Senior Vice President & General Counsel

0001714524-20-000004.txt : 20201113 0001714524-20-000004.hdr.sgml : 20201113 20201113135609 ACCESSION NUMBER: 0001714524-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank & Trust Co CENTRAL INDEX KEY: 0001714524 IRS NUMBER: 954797716 STATE OF INCORPORATION: X1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18123 FILM NUMBER: 201310639 BUSINESS ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001714524 XXXXXXXX 09-30-2020 09-30-2020 Capital Bank & Trust Co

6455 Irvine Center Drive Irvine CA 92618-4518

13F HOLDINGS REPORT 028-18123 N Kristine M. Nishiyama Senior Vice President & General Counsel 213-486-9200 Kristine M. Nishiyama, Senior Vice President & General Counsel Irvine CA 11-14-2020 3 309 7427944 false 1 028-00218 CAPITAL GROUP COMPANIES INC 2 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 028-00157 CAPITAL RESEARCH & MANAGEMENT CO INFORMATION TABLE 2 form13fInfoTable.xml GENERATED FOR CAPITAL BANK AND TRUST COMPANY AS OF 09-30-2020 ADT INC DEL COM 00090Q103 169 20700 SH DFND 1, 2 20700 0 0 AES CORP COM 00130H105 26402 1457872 SH DFND 1, 2 1440321 0 17551 AT&T INC COM 00206R102 527 18468 SH DFND 1, 2 18468 0 0 ABBOTT LABS COM 002824100 103834 954096 SH DFND 1, 2 944749 0 9347 ABBVIE INC COM 00287Y109 3788 43252 SH DFND 1, 2 43252 0 0 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 2671 31806 SH DFND 1, 2 31806 0 0 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 2304 102435 SH DFND 1, 2 102435 0 0 ACTIVISION BLIZZARD INC COM 00507V109 136020 1680291 SH DFND 1, 2 1658020 0 22271 ADOBE SYSTEMS INCORPORATED COM 00724F101 38948 79416 SH DFND 1, 2 78006 0 1410 AIR PRODS & CHEMS INC COM 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863667101 564 2707 SH DFND 1, 2 2707 0 0 SYKES ENTERPRISES INC COM 871237103 619 18104 SH DFND 1, 2 18104 0 0 SYSCO CORP COM 871829107 954 15325 SH DFND 1, 2 15325 0 0 TFI INTL INC COM 87241L109 4172 99782 SH DFND 1, 2 87978 0 11804 T-MOBILE US INC COM 872590104 482 4217 SH DFND 1, 2 4217 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 235890 2909707 SH DFND 1, 2 2897792 0 11915 TC ENERGY CORP COM 87807B107 28570 680383 SH DFND 1, 2 674735 0 5648 TEXAS INSTRS INC COM 882508104 3213 22500 SH DFND 1, 2 22500 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 521 1179 SH DFND 1, 2 1179 0 0 3M CO COM 88579Y101 564 3523 SH DFND 1, 2 3523 0 0 TRANSDIGM GROUP INC COM 893641100 42736 89947 SH DFND 1, 2 88870 0 1077 TRAVELERS COMPANIES INC COM 89417E109 323 2986 SH DFND 1, 2 2986 0 0 TRIMBLE INC COM 896239100 18323 376240 SH DFND 1, 2 374185 0 2055 TRINITY INDS INC COM 896522109 1328 68119 SH DFND 1, 2 68119 0 0 TRUIST FINL CORP COM 89832Q109 27278 716905 SH DFND 1, 2 705417 0 11488 UGI CORP NEW COM 902681105 208 6300 SH DFND 1, 2 6300 0 0 UBER TECHNOLOGIES INC COM 90353T100 240 6589 SH DFND 1, 2 6589 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 5054 61487 SH DFND 1, 2 60115 0 1372 UNION PAC CORP COM 907818108 18500 93969 SH DFND 1, 2 92747 0 1222 UNITED PARCEL SERVICE INC CL B 911312106 7122 42741 SH DFND 1, 2 42741 0 0 UNITEDHEALTH GROUP INC COM 91324P102 169428 543439 SH DFND 1, 2 536147 0 7292 UNIVERSAL DISPLAY CORP COM 91347P105 2848 15760 SH DFND 1, 2 15760 0 0 UPWORK INC COM 