0000732812-19-000010.txt : 20190214
0000732812-19-000010.hdr.sgml : 20190214
20190214145826
ACCESSION NUMBER: 0000732812-19-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Bank & Trust Co
CENTRAL INDEX KEY: 0001714524
IRS NUMBER: 954797716
STATE OF INCORPORATION: X1
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18123
FILM NUMBER: 19605015
BUSINESS ADDRESS:
STREET 1: 6455 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 213-486-9200
MAIL ADDRESS:
STREET 1: 6455 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001714524
XXXXXXXX
12-31-2018
12-31-2018
Capital Bank & Trust Co
6455 IRVINE CENTER DRIVE
IRVINE
CA
92618
13F HOLDINGS REPORT
028-18123
N
Kristine M. Nishiyama
Senior Vice President & General Counsel
213-486-9200
Kristine M. Nishiyama
Los Angeles
CA
02-14-2019
3
739
6869082
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
47-cbt.xml
3M COMPANY
COMMON STOCK
88579Y101
649
3405SH
DFND
1,2
340500
A. O. SMITH CORP
COMMON STOCK
831865209
29
673SH
DFND
1,2
67300
ABBOTT LABORATORIES
COMMON STOCK
002824100
46577
643946SH
DFND
1,2
63427100
ABBVIE INC
COMMON STOCK
00287Y109
4227
45852SH
DFND
1,2
4585200
ABERDEEN STANDARD PHYSICAL PLATINUM SHARES ETF
FUNDS - EQUITY
003260106
500
6640SH
DFND
1,2
664000
ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF
FUNDS - EQUITY
003264108
568
37760SH
DFND
1,2
3776000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
46007
326266SH
DFND
1,2
30457300
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
54060
1160827SH
DFND
1,2
110921400
ADIENT PLC
COMMON STOCK
G0084W101
8
501SH
DFND
1,2
50100
ADOBE INC
COMMON STOCK
00724F101
247
1091SH
DFND
1,2
109100
ADVANSIX INC
COMMON STOCK
00773T101
0
1SH
DFND
1,2
100
AECOM
COMMON STOCK
00766T100
859
32404SH
DFND
1,2
3240400
AES CORP (THE)
COMMON STOCK
00130H105
38698
2676202SH
DFND
1,2
266778700
AFLAC INC
COMMON STOCK
001055102
29
640SH
DFND
1,2
64000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
4869
105602SH
DFND
1,2
9998700
AIR LEASE CORP CL A
COMMON STOCK
00912X302
2
63SH
DFND
1,2
6300
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
1337
8354SH
DFND
1,2
835400
AKAMAI TECHNOLOGIES INC
COMMON STOCK
00971T101
3
50SH
DFND
1,2
5000
ALBANY INTL CL A
COMMON STOCK
012348108
33
521SH
DFND
1,2
52100
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
1027
7496SH
DFND
1,2
749600
ALLSTATE CORP (THE)
COMMON STOCK
020002101
435
5260SH
DFND
1,2
526000
ALLY FINANCIAL INC
COMMON STOCK
02005N100
3
154SH
DFND
1,2
15400
ALPHABET INC CL A
COMMON STOCK
02079K305
173324
165867SH
DFND
1,2
16546200
ALPHABET INC CL C
COMMON STOCK
02079K107
176365
170301SH
DFND
1,2
16608500
ALTABA INC
FUNDS - EQUITY
021346101
1928
33283SH
DFND
1,2
3328300
ALTRIA GROUP INC
COMMON STOCK
02209S103
7361
149035SH
DFND
1,2
14903500
AMAZON.COM INC
COMMON STOCK
023135106
129121
85968SH
DFND
1,2
7934000
AMEREN CORPORATION
COMMON STOCK
023608102
129
1976SH
DFND
1,2
197600
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
472
33113SH
DFND
1,2
3311300
AMERICAN ELECTRIC POWER CO INC
COMMON STOCK
025537101
224
3000SH
DFND
1,2
300000
AMERICAN EXPRESS CO
COMMON STOCK
025816109
20
210SH
DFND
1,2
21000
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
4
104SH
DFND
1,2
10400
AMERICAN INTERNATIONAL GROUP INC WTS 1:1.023 AT USD 43.475 EXP 01-19-21
WARRANTS
026874156
0
20SH
DFND
1,2
2000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
116244
734837SH
DFND
1,2
68681100
AMERICAN WATER WORKS CO INC
COMMON STOCK
030420103
45
500SH
DFND
1,2
50000
AMERIPRISE FINANCIAL INC
COMMON STOCK
03076C106
26
253SH
DFND
1,2
25300
AMERISOURCEBERGEN CORP
COMMON STOCK
03073E105
77
1037SH
DFND
1,2
103700
AMGEN INC
COMMON STOCK
031162100
2742
14085SH
DFND
1,2
1408500
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
279
6372SH
DFND
1,2
637200
ANALOG DEVICES INC
COMMON STOCK
032654105
17461
203442SH
DFND
1,2
16815300
ANHEUSER-BUSCH INBEV SA/NV ADR
COMMON STOCK
03524A108
5
80SH
DFND
1,2
8000
ANTHEM INC
COMMON STOCK
036752103
144
549SH
DFND
1,2
54900
AON PLC CL A
COMMON STOCK
G0408V102
75583
519971SH
DFND
1,2
48659600
APOLLO GLOBAL MANAGEMENT LLC CL A
COMMON STOCK
037612306
26
1048SH
DFND
1,2
104800
APPLE INC
COMMON STOCK
037833100
98052
621604SH
DFND
1,2
58163600
APPLIED MATERIALS INC
COMMON STOCK
038222105
540
16500SH
DFND
1,2
1650000
APTIV PLC
COMMON STOCK
G6095L109
3
50SH
DFND
1,2
5000
AQUA AMERICA INC
COMMON STOCK
03836W103
1191
34837SH
DFND
1,2
3483700
ARCH CAPITAL GROUP LTD
COMMON STOCK
G0450A105
44
1647SH
DFND
1,2
164700
ARES CAPITAL CORP
COMMON STOCK
04010L103
0
10SH
DFND
1,2
1000
ARISTA NETWORKS INC
COMMON STOCK
040413106
4
17SH
DFND
1,2
1700
ARROW ELECTRONICS INC
COMMON STOCK
042735100
3
41SH
DFND
1,2
4100
ARTESIAN RESOURCES CORP CL A
COMMON STOCK
043113208
174
5000SH
DFND
1,2
500000
ARTHUR J GALLAGHER AND CO
COMMON STOCK
363576109
40
549SH
DFND
1,2
54900
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
32354
207901SH
DFND
1,2
18971900
ASSURANT INC
COMMON STOCK
04621X108
15
164SH
DFND
1,2
16400
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
61200
1611362SH
DFND
1,2
152262600
ATANDT INC
COMMON STOCK
00206R102
640
22437SH
DFND
1,2
2243700
ATLANTIC POWER CORP (USD)
COMMON STOCK
04878Q863
64
29300SH
DFND
1,2
2930000
ATN INTERNATIONAL INC
COMMON STOCK
00215F107
8
114SH
DFND
1,2
11400
AUTODESK INC
COMMON STOCK
052769106
5
35SH
DFND
1,2
3500
AUTOMATIC DATA PROCESSING INC
COMMON STOCK
053015103
2594
19786SH
DFND
1,2
1978600
AUTOZONE INC
COMMON STOCK
053332102
21
25SH
DFND
1,2
2500
