0001715768-21-000131.txt : 20211110 0001715768-21-000131.hdr.sgml : 20211110 20211110161552 ACCESSION NUMBER: 0001715768-21-000131 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 EFFECTIVENESS DATE: 20211110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-420719 FILM NUMBER: 211396817 BUSINESS ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Acquisition Corp DATE OF NAME CHANGE: 20170829 D 1 primary_doc.xml X0708 D LIVE 0001715768 Transphorm, Inc. 75 CASTILIAN DRIVE GOLETA CA CALIFORNIA 93117 805-456-1300 DELAWARE Peninsula Acquisition Corp Corporation true 2017 Mario Rivas 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Umesh Mishra 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Michael Julian Humphreys 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Katharina McFarland 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Cynthia Moreland 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Kelly Smales 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Eiji Yatagawa 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Primit Parikh 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Cameron McAulay 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Other Technology Decline to Disclose 06b false 2021-11-05 false true true false 0 Craig-Hallum Capital Group LLC 121395 None None 222 South Ninth St. Suite 350 Minneapolis MN MINNESOTA 55402 FL FLORIDA MD MARYLAND NY NEW YORK false 33000000 33000000 0 false 10 720000 0 0 false Transphorm, Inc. /s/ Marios Rivas Mario Rivas Chief Executive Officer 2021-11-10