0001213900-17-008936.txt : 20170818 0001213900-17-008936.hdr.sgml : 20170818 20170818172247 ACCESSION NUMBER: 0001213900-17-008936 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Neonode, Inc CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10455 FILM NUMBER: 171041732 BUSINESS ADDRESS: STREET 1: STORGATAN 23C, 114 55 CITY: STOCKHOLM STATE: V7 ZIP: 00000 BUSINESS PHONE: 46 0 8 667 17 17 MAIL ADDRESS: STREET 1: STORGATAN 23C, 114 55 CITY: STOCKHOLM STATE: V7 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lindell Peter CENTRAL INDEX KEY: 0001714965 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: LILLA ERSTAGATAN 6 CITY: STOCKHOLM STATE: V7 ZIP: 116 28 SC 13G 1 sc13g0817lindell_neonode.htm SCHEDULE 13G

 

 

THE UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

Neonode Inc.

(Name of Issuer)

 

Common Stock, par value, $0.001 per share

(Title of Class of Securities)

 

64051M402

(CUSIP Number)

 

August 8, 2017

(Date of Event Which Requires Filing of this Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

 

☐   Rule 13d-1(b)

☒   Rule 13d-1(c)

☐   Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 64051M402

 

(1)         Name of reporting person:

 

Peter Lindell

 

(2)         Check the appropriate box if a member of a group (see instructions)

(a) ☐

(b) ☐

 

(3)         SEC use only

 

(4)         Citizenship or place of organization:

 

Sweden

 

Number of shares beneficially owned by each reporting person with

 

(5)         Sole voting power: 0

 

(6)         Shared voting power: 3,500,000*

 

(7)         Sole dispositive power: 0

 

(8)         Shared dispositive power: 3,500,000*

 

(9)         Aggregate amount beneficially owned by each reporting person: 3,500,000*

 

(10)       Check if the aggregate amount in row (9) excludes certain shares (see instructions): ☐

 

(11)       Percent of class represented by amount in row (9): 5.97%

 

(12)       Type of reporting person (see instructions): IN

 

  

* The shares are owned directly by Cidro Forvaltning AB, an entity beneficially owned by Mr. Lindell

 

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Item 1(a). Name Of issuer: Neonode Inc.

 

Item 1(b). Address of issuer’s principal executive offices:

 

Storgatan 23C, 11455, Stockholm, Sweden

 

Item 2(a). Name of person filing: Peter Lindell

 

Item 2(b). Address of principal business office or, if none, residence:

 

Lilla Erstagatan 6, 116 28 Stockholm, Sweden

 

Item 2(c). Citizenship: Sweden

 

Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 per share

 

Item 2(e). CUSIP No.: 64051M402

 

Item 3.

 

Not Applicable.

 

Item 4. Ownership

 

(a)       Amount beneficially owned: 3,500,000*

 

(b)       Percent of class: 5.97%

 

(c)       Number of shares as to which the person has:

 

(i)        sole power to vote or to direct the vote: 0

 

(ii)       shared power to vote or to direct the vote: 3,500,000*

 

(iii)      sole power to dispose or to direct the disposition of: 0

 

(iv)      shared power to dispose or to direct the disposition of: 3,500,000*

 

* The shares are owned directly by Cidro Forvaltning AB, an entity beneficially owned by Mr. Lindell

 

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Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

 

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group

 

Not Applicable.

 

Item 9. Notice of Dissolution of Group

 

Not Applicable.

 

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

  

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SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

  

August 18, 2017

 

  By: /s/ Peter Lindell
    Name: Peter Lindell

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

 

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