X0206 3 2020-02-12 0 0001715768 Transphorm, Inc. NONE 0001802720 McAulay Cameron C/O TRANSPHORM, INC. 75 CASTILIAN DRIVE GOLETA CA 93117 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 4.34 2016-11-09 2026-11-29 Common Stock 62168 D Stock Option (right to buy) 4.34 2017-11-08 2026-11-29 Common Stock 67722 D The shares subject to the option are fully vested and exercisable. One-fourth (1/4) of the shares subject to the option vested on November 8, 2017 and the remaining shares vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service as of each such vesting date. Exhibit List: Exhibit 24 - Power of Attorney /s/ Cameron McAulay 2020-03-12