91688F104 400 22946 SH DFND 1, 2 22946 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 3485 62960 SH DFND 1, 2 62960 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 996 10195 SH DFND 1, 2 10195 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 486 5194 SH DFND 1, 2 5194 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 365 4399 SH DFND 1, 2 4399 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 240 2720 SH DFND 1, 2 2720 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 743 9216 SH DFND 1, 2 9216 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 353 6731 SH DFND 1, 2 6731 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 268 862 SH DFND 1, 2 862 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2744 33126 SH DFND 1, 2 33126 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1097 3567 SH DFND 1, 2 3567 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 216 950 SH DFND 1, 2 950 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2034 11944 SH DFND 1, 2 11944 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 15491 260402 SH DFND 1, 2 256058 0 4344 VERTEX PHARMACEUTICALS INC COM 92532F100 33171 121900 SH DFND 1, 2 120109 0 1791 VICI PPTYS INC COM 925652109 8926 381928 SH DFND 1, 2 381928 0 0 VISA INC COM CL A 92826C839 230992 1155134 SH DFND 1, 2 1139422 0 15712 VULCAN MATLS CO COM 929160109 580 4282 SH DFND 1, 2 4282 0 0 WD-40 CO COM 929236107 265 1400 SH DFND 1, 2 1400 0 0 WABTEC COM 929740108 30585 494266 SH DFND 1, 2 491551 0 2715 WALMART INC COM 931142103 25472 182063 SH DFND 1, 2 182063 0 0 WASTE CONNECTIONS INC COM 94106B101 98699 950854 SH DFND 1, 2 934358 0 16496 WASTE MGMT INC DEL COM 94106L109 14408 127317 SH DFND 1, 2 124788 0 2529 WELLS FARGO CO NEW COM 949746101 1516 64488 SH DFND 1, 2 64488 0 0 WHIRLPOOL CORP COM 963320106 2758 15000 SH DFND 1, 2 15000 0 0 WILLIAMS COS INC COM 969457100 247 12585 SH DFND 1, 2 12585 0 0 WYNN RESORTS LTD COM 983134107 260 3621 SH DFND 1, 2 3621 0 0 XCEL ENERGY INC COM 98389B100 226 3274 SH DFND 1, 2 3274 0 0 YUM BRANDS INC COM 988498101 32451 355431 SH DFND 1, 2 352367 0 3064 ZOETIS INC CL A 98978V103 485 2932 SH DFND 1, 2 2932 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 3951 8405 SH DFND 1, 2 8405 0 0 AON PLC SHS CL A G0403H108 110217 534255 SH DFND 1, 2 525147 0 9108 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 4112 63258 SH DFND 1, 2 61823 0 1435 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9538 42205 SH DFND 1, 2 41469 0 736 EVEREST RE GROUP LTD COM G3223R108 3144 15914 SH DFND 1, 2 15914 0 0 LINDE PLC SHS G5494J103 33324 139941 SH DFND 1, 2 138094 0 1847 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 172 10038 SH DFND 1, 2 10038 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 21265 125280 SH DFND 1, 2 124525 0 755 CHUBB LIMITED COM H1467J104 57195 492553 SH DFND 1, 2 483920 0 8633 UBS GROUP AG SHS H42097107 26584 2377234 SH DFND 1, 2 2363474 0 13760 ASML HOLDING N V N Y REGISTRY SHS N07059210 35227 95395 SH DFND 1, 2 93386 0 2009 ELASTIC N V ORD SHS N14506104 6157 57067 SH DFND 1, 2 55772 0 1295 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2683 38057 SH DFND 1, 2 38057 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 39922 616745 SH DFND 1, 2 613145 0 3600