Senior Vice President & General Counsel

0001422848-21-000017.txt : 20210216 0001422848-21-000017.hdr.sgml : 20210216 20210212181019 ACCESSION NUMBER: 0001422848-21-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank & Trust Co CENTRAL INDEX KEY: 0001714524 IRS NUMBER: 954797716 STATE OF INCORPORATION: X1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18123 FILM NUMBER: 21630557 BUSINESS ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001714524 XXXXXXXX 12-31-2020 12-31-2020 Capital Bank & Trust Co

6455 Irvine Center Drive Irvine CA 92618-4518

13F HOLDINGS REPORT 028-18123 N Kristine M. Nishiyama Senior Vice President & General Counsel 213-486-9200 Kristine M. Nishiyama, Senior Vice President & General Counsel Irvine CA 02-12-2021 3 360 8232321 false 1 028-00218 CAPITAL GROUP COMPANIES INC 2 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 028-00157 CAPITAL RESEARCH & MANAGEMENT CO INFORMATION TABLE 2 form13fInfoTable.xml GENERATED FOR CAPITAL BANK AND TRUST COMPANY AS OF 12-31-2020 ADT INC DEL COM 00090Q103 162 20700 SH DFND 1, 2 20700 0 0 AES CORP COM 00130H105 35726 1520250 SH DFND 1, 2 1502699 0 17551 AT&T INC COM 00206R102 549 19094 SH DFND 1, 2 19094 0 0 ABBOTT LABS COM 002824100 105287 961609 SH DFND 1, 2 952621 0 8988 ABBVIE INC COM 00287Y109 5281 49284 SH DFND 1, 2 49284 0 0 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 3204 31806 SH DFND 1, 2 31806 0 0 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 2617 102435 SH DFND 1, 2 102435 0 0 ACTIVISION BLIZZARD INC COM 00507V109 154505 1664027 SH DFND 1, 2 1645241 0 18786 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 510 8624 SH DFND 1, 2 8624 0 0 ADOBE SYSTEMS INCORPORATED COM 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SHS FDS GLB NAT RESRCE 78463X541 258 5760 SH DFND 1, 2 5760 0 0 SPDR SER TR S&P DIVID ETF 78464A763 247 2330 SH DFND 1, 2 2330 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 1061 23025 SH DFND 1, 2 23025 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 252 600 SH DFND 1, 2 600 0 0 SALESFORCE COM INC COM 79466L302 1312 5894 SH DFND 1, 2 5894 0 0 SAP SE SPON ADR 803054204 469 3595 SH DFND 1, 2 3595 0 0 SCHLUMBERGER LTD COM 806857108 893 40922 SH DFND 1, 2 40922 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 289 2251 SH DFND 1, 2 2251 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 292 6802 SH DFND 1, 2 6802 0 0 SEAGEN INC COM 81181C104 150139 857252 SH DFND 1, 2 847776 0 9476 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 378 2905 SH DFND 1, 2 2324 0 580 SEMPRA ENERGY COM 816851109 38707 303800 SH DFND 1, 2 300160 0 3640 SENECA FOODS CORP NEW CL B 817070105 205 5200 SH DFND 1, 2 5200 0 0 SENECA FOODS CORP NEW CL A 817070501 207 5200 SH DFND 1, 2 5200 0 0 SERVICENOW INC COM 81762P102 62465 113485 SH DFND 1, 2 112755 0 730 SHERWIN WILLIAMS CO COM 824348106 18581 25283 SH DFND 1, 2 24760 0 523 SHOPIFY INC CL A 82509L107 3169 2800 SH DFND 1, 2 2800 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 2851 92150 SH DFND 1, 2 92150 0 0 SNAP INC CL A 83304A106 3049 60890 SH DFND 1, 2 60890 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 396 26243 SH DFND 1, 2 26243 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 299 32055 SH DFND 1, 2 32055 0 0 STANLEY BLACK & DECKER INC COM 854502101 272 1523 SH DFND 1, 2 1523 0 0 STARBUCKS CORP COM 855244109 2403 22458 SH DFND 1, 2 22458 0 0 STATE STR CORP COM 857477103 36498 501482 SH DFND 1, 2 493766 0 7716 STRYKER CORPORATION COM 863667101 653 2666 SH DFND 1, 2 2666 0 0 SYKES ENTERPRISES INC COM 871237103 720 19104 SH DFND 1, 2 19104 0 0 SYSCO CORP COM 871829107 1140 15348 SH DFND 1, 2 15348 0 0 TFI INTL INC COM 87241L109 9946 193198 SH DFND 1, 2 178220 0 14978 TPI COMPOSITES INC COM 87266J104 338 6400 SH DFND 1, 2 6400 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 311085 2852948 SH DFND 1, 2 2809983 0 42965 TC ENERGY CORP COM 87807B107 26460 650558 SH DFND 1, 2 645179 0 5379 TERADYNE INC COM 880770102 200 1670 SH DFND 1, 2 1670 0 0 TEXAS INSTRS INC COM 882508104 3774 22997 SH DFND 1, 2 22997 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 377 809 SH DFND 1, 2 809 0 0 THOMSON REUTERS CORP. COM NEW 884903709 204 2496 SH DFND 1, 2 2496 0 0 3M CO COM 88579Y101 628 3592 SH DFND 1, 2 3592 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 202 3584 SH DFND 1, 2 3584 0 0 TRANSDIGM GROUP INC COM 893641100 54465 88011 SH DFND 1, 2 86980 0 1031 TRAVELERS COMPANIES INC COM 89417E109 426 3035 SH DFND 1, 2 3035 0 0 TRIMBLE INC COM 896239100 25444 381076 SH DFND 1, 2 379021 0 2055 TRINITY INDS INC COM 896522109 17165 650434 SH DFND 1, 2 643906 0 6528 TRUIST FINL CORP COM 89832Q109 32107 669863 SH DFND 1, 2 659651 0 10212 UGI CORP NEW COM 902681105 220 6300 SH DFND 1, 2 6300 0 0 US BANCORP DEL COM NEW 902973304 201 4305 SH DFND 1, 2 4305 0 0 UBER TECHNOLOGIES INC COM 90353T100 336 6589 SH DFND 1, 2 6589 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 8394 60637 SH DFND 1, 2 59465 0 1172 UNILEVER PLC SPON ADR NEW 904767704 235 3896 SH DFND 1, 2 3896 0 0 UNION PAC CORP COM 907818108 3563 17111 SH DFND 1, 2 17111 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7209 42806 SH DFND 1, 2 42806 0 0 UNITEDHEALTH GROUP INC COM 91324P102 192453 548800 SH DFND 1, 2 541704 0 7096 UNIVERSAL DISPLAY CORP COM 91347P105 2817 12260 SH DFND 1, 2 12260 0 0 UPWORK INC COM 91688F104 792 22946 SH DFND 1, 2 22946 0 0 V F CORP COM 918204108 20692 242270 SH DFND 1, 2 240813 0 1457 VALE S A SPONSORED ADS 91912E105 782 46649 SH DFND 1, 2 46649 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 3415 62960 SH DFND 1, 2 62960 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 1570 10195 SH DFND 1, 2 10195 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 961 10353 SH DFND 1, 2 10353 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 725 8751 SH DFND 1, 2 8751 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 496 5625 SH DFND 1, 2 5625 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 218 4626 SH DFND 1, 2 4626 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 267 4920 SH DFND 1, 2 4920 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1454 15710 SH DFND 1, 2 15710 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 215 4299 SH DFND 1, 2 4299 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 533 8854 SH DFND 1, 2 8854 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 305 862 SH DFND 1, 2 862 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2814 33796 SH DFND 1, 2 33796 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1490 4335 SH DFND 1, 2 4335 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 285 3354 SH DFND 1, 2 3354 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 346 1671 SH DFND 1, 2 1671 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 268 1524 SH DFND 1, 2 1524 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 492 1944 SH DFND 1, 2 1944 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 334 1716 SH DFND 1, 2 1716 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3235 16620 SH DFND 1, 2 16620 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 15088 256820 SH DFND 1, 2 253176 0 3644 VERTEX PHARMACEUTICALS INC COM 92532F100 20545 86931 SH DFND 1, 2 86022 0 909 VIACOMCBS INC CL B 92556H206 260 6972 SH DFND 1, 2 6972 0 0 VICI PPTYS INC COM 925652109 9585 375890 SH DFND 1, 2 375890 0 0 VISA INC COM CL A 92826C839 252461 1154212 SH DFND 1, 2 1139370 0 14842 VULCAN MATLS CO COM 929160109 635 4282 SH DFND 1, 2 4282 0 0 WD-40 CO COM 929236107 372 1400 SH DFND 1, 2 1400 0 0 WABTEC COM 929740108 35049 478811 SH DFND 1, 2 476096 0 2715 WALMART INC COM 931142103 25329 175716 SH DFND 1, 2 175716 0 0 WASTE CONNECTIONS INC COM 94106B101 96036 936302 SH DFND 1, 2 920911 0 15391 WASTE MGMT INC DEL COM 94106L109 14927 126574 SH DFND 1, 2 124164 0 2410 WELLS FARGO CO NEW COM 949746101 1635 54160 SH DFND 1, 2 54160 0 0 WHIRLPOOL CORP COM 963320106 2617 14500 SH DFND 1, 2 14500 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 213 1981 SH DFND 1, 2 1981 0 0 XCEL ENERGY INC COM 98389B100 227 3412 SH DFND 1, 2 3412 0 0 XILINX INC COM 983919101 212 1492 SH DFND 1, 2 1492 0 0 YUM BRANDS INC COM 988498101 47451 437097 SH DFND 1, 2 432366 0 4731 ZIMMER BIOMET HOLDINGS INC COM 98956P102 24144 156688 SH DFND 1, 2 155748 0 940 ZOETIS INC CL A 98978V103 488 2946 SH DFND 1, 2 2946 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 2835 8405 SH DFND 1, 2 8405 0 0 AON PLC SHS CL A G0403H108 109260 517157 SH DFND 1, 2 508479 0 8678 ATLASSIAN CORP PLC CL A G06242104 6949 29712 SH DFND 1, 2 27714 0 1998 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 5581 65110 SH DFND 1, 2 63675 0 1435 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10864 41591 SH DFND 1, 2 40857 0 734 EVEREST RE GROUP LTD COM G3223R108 1405 6003 SH DFND 1, 2 6003 0 0 LINDE PLC SHS G5494J103 34736 131820 SH DFND 1, 2 130065 0 1755 MEDTRONIC PLC SHS G5960L103 275 2345 SH DFND 1, 2 2345 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 257 10112 SH DFND 1, 2 10112 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 19052 114898 SH DFND 1, 2 114143 0 755 CHUBB LIMITED COM H1467J104 72308 469774 SH DFND 1, 2 461397 0 8377 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 230 1500 SH DFND 1, 2 1500 0 0 UBS GROUP AG SHS H42097107 34743 2466534 SH DFND 1, 2 2452774 0 13760 ASML HOLDING N V N Y REGISTRY SHS N07059210 46679 95709 SH DFND 1, 2 93805 0 1904 ELASTIC N V ORD SHS N14506104 8430 57688 SH DFND 1, 2 56393 0 1295 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3552 38749 SH DFND 1, 2 38749 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 49113 657553 SH DFND 1, 2 653953 0 3600 FLEX LTD ORD Y2573F102 1506 83761 SH DFND 1, 2 83761 0 0