The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR TRANSPORT SERVICES GRP I | NOTE 1.125%10/1 | 00922RAB1 | 1,830 | 1,928,000 | PRN | SOLE | N/A | 1,928,000 | 0 | 0 | ||
| APPLE INC | COM | 037833950 | 3,648 | 10,000 | SH | Put | SOLE | N/A | 10,000 | 0 | 0 | |
| BLACKBERRY LTD | COM | 09228F903 | 489 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 | |
| CEMEX SAB DE CV | SPON ADR NEW | 151290909 | 576 | 200,000 | SH | Call | SOLE | N/A | 200,000 | 0 | 0 | |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 251 | 241,524 | SH | SOLE | N/A | 241,524 | 0 | 0 | ||
| COMCAST CORP NEW | CL A | 20030N101 | 1,403 | 36,000 | SH | SOLE | N/A | 36,000 | 0 | 0 | ||
| COMCAST CORP NEW | CL A | 20030N951 | 1,949 | 50,000 | SH | Put | SOLE | N/A | 50,000 | 0 | 0 | |
| COMSTOCK RES INC | COM | 205768302 | 263 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | ||
| COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 8,291 | 4,575,000 | PRN | SOLE | N/A | 4,575,000 | 0 | 0 | ||
| CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 5,893 | 5,000,000 | PRN | SOLE | N/A | 5,000,000 | 0 | 0 | ||
| DIREXION SHS ETF TR | DLY GOLD INDX 2X | 25460G901 | 1,564 | 20,000 | SH | Call | SOLE | N/A | 40,000 | 0 | 0 | |
| ELECTRAMECCANICA VEHS CORP | COM NEW | 284849205 | 68 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | ||
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V900 | 498 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 | |
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V950 | 1,068 | 150,000 | SH | Put | SOLE | N/A | 150,000 | 0 | 0 | |
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 1,050 | 147,500 | SH | SOLE | N/A | 147,500 | 0 | 0 | ||
| ENTERPRISE FINL SVCS CORP | COM | 293712955 | 1,090 | 60,000 | SH | Put | SOLE | N/A | 60,000 | 0 | 0 | |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,217 | 67,000 | SH | SOLE | N/A | 67,000 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M952 | 4,541 | 20,000 | SH | Put | SOLE | N/A | 20,000 | 0 | 0 | |
| FOX CORP | CL A COM | 35137L105 | 402 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| FOX CORP | CL A COM | 35137L955 | 1,341 | 50,000 | SH | Put | SOLE | N/A | 50,000 | 0 | 0 | |
| FOX CORP | CL A COM | 35137L905 | 1,609 | 60,000 | SH | Call | SOLE | N/A | 60,000 | 0 | 0 | |
| GALIANO GOLD INC | COM | 36352H100 | 119 | 90,000 | SH | SOLE | N/A | 90,000 | 0 | 0 | ||
| INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 202 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | ||
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 1,006 | 1,000,000 | PRN | SOLE | N/A | 1,000,000 | 0 | 0 | ||
| IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 3,319 | 3,000,000 | PRN | SOLE | N/A | 3,000,000 | 0 | 0 | ||
| ISHARES SILVER TR | ISHARES | 46428Q109 | 340 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | ||
| ISHARES SILVER TR | ISHARES | 46428Q909 | 12,758 | 750,000 | SH | Call | SOLE | N/A | 750,000 | 0 | 0 | |
| ISHARES TR | IBOXX INV CP ETF | 464287952 | 7,346 | 90,000 | SH | Put | SOLE | N/A | 720,000 | 0 | 0 | |
| MAG SILVER CORP | COM | 55903Q104 | 212 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 8 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | ||
| METAURUS EQUITY COMPONENT TR | US EQT CUM 2027 | 59140L100 | 1,864 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | ||
| METAURUS EQUITY COMPONENT TR | US EQT EX 2027 | 59140L209 | 13,410 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | ||
| NESCO HLDGS INC | COM | 64083J104 | 80 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | ||
| NEWMONT CORP | COM | 651639106 | 556 | 9,000 | SH | SOLE | N/A | 9,000 | 0 | 0 | ||
| OIL STS INTL INC | COM | 678026905 | 589 | 124,000 | SH | Call | SOLE | N/A | 124,000 | 0 | 0 | |
| OIL STS INTL INC | NOTE 1.500% 2/1 | 678026AH8 | 1,477 | 2,896,000 | PRN | SOLE | N/A | 2,896,000 | 0 | 0 | ||
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 200 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 231 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | ||
| PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 1,598 | 1,500,000 | PRN | SOLE | N/A | 1,500,000 | 0 | 0 | ||
| RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 6,827 | 3,500,000 | PRN | SOLE | N/A | 3,500,000 | 0 | 0 | ||
| RH | COM | 74967X953 | 1,245 | 5,000 | SH | Put | SOLE | N/A | 5,000 | 0 | 0 | |
| SEABRIDGE GOLD INC | COM | 811916105 | 702 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | ||
| SPDR GOLD TR | GOLD SHS | 78463V907 | 114,983 | 687,000 | SH | Call | SOLE | N/A | 687,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 15,418 | 50,000 | SH | Put | SOLE | N/A | 50,000 | 0 | 0 | |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 2,197 | 130,000 | SH | SOLE | N/A | 130,000 | 0 | 0 | ||
| SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 4,464 | 3,000,000 | PRN | SOLE | N/A | 3,000,000 | 0 | 0 | ||
| TESLA INC | COM | 88160R951 | 11,878 | 11,000 | SH | Put | SOLE | N/A | 11,000 | 0 | 0 | |
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 16,518 | 5,500,000 | PRN | SOLE | N/A | 5,500,000 | 0 | 0 | ||
| ULTA BEAUTY INC | COM | 90384S303 | 305 | 1,500 | SH | SOLE | N/A | 1,500 | 0 | 0 | ||
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F906 | 3,668 | 100,000 | SH | Call | SOLE | N/A | 300,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 744 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| VIACOMCBS INC | CL A | 92556H907 | 863 | 37,000 | SH | Call | SOLE | N/A | 37,000 | 0 | 0 | |
| VIACOMCBS INC | CL A | 92556H957 | 2,332 | 100,000 | SH | Put | SOLE | N/A | 100,000 | 0 | 0 | |
| VIACOMCBS INC | CL B | 92556H206 | 952 | 40,817 | SH | SOLE | N/A | 40,817 | 0 | 0 | ||
| VINCE HLDG CORP | COM NEW | 92719W207 | 56 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | ||
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L951 | 507 | 2,000 | SH | Put | SOLE | N/A | 2,000 | 0 | 0 | |