The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTICE USA INC | CL A | 02156K903 | 2,600 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734907 | 1,088 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 |
| BLACKBERRY LTD | COM | 09228F903 | 459 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 242 | 241,524 | SH | SOLE | N/A | 241,524 | 0 | 0 | |
| COMSTOCK RES INC | COM | 205768302 | 131 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
| COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 4,688 | 2,575,000 | PRN | SOLE | N/A | 2,575,000 | 0 | 0 | |
| CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 6,217 | 5,000,000 | PRN | SOLE | N/A | 5,000,000 | 0 | 0 | |
| DOLLAR TREE INC | COM | 256746908 | 913 | 10,000 | SH | Call | SOLE | N/A | 10,000 | 0 | 0 |
| ENTERPRISE FINL SVCS CORP | COM | 293712955 | 1,579 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
| GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | 433 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
| INTEL CORP | COM | 458140900 | 4,142 | 80,000 | SH | Call | SOLE | N/A | 80,000 | 0 | 0 |
| INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 235 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 971 | 1,000,000 | PRN | SOLE | N/A | 1,000,000 | 0 | 0 | |
| IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 3,239 | 3,000,000 | PRN | SOLE | N/A | 3,000,000 | 0 | 0 | |
| ISHARES SILVER TR | ISHARES | 46428Q909 | 25,968 | 1,200,000 | SH | Call | SOLE | N/A | 1,200,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,100 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288953 | 25,170 | 300,000 | SH | Put | SOLE | N/A | 300,000 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B901 | 1,233 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
| MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 8 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
| METAURUS EQUITY COMPONENT TR | US EQT CUM 2027 | 59140L100 | 1,844 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
| METAURUS EQUITY COMPONENT TR | US EQT EX 2027 | 59140L209 | 14,706 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
| NESCO HLDGS INC | COM | 64083J104 | 83 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
| OIL STS INTL INC | NOTE 1.500% 2/1 | 678026AH8 | 1,665 | 2,896,000 | PRN | SOLE | N/A | 2,896,000 | 0 | 0 | |
| PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 1,608 | 1,500,000 | PRN | SOLE | N/A | 1,500,000 | 0 | 0 | |
| SPDR GOLD TR | GOLD SHS | 78463V107 | 9,742 | 55,000 | SH | SOLE | N/A | 55,000 | 0 | 0 | |
| SPDR GOLD TR | GOLD SHS | 78463V907 | 57,564 | 325,000 | SH | Call | SOLE | N/A | 325,000 | 0 | 0 |
| SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 13,031 | 6,000,000 | PRN | SOLE | N/A | 6,000,000 | 0 | 0 | |
| TESLA INC | COM | 88160R951 | 7,293 | 17,000 | SH | Put | SOLE | N/A | 17,000 | 0 | 0 |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F906 | 16,447 | 420,000 | SH | Call | SOLE | N/A | 420,000 | 0 | 0 |
| VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 1,107 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F901 | 7,197 | 130,000 | SH | Call | SOLE | N/A | 130,000 | 0 | 0 |
| XTRACKERS HARVEST CSI 300 CH | ETF | 233051879 | 517 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |