMLER (FROM OCT. 16, 2020) FOR FISCAL YEAR 2020/21 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MICHAEL DIEKMANN FOR FISCAL YEAR 2020/21 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ANDREA FEHRMANN FOR FISCAL YEAR 2020/21 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BETTINA HALLER FOR FISCAL YEAR 2020/21 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HARALD KERN FOR FISCAL YEAR 2020/21 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JUERGEN KERNER FOR FISCAL YEAR 2020/21 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NICOLA LEIBINGER-KAMMUELLER (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BENOIT POTIER FOR FISCAL YEAR 2020/21 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HAGEN REIMER FOR FISCAL YEAR 2020/21 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NORBERT REITHOFER FOR FISCAL YEAR 2020/21 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER KASPER ROERSTED FOR FISCAL YEAR 2020/21 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NEMAT SHAFIK FOR FISCAL YEAR 2020/21 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR 2020/21 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MICHAEL SIGMUND FOR FISCAL YEAR 2020/21 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER DOROTHEA SIMON FOR FISCAL YEAR 2020/21 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GRAZIA VITTADINI (FROM FEB. 3, 2021) FOR FISCAL YEAR 2020/21 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WERNER WENNING (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MATTHIAS ZACHERT FOR FISCAL YEAR 2020/21 4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GUNNAR ZUKUNFT FOR FISCAL YEAR 2020/21 5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For FISCAL YEAR 2021/22 6 APPROVE REMUNERATION REPORT Mgmt For For CMMT 13 DEC 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 14 DEC 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF THE TEXT OF RESOLUTION 4.14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 935567872 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G203 Meeting Type: Special Meeting Date: 27-Apr-2022 Ticker: SBNYP ISIN: US82669G2030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the continuation of the Bank's Mgmt For For share repurchase plan, which allows the Bank to repurchase from the Bank's stockholders from time to time in open market transactions, shares of the Bank's common stock in an aggregate purchase amount of up to $500 million under the Stock Repurchase Program. -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 935601321 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Meeting Date: 18-May-2022 Ticker: LUV ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David W. Biegler Mgmt For For 1B. Election of Director: J. Veronica Biggins Mgmt For For 1C. Election of Director: Douglas H. Brooks Mgmt For For 1D. Election of Director: William H. Cunningham Mgmt For For 1E. Election of Director: John G. Denison Mgmt For For 1F. Election of Director: Thomas W. Gilligan Mgmt For For 1G. Election of Director: David P. Hess Mgmt For For 1H. Election of Director: Robert E. Jordan Mgmt For For 1I. Election of Director: Gary C. Kelly Mgmt For For 1J. Election of Director: Nancy B. Loeffler Mgmt For For 1K. Election of Director: John T. Montford Mgmt For For 1L. Election of Director: Christopher P. Mgmt For For Reynolds 1M. Election of Director: Ron Ricks Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 3. Approval of the Southwest Airlines Co. Mgmt For For Amended and Restated 1991 Employee Stock Purchase Plan. 4. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2022. 5. Advisory vote on shareholder proposal to Shr Against For permit shareholder removal of directors without cause. 6. Advisory vote on shareholder proposal to Shr For Against require shareholder ratification of termination pay. -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 935501519 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 19-Nov-2021 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel J. Brutto Mgmt Split 75% For Split 1B. Election of Director: John M. Cassaday Mgmt Split 75% For Split 1C. Election of Director: Larry C. Glasscock Mgmt Split 75% For Split 1D. Election of Director: Bradley M. Halverson Mgmt Split 75% For Split 1E. Election of Director: John M. Hinshaw Mgmt Split 75% For Split 1F. Election of Director: Kevin P. Hourican Mgmt Split 75% For Split 1G. Election of Director: Hans-Joachim Koerber Mgmt Split 75% For Split 1H. Election of Director: Stephanie A. Mgmt Split 75% For Split Lundquist 1I. Election of Director: Edward D. Shirley Mgmt Split 75% For Split 1J. Election of Director: Sheila G. Talton Mgmt Split 75% For Split 2. To approve, by advisory vote, the Mgmt Split 75% For Split compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2021 proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt Split 75% For Split LLP as Sysco's independent registered public accounting firm for fiscal 2022. 4. To consider a stockholder proposal, if Shr Split 75% Abstain properly presented at the meeting, requesting that Sysco issue a report annually disclosing its greenhouse gas emissions targets. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 935558621 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 29-Apr-2022 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert A. Bradway Mgmt For For 1B. Election of Director: David L. Calhoun Mgmt For For 1C. Election of Director: Lynne M. Doughtie Mgmt For For 1D. Election of Director: Lynn J. Good Mgmt For For 1E. Election of Director: Stayce D. Harris Mgmt For For 1F. Election of Director: Akhil Johri Mgmt For For 1G. Election of Director: David L. Joyce Mgmt For For 1H. Election of Director: Lawrence W. Kellner Mgmt For For 1I. Election of Director: Steven M. Mollenkopf Mgmt For For 1J. Election of Director: John M. Richardson Mgmt For For 1K. Election of Director: Ronald A. Williams Mgmt For For 2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation. 3. Approve The Boeing Company Global Stock Mgmt For For Purchase Plan. 4. Ratify the Appointment of Deloitte & Touche Mgmt For For LLP as Independent Auditor for 2022. 5. Additional Report on Lobbying Activities. Shr Against For 6. Additional Report on Charitable Shr Against For Contributions. 7. Reduce Threshold to Call Special Meetings Shr Against For from 25% to 10%. 8. Report on Net Zero Indicator. Shr For For -------------------------------------------------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Agenda Number: 935561995 -------------------------------------------------------------------------------------------------------------------------- Security: 89832Q109 Meeting Type: Annual Meeting Date: 26-Apr-2022 Ticker: TFC ISIN: US89832Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for one year term Mgmt For For expiring at 2023: Jennifer S. Banner 1B. Election of Director for one year term Mgmt For For expiring at 2023: K. David Boyer, Jr. 1C. Election of Director for one year term Mgmt For For expiring at 2023: Agnes Bundy Scanlan 1D. Election of Director for one year term Mgmt For For expiring at 2023: Anna R. Cablik 1E. Election of Director for one year term Mgmt For For expiring at 2023: Dallas S. Clement 1F. Election of Director for one year term Mgmt For For expiring at 2023: Paul D. Donahue 1G. Election of Director for one year term Mgmt For For expiring at 2023: Patrick C. Graney III 1H. Election of Director for one year term Mgmt For For expiring at 2023: Linnie M. Haynesworth 1I. Election of Director for one year term Mgmt For For expiring at 2023: Kelly S. King 1J. Election of Director for one year term Mgmt For For expiring at 2023: Easter A. Maynard 1K. Election of Director for one year term Mgmt For For expiring at 2023: Donna S. Morea 1L. Election of Director for one year term Mgmt For For expiring at 2023: Charles A. Patton 1M. Election of Director for one year term Mgmt For For expiring at 2023: Nido R. Qubein 1N. Election of Director for one year term Mgmt For For expiring at 2023: David M. Ratcliffe 1O. Election of Director for one year term Mgmt For For expiring at 2023: William H. Rogers, Jr. 1P. Election of Director for one year term Mgmt For For expiring at 2023: Frank P. Scruggs, Jr. 1Q. Election of Director for one year term Mgmt For For expiring at 2023: Christine Sears 1R. Election of Director for one year term Mgmt For For expiring at 2023: Thomas E. Skains 1S. Election of Director for one year term Mgmt For For expiring at 2023: Bruce L. Tanner 1T. Election of Director for one year term Mgmt For For expiring at 2023: Thomas N. Thompson 1U. Election of Director for one year term Mgmt For For expiring at 2023: Steven C. Voorhees 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2022. 3. Advisory vote to approve Truist's executive Mgmt For For compensation program. 4. To approve the Truist Financial Corporation Mgmt For For 2022 Incentive Plan. 5. To approve the Truist Financial Corporation Mgmt For For 2022 Employee Stock Purchase Plan. 6. Shareholder proposal regarding an Shr Against For independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- TWILIO INC. Agenda Number: 935644725 -------------------------------------------------------------------------------------------------------------------------- Security: 90138F102 Meeting Type: Annual Meeting Date: 22-Jun-2022 Ticker: TWLO ISIN: US90138F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donna L. Dubinsky Mgmt For For Deval Patrick Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. Approval of, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Agenda Number: 935579067 -------------------------------------------------------------------------------------------------------------------------- Security: 90353T100 Meeting Type: Annual Meeting Date: 09-May-2022 Ticker: UBER ISIN: US90353T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald Sugar Mgmt For For 1B. Election of Director: Revathi Advaithi Mgmt For For 1C. Election of Director: Ursula Burns Mgmt For For 1D. Election of Director: Robert Eckert Mgmt For For 1E. Election of Director: Amanda Ginsberg Mgmt For For 1F. Election of Director: Dara Khosrowshahi Mgmt For For 1G. Election of Director: Wan Ling Martello Mgmt For For 1H. Election of Director: Yasir Al-Rumayyan Mgmt For For 1I. Election of Director: John Thain Mgmt For For 1J. Election of Director: David Trujillo Mgmt For For 1K. Election of Director: Alexander Wynaendts Mgmt For For 2. Advisory vote to approve 2021 named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. 4. Stockholder proposal to prepare an annual Shr Against For report on lobbying activities. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 935575071 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 12-May-2022 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William J. DeLaney Mgmt For For 1B. Election of Director: David B. Dillon Mgmt For For 1C. Election of Director: Sheri H. Edison Mgmt For For 1D. Election of Director: Teresa M. Finley Mgmt For For 1E. Election of Director: Lance M. Fritz Mgmt For For 1F. Election of Director: Deborah C. Hopkins Mgmt For For 1G. Election of Director: Jane H. Lute Mgmt For For 1H. Election of Director: Michael R. McCarthy Mgmt For For 1I. Election of Director: Jose H. Villarreal Mgmt For For 1J. Election of Director: Christopher J. Mgmt For For Williams 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for 2022. 3. An advisory vote on executive compensation Mgmt For For ("Say On Pay"). -------------------------------------------------------------------------------------------------------------------------- VICI PROPERTIES INC. Agenda Number: 935500163 -------------------------------------------------------------------------------------------------------------------------- Security: 925652109 Meeting Type: Special Meeting Date: 29-Oct-2021 Ticker: VICI ISIN: US9256521090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of common stock, Mgmt For For $0.01 par value per share, in connection with the transactions contemplated by the Master Transaction Agreement, dated August 4, 2021, by and among MGM Growth Properties LLC, MGM Growth Properties Operating Partnership LP, VICI Properties Inc., Venus Sub LLC, VICI Properties L.P., VICI Properties OP LLC and MGM Resorts International. 2. To approve one or more adjournments of the Mgmt For For special meeting, if necessary or appropriate, to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve such proposal. -------------------------------------------------------------------------------------------------------------------------- VICI PROPERTIES INC. Agenda Number: 935561200 -------------------------------------------------------------------------------------------------------------------------- Security: 925652109 Meeting Type: Annual Meeting Date: 27-Apr-2022 Ticker: VICI ISIN: US9256521090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James R. Abrahamson Mgmt For For 1B. Election of Director: Diana F. Cantor Mgmt For For 1C. Election of Director: Monica H. Douglas Mgmt For For 1D. Election of Director: Elizabeth I. Holland Mgmt For For 1E. Election of Director: Craig Macnab Mgmt For For 1F. Election of Director: Edward B. Pitoniak Mgmt For For 1G. Election of Director: Michael D. Rumbolz Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve (on a non-binding, advisory Mgmt For For basis) the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC Agenda Number: 714247435 -------------------------------------------------------------------------------------------------------------------------- Security: G93882192 Meeting Type: AGM Meeting Date: 27-Jul-2021 Ticker: ISIN: GB00BH4HKS39 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS THE Mgmt For For STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2021 2 TO ELECT OLAF SWANTEE AS A DIRECTOR Mgmt For For 3 TO RE-ELECT JEAN-FRANCOIS VAN BOXMEER AS A Mgmt For For DIRECTOR 4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For 5 TO RE-ELECT MARGHERITA DELLA VALLE AS A Mgmt For For DIRECTOR 6 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For 7 TO RE-ELECT MICHEL DEMARE AS A DIRECTOR Mgmt For For 8 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For 9 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For 10 TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ Mgmt For For AS A DIRECTOR 11 TO RE-ELECT SANJIV AHUJA AS A DIRECTOR Mgmt For For 12 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For 13 TO DECLARE A FINAL DIVIDEND OF 4.50 Mgmt For For EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2021 14 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2021 15 TO REAPPOINT ERNST AND YOUNG LLP AS THE Mgmt For For COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 16 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For TO DETERMINE THE REMUNERATION OF THE AUDITOR 17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 18 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For PRE-EMPTION RIGHTS 19 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR CAPITAL INVESTMENT 20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN SHARES 21 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For 22 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For EXPENDITURE 23 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETINGS OTHER THAN AGMS ON 14 CLEAR DAYS NOTICE -------------------------------------------------------------------------------------------------------------------------- VOLKSWAGEN AG Agenda Number: 714414365 -------------------------------------------------------------------------------------------------------------------------- Security: D94523103 Meeting Type: AGM Meeting Date: 22-Jul-2021 Ticker: ISIN: DE0007664039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2020 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 4.80 PER ORDINARY SHARE AND EUR 4.86 PER PREFERRED SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER H. DIESS FOR FISCAL YEAR 2020 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER O. BLUME FOR FISCAL YEAR 2020 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER M. DUESMANN (FROM APRIL 1, 2020) FOR FISCAL YEAR 2020 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER G. KILIAN FOR FISCAL YEAR 2020 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER A. RENSCHLER (UNTIL JULY 15, 2020) FOR FISCAL YEAR 2020 3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER A. SCHOT (UNTIL MARCH 31, 2020) FOR FISCAL YEAR 2020 3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER S. SOMMER (UNTIL JUNE 30, 2020) FOR FISCAL YEAR 2020 3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER H. D. WERNER FOR FISCAL YEAR 2020 3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER F. WITTER FOR FISCAL YEAR 2020 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.D. POETSCH FOR FISCAL YEAR 2020 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER J. HOFMANN FOR FISCAL YEAR 2020 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.A. AL ABDULLA FOR FISCAL YEAR 2020 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H. S. AL JABER FOR FISCAL YEAR 2020 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER B. ALTHUSMANN FOR FISCAL YEAR 2020 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER K. BLIESENER (FROM JUNE 20, 2020) FOR FISCAL YEAR 2020 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.-P. FISCHER FOR FISCAL YEAR 2020 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER M. HEISS FOR FISCAL YEAR 2020 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER J. JAERVKLO (UNTIL MAY 29, 2020) FOR FISCAL YEAR 2020 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER U. JAKOB FOR FISCAL YEAR 2020 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER L. KIESLING FOR FISCAL YEAR 2020 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER P. MOSCH FOR FISCAL YEAR 2020 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER B. MURKOVIC FOR FISCAL YEAR 2020 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER B. OSTERLOH FOR FISCAL YEAR 2020 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.M. PIECH FOR FISCAL YEAR 2020 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER F.O. PORSCHE FOR FISCAL YEAR 2020 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER W. PORSCHE FOR FISCAL YEAR 2020 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER C. SCHOENHARDT FOR FISCAL YEAR 2020 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER A. STIMONIARIS FOR FISCAL YEAR 2020 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER S. WEIL FOR FISCAL YEAR 2020 4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER W. WERESCH FOR FISCAL YEAR 2020 5.1 ELECT LOUISE KIESLING TO THE SUPERVISORY Mgmt For For BOARD 5.2 ELECT HANS POETSCH TO THE SUPERVISORY BOARD Mgmt For For 6 APPROVE REMUNERATION POLICY Mgmt For For 7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For 8 AMEND ARTICLES RE: ABSENTEE VOTE Mgmt For For 9 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For 10.1 APPROVE DISPUTE SETTLEMENT AGREEMENT WITH Mgmt For For FORMER MANAGEMENT BOARD CHAIRMAN MARTIN WINTERKORN 10.2 APPROVE DISPUTE SETTLEMENT AGREEMENT WITH Mgmt For For FORMER MANAGEMENT BOARD MEMBER RUPERT STADLER 11 APPROVE DISPUTE SETTLEMENT AGREEMENT WITH Mgmt For For D&O-VERSICHERUNG 12 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For FISCAL YEAR 2021 CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 604743 DUE TO RECEIPT OF SPLIT FOR RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting VOTING RIGHTS SO PLEASE DO NOT VOTE ON THE AGENDA ITEM ON THE PLATFORM. ANY VOTES SUBMITTED ON THE PLATFORM WILL BE BE REJECTED. HOWEVER, IF YOU WISH TO ATTEND THE MEETING INSTEAD, YOU MAY APPLY FOR AN ENTRANCE CARD VIA THE MEETING ATTENDANCE PROCESS CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Calamos Long/Short Equity & Dynamic Income Trust By (Signature) /s/ John P. Calamos, Sr. Name John P. Calamos, Sr. Title President Date 08/22/2022