UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On August 25, 2022, Vivos Therapeutics, Inc. (the “Company”) conducted its 2022 annual meeting of stockholders (the “Annual Meeting”). The number of shares of common stock entitled to vote at the Annual Meeting was 23,012,119 shares outstanding as of the July 5, 2022 record date (the “Voting Stock”). No other shares of the Company’s capital stock were entitled to vote at the Annual Meeting.
The number of shares of Voting Stock present or represented by valid proxy at the Annual Meeting was 14,884,738 shares of Voting Stock, constituting a quorum. At the Annual Meeting, the Company’s stockholders (i) elected each of Dr. Ralph Green, Anja Krammer, Mark Lindsay, Leonard Sokolow, Dr. Matthew Thompson and R. Kirk Huntsman as a director for a one-year term, and (ii) ratified the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The following is a tabulation of the voting on the proposals presented at the Annual Meeting:
Proposal No. 1 – Election of Directors
Dr. Ralph Green, Anja Krammer, Mark Lindsay, Leonard Sokolow, Dr. Matthew Thompson and R. Kirk Huntsman were each elected as a director to serve for a one-year term that expires at the 2022 annual meeting of stockholders or until a successor is elected and qualified or until her or his earlier death, incapacity, removal or resignation. The voting results were as follows:
| Nominee | Shares Voted For | Shares Withheld | Broker Non-Vote | |||||||||
| Dr. Ralph Green | 6,582,838 | 3,278,037 | 5,023,863 | |||||||||
| Anja Krammer | 6,616,838 | 3,244,037 | 5,023,863 | |||||||||
| Mark Lindsay | 6,574,158 | 3,286,717 | 5,023,863 | |||||||||
| Leonard Sokolow | 6,338,596 | 3,522,279 | 5,023,863 | |||||||||
| Dr. Matthew Thompson | 6,296,735 | 3,564,140 | 5,023,863 | |||||||||
| R. Kirk Huntsman | 6,495,727 | 3,365,148 | 5,023,863 | |||||||||
Proposal No. 2 – Ratification of the appointment of independent registered public accounting firm
Appointment by the Company’s audit committee of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 was ratified. The voting results were as follows:
| Shares Voted For | Shares Voted Against | Shares Abstaining | Broker Non-Vote | ||||||||||
| 7,372,456 | 3,812,172 | 3,700,110 | - | ||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| VIVOS THERAPEUTICS, INC. | ||
| Dated: August 26, 2022 | By: | /s/ R. Kirk Huntsman |
| Name: | R. Kirk Huntsman | |
| Title: | Chairman of the Board and Chief Executive Officer | |