0001209191-23-053454.txt : 20231024
0001209191-23-053454.hdr.sgml : 20231024
20231024161532
ACCESSION NUMBER: 0001209191-23-053454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231020
FILED AS OF DATE: 20231024
DATE AS OF CHANGE: 20231024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smales Kelly
CENTRAL INDEX KEY: 0001862728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41295
FILM NUMBER: 231342865
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transphorm, Inc.
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-456-1300
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Acquisition Corp
DATE OF NAME CHANGE: 20170829
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-10-20
0
0001715768
Transphorm, Inc.
TGAN
0001862728
Smales Kelly
C/O TRANSPHORM, INC.
75 CASTILIAN DRIVE
GOLETA
CA
93117
1
0
0
0
0
Common Stock
2023-10-20
4
A
0
2708
0.00
A
87511
D
Each share is represented by a Restricted Stock Unit ("RSU") that was fully vested as of the grant date. The RSUs were automatically granted to the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy in lieu of cash fees for service during the quarter ended September 30, 2023.
/s/ Cameron McAulay, Attorney-in-Fact
2023-10-24