AVALONBAY COMMUNITIES INC (REIT)
COMMON STOCK
053484101
12
67SH
DFND
1,2
6700
AVERY DENNISON CORP
COMMON STOCK
053611109
18
200SH
DFND
1,2
20000
BALL CORP
COMMON STOCK
058498106
43
942SH
DFND
1,2
94200
BANCO SANTANDER SA ADR
COMMON STOCK
05964H105
3
676SH
DFND
1,2
67600
BANCORPSOUTH BANK
COMMON STOCK
05971J102
889
33995SH
DFND
1,2
3399500
BANK OF AMERICA CORP
COMMON STOCK
060505104
347
14083SH
DFND
1,2
1408300
BANK OF HAWAII CORP
COMMON STOCK
062540109
80
1182SH
DFND
1,2
118200
BANK OF MONTREAL (USD)
COMMON STOCK
063671101
19
292SH
DFND
1,2
29200
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
61640
1309538SH
DFND
1,2
119063100
BANKUNITED INC
COMMON STOCK
06652K103
120
4000SH
DFND
1,2
400000
BAR HARBOR BANKSHARES
COMMON STOCK
066849100
50
2250SH
DFND
1,2
225000
BARINGS BDC INC
COMMON STOCK
06759L103
0
11SH
DFND
1,2
1100
BAUSCH HEALTH COMPANIES INC (USD)
COMMON STOCK
071734107
26
1388SH
DFND
1,2
138800
BBANDT CORPORATION
COMMON STOCK
054937107
27
625SH
DFND
1,2
62500
BECTON DICKINSON AND CO
COMMON STOCK
075887109
43
193SH
DFND
1,2
19300
BEIGENE LTD ADR
COMMON STOCK
07725L102
8556
61000SH
DFND
1,2
6080000
BERKSHIRE HATHAWAY INC CL A
COMMON STOCK
084670108
23868
78SH
DFND
1,2
7800
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
5941
29099SH
DFND
1,2
2909900
BEST BUY CO INC
COMMON STOCK
086516101
19
360SH
DFND
1,2
36000
BIOGEN INC
COMMON STOCK
09062X103
53
177SH
DFND
1,2
17700
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
46
540SH
DFND
1,2
54000
BLACK HILLS CORP
COMMON STOCK
092113109
113
1800SH
DFND
1,2
180000
BLACKROCK ENHANCED EQUITY DIVIDEND TRUST
FUNDS - EQUITY
09251A104
9
1130SH
DFND
1,2
113000
BLACKROCK INC
COMMON STOCK
09247X101
114
290SH
DFND
1,2
29000
BLACKSTONE GROUP LP (THE)
COMMON STOCK
09253U108
99
3315SH
DFND
1,2
331500
BLUEBIRD BIO INC
COMMON STOCK
09609G100
4375
44102SH
DFND
1,2
4240200
BOEING CO
COMMON STOCK
097023105
67651
209769SH
DFND
1,2
19567200
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
10930
6346SH
DFND
1,2
602200
BOSTON PRIVATE FINANCIAL HOLDINGS INC
COMMON STOCK
101119105
63
6000SH
DFND
1,2
600000
BOSTON SCIENTIFIC CORP
COMMON STOCK
101137107
71
1998SH
DFND
1,2
199800
BP PLC ADR
COMMON STOCK
055622104
202
5329SH
DFND
1,2
532900
BRANDYWINE REALTY TRUST (REIT)
COMMON STOCK
105368203
13
1000SH
DFND
1,2
100000
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
401
7709SH
DFND
1,2
770900
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
2796
87753SH
DFND
1,2
8775300
BROADCOM INC
COMMON STOCK
11135F101
174048
684473SH
DFND
1,2
65706700
BROADRIDGE FINANCIAL SOLUTIONS INC
COMMON STOCK
11133T103
241
2500SH
DFND
1,2
250000
BROOKFIELD ASSET MANAGEMENT INC CL A LTD VTG
COMMON STOCK
112585104
201
5250SH
DFND
1,2
525000
BROOKFIELD PROPERTY PARTNERS LP
COMMON STOCK
G16249107
3
183SH
DFND
1,2
18300
BROWN AND BROWN INC
COMMON STOCK
115236101
2
91SH
DFND
1,2
9100
CABOT MICROELECTRONICS CORP
COMMON STOCK
12709P103
1
10SH
DFND
1,2
1000
CALAMOS STRATEGIC TOTAL RETURN
FUNDS - EQUITY
128125101
56
5332SH
DFND
1,2
533200
CAMDEN NATIONAL CORP
COMMON STOCK
133034108
836
23250SH
DFND
1,2
2325000
CAMDEN PROPERTY TRUST (REIT)
COMMON STOCK
133131102
4419
50184SH
DFND
1,2
5018400
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
7520
101476SH
DFND
1,2
9824600
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
78
1036SH
DFND
1,2
103600
CARMAX INC
COMMON STOCK
143130102
245
3900SH
DFND
1,2
390000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
15
300SH
DFND
1,2
30000
CATCHMARK TIMBER TRUST INC CL A (REIT)
COMMON STOCK
14912Y202
39
5555SH
DFND
1,2
555500
CATERPILLAR INC
COMMON STOCK
149123101
496
3907SH
DFND
1,2
390700
CATHAY GENERAL BANCORP
COMMON STOCK
149150104
297
8843SH
DFND
1,2
884300
CBRE GROUP INC CL A
COMMON STOCK
12504L109
258
6442SH
DFND
1,2
644200
CBS CORP CL B N/V
COMMON STOCK
124857202
314
7189SH
DFND
1,2
718900
CDK GLOBAL INC
COMMON STOCK
12508E101
211
4399SH
DFND
1,2
439900
CEDAR FAIR LP
COMMON STOCK
150185106
82
1727SH
DFND
1,2
172700
CELANESE CORP
COMMON STOCK
150870103
124
1380SH
DFND
1,2
138000
CELGENE CORP
COMMON STOCK
151020104
20
310SH
DFND
1,2
31000
CENTENE CORP
COMMON STOCK
15135B101
168
1459SH
DFND
1,2
145900
CENTERPOINT ENERGY INC
COMMON STOCK
15189T107
2
59SH
DFND
1,2
5900
CENTRAL PACIFIC FINANCIAL CORP
COMMON STOCK
154760409
0
8SH
DFND
1,2
800
CENTURY CASINOS INC
COMMON STOCK
156492100
0
5SH
DFND
1,2
500
CENTURYLINK INC
COMMON STOCK
156700106
60
3950SH
DFND
1,2
395000
CERAGON NETWORKS LTD
COMMON STOCK
M22013102
1
210SH
DFND
1,2
21000
CERNER CORPORATION
COMMON STOCK
156782104
247
4705SH
DFND
1,2
470500
CF INDUSTRIES HOLDINGS INC
COMMON STOCK
125269100
9
201SH
DFND
1,2
20100
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
34
410SH
DFND
1,2
41000
CHARLES SCHWAB CORP
COMMON STOCK
808513105
142
3411SH
DFND
1,2
341100
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
60640
212796SH
DFND
1,2
18849800
CHECK POINT SOFTWARE TECHNOLOGIES LTD
COMMON STOCK
M22465104
33
325SH
DFND
1,2
32500
CHEMOURS CO (THE)
COMMON STOCK
163851108
57
2035SH
DFND
1,2
203500
CHENIERE ENERGY INC
COMMON STOCK
16411R208
368
6214SH
DFND
1,2
621400
CHEVRON CORP
COMMON STOCK
166764100
96481
886854SH
DFND
1,2
82688400
CHIPOTLE MEXICAN GRILL INC
COMMON STOCK
169656105
12857
29777SH
DFND
1,2
2367800
CHUBB LTD
COMMON STOCK
H1467J104
75402
583700SH
DFND
1,2
51939900
CIGNA CORP
COMMON STOCK
125523100
19818
104349SH
DFND
1,2
9328600
CIMAREX ENERGY CO
COMMON STOCK
171798101
24
395SH
DFND
1,2
39500
CINCINNATI FