The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR TRANSPORT SERVICES GRP I | NOTE 1.125%10/1 | 00922RAB1 | 1,341 | 1,428,000 | PRN | SOLE | N/A | 1,428,000 | 0 | 0 | |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 8,699 | 951,700 | SH | Call | SOLE | N/A | 951,700 | 0 | 0 |
| BLACKBERRY LTD | COM | 09228F103 | 788 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
| BLACKBERRY LTD | COM | 09228F103 | 1,050 | 200,000 | SH | Put | SOLE | N/A | 200,000 | 0 | 0 |
| BLACKBERRY LTD | COM | 09228F103 | 2,625 | 500,000 | SH | Call | SOLE | N/A | 500,000 | 0 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,028 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
| CBS CORP NEW | CL A | 124857103 | 4,441 | 110,000 | SH | Call | SOLE | N/A | 110,000 | 0 | 0 |
| CBS CORP NEW | CL B | 124857202 | 404 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 325 | 128,924 | SH | SOLE | N/A | 128,924 | 0 | 0 | |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 1,764 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
| ELECTRAMECCANICA VEHS CORP | *W EXP 08/03/202 | 284849114 | 97 | 270,006 | SH | SOLE | N/A | 270,006 | 0 | 0 | |
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 100 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 334 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
| FOX CORP | CL A COM | 35137L105 | 2,523 | 80,000 | SH | Call | SOLE | N/A | 80,000 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 572 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
| IHEARTMEDIA INC | COM CL A | 45174J509 | 232 | 16,553 | SH | SOLE | N/A | 16,553 | 0 | 0 | |
| INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 304 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 27,064 | 1,700,000 | SH | Call | SOLE | N/A | 1,700,000 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 | 8,793 | 41,500 | SH | Put | SOLE | N/A | 41,500 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 13,076 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
| KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 346 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
| LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 463 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
| LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 1,850 | 200,000 | SH | Call | SOLE | N/A | 200,000 | 0 | 0 |
| MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 6 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
| METAURUS EQUITY COMPONENT TR | US EQT CUM 2027 | 59140L100 | 14,638 | 400,000 | SH | SOLE | N/A | 400,000 | 0 | 0 | |
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 7,613 | 4,000,000 | PRN | SOLE | N/A | 4,000,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 25,458 | 23,311,000 | PRN | SOLE | N/A | 23,311,000 | 0 | 0 | |
| OIL STS INTL INC | NOTE 1.500% 2/1 | 678026AH8 | 3,702 | 4,396,000 | PRN | SOLE | N/A | 4,396,000 | 0 | 0 | |
| ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 18,198 | 15,500,000 | PRN | SOLE | N/A | 15,500,000 | 0 | 0 | |
| PRETIUM RES INC | NOTE 2.250% 3/1 | 74139CAB8 | 1,051 | 1,000,000 | PRN | SOLE | N/A | 1,000,000 | 0 | 0 | |
| RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 17,091 | 11,500,000 | PRN | SOLE | N/A | 11,500,000 | 0 | 0 | |
| SECOND SIGHT MED PRODS INC | COM | 81362J100 | 46 | 56,300 | SH | SOLE | N/A | 56,300 | 0 | 0 | |
| SENSEONICS HLDGS INC | COM | 81727U105 | 89 | 90,400 | SH | SOLE | N/A | 90,400 | 0 | 0 | |
| SILVER STD RES INC | NOTE 2.875% 2/0 | 82823LAC0 | 10,742 | 10,606,000 | PRN | SOLE | N/A | 10,606,000 | 0 | 0 | |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 841 | 19,677 | SH | SOLE | N/A | 19,677 | 0 | 0 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 86,099 | 620,000 | SH | Put | SOLE | N/A | 620,000 | 0 | 0 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,291,491 | 930,000 | SH | Call | SOLE | N/A | 930,000 | 0 | 0 |
| SPLUNK INC | NOTE 0.5% 9/15/23 | 848637AC8 | 2,684 | 2,500,000 | PRN | SOLE | N/A | 2,500,000 | 0 | 0 | |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 992 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
| TESLA INC | COM | 88160R101 | 16,138 | 67,000 | SH | Put | SOLE | N/A | 67,000 | 0 | 0 |
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 13,727 | 14,000,000 | PRN | SOLE | N/A | 14,000,000 | 0 | 0 | |
| TESLA INC | COM | 88160R101 | 3,613 | 15,000 | SH | Call | SOLE | N/A | 15,000 | 0 | 0 |
| VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 11,913 | 100,000 | SH | Put | SOLE | N/A | 100,000 | 0 | 0 |
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 11,759 | 9,500,000 | PRN | SOLE | N/A | 9,500,000 | 0 | 0 | |
| WELLS FARGO CO NEW | COM | 949746101 | 252 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
| WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 13,098 | 10,000,000 | PRN | SOLE | N/A | 10,000,000 | 0 | 0 | |
| ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 15,900 | 16,000,000 | PRN | SOLE | N/A | 16,000,000 | 0 | 0 | |