0001405086-23-000219.txt : 20230901 0001405086-23-000219.hdr.sgml : 20230901 20230901111630 ACCESSION NUMBER: 0001405086-23-000219 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230901 DATE AS OF CHANGE: 20230901 EFFECTIVENESS DATE: 20230901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AQR TAX AWARE LEGACY FUND, LLC CENTRAL INDEX KEY: 0001714807 IRS NUMBER: 822251456 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-297176 FILM NUMBER: 231231248 BUSINESS ADDRESS: STREET 1: C/O AQR CAPITAL MANAGEMENT, LLC STREET 2: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037423600 MAIL ADDRESS: STREET 1: C/O AQR CAPITAL MANAGEMENT, LLC STREET 2: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: AQR Tax Aware Total Return Fund, LLC DATE OF NAME CHANGE: 20190909 FORMER COMPANY: FORMER CONFORMED NAME: AQR Tax Advantaged Total Return Fund, L.P. DATE OF NAME CHANGE: 20170815 D/A 1 primary_doc.xml X0708 D/A LIVE 0001714807 AQR TAX AWARE LEGACY FUND, LLC C/O AQR CAPITAL MANAGEMENT, LLC ONE GREENWICH PLAZA, SUITE 130 GREENWICH CT CONNECTICUT 06830 2037423600 DELAWARE AQR Tax Aware Total Return Fund, LLC AQR Tax Advantaged Total Return Fund, L.P. Limited Liability Company true n/a AQR Capital Management, LLC One Greenwich Plaza Suite 130 Greenwich CT CONNECTICUT 06830 Executive Officer AQR Capital Management, LLC is the Investment Manager of the Issuer. n/a AQR Capital Management II, LLC c/o AQR Capital Management, LLC One Greenwich Plaza, Suite 130 Greenwich CT CONNECTICUT 06830 Promoter AQR Capital Management II, LLC is the Managing Member of the Issuer. n/a AQR Arbitrage, LLC One Greenwich Plaza Suite 130 Greenwich CT CONNECTICUT 06830 Executive Officer AQR Arbitrage, LLC is an affiliated Sub-Adviser of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001405086-22-000353 2019-10-30 true true false 5000000 AQR Investments, LLC 289244 None None One Greenwich Plaza Suite 130 Greenwich CT CONNECTICUT 06830 All States false Rockefeller Financial LLC 291361 None None 45 Rockefeller Plaza, Floor 5 New York NY NEW YORK 10111 All States false Indefinite 220253232 Indefinite Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. false 79 0 0 Includes only sales commissions and finders' fees expenses paid by the issuer, if any. 0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false AQR TAX AWARE LEGACY FUND, LLC /s/Reed Balmer Reed W. Balmer Attorney-In-Fact for the Issuer 2023-09-01