X0508 4 2023-07-21 0001715768 Transphorm, Inc. TGAN 0001806548 KKR Phorm Investors L.P. 30 HUDSON YARDS NEW YORK NY 10001 true 0001806572 KKR Phorm Investors GP LLC 30 HUDSON YARDS NEW YORK NY 10001 true 0001472698 KKR Group Partnership L.P. 30 HUDSON YARDS NEW YORK NY 10001 true 0001743754 KKR Group Holdings Corp. 30 HUDSON YARDS NEW YORK NY 10001 true 0001932162 KKR Group Co. Inc. 30 HUDSON YARDS NEW YORK NY 10001 true 0001404912 KKR & Co. Inc. 30 HUDSON YARDS NEW YORK NY 10001 true 0001472694 KKR Management LLP 30 HUDSON YARDS NEW YORK NY 10001 true 0001081714 KRAVIS HENRY R 30 HUDSON YARDS NEW YORK NY 10001 true 0001081715 ROBERTS GEORGE R 2800 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 true false Common Stock 2023-07-21 4 P 0 1735988 3.3 A 24411968 I See footnotes Shares of common stock, $0.0001 par value (the "Common Stock") of Transphorm, Inc. (the "Issuer") issued pursuant to a pro rata subscription rights offering (the "Rights Offering"), which entitled all holders of Common Stock to purchase 0.07655623 of a share of the Issuer's Common Stock, for every share of Common Stock held at a subscription price of $3.30 per whole share. The Rights Offering closed on July 21, 2023. The securities reported herein are held by KKR Phorm Investors L.P. KKR Phorm Investors GP LLC is the general partner of KKR Phorm Investors L.P., KKR Group Partnership L.P. is the sole member of KKR Phorm Investors GP LLC, KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P., KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp., KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc., KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc., and Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. KKR PHORM INVESTORS L.P. By: KKR Phorm Investors GP LLC, its general partner By: /s/ Christopher Lee Name: Christopher Lee Title: Assistant Secretary 2023-07-25 KKR PHORM INVESTORS GP LLC By: /s/ Christopher Lee Name: Christopher Lee Title: Assistant Secretary 2023-07-25 KKR GROUP PARTNERSHIP L.P. By: KKR Group Holdings Corp., its general partner By: /s/ Christopher Lee Name: Christopher Lee Title: Secretary 2023-07-25 KKR GROUP HOLDINGS CORP. By: /s/ Christopher Lee Name: Christopher Lee Title: Secretary 2023-07-25 KKR GROUP CO. INC. By: /s/ Christopher Lee Name: Christopher Lee Title: Secretary 2023-07-25 KKR & CO. INC. By: /s/ Christopher Lee Name: Christopher Lee Title: Secretary 2023-07-25 KKR MANAGEMENT LLP By: /s/ Christopher Lee Name: Christopher Lee Title: Assistant Secretary 2023-07-25 HENRY R. KRAVIS By: /s/ Christopher Lee Name: Christopher Lee Title: Attorney-in-fact 2023-07-25 GEORGE R. ROBERTS By: /s/ Christopher Lee Name: Christopher Lee Title: Attorney-in-fact 2023-07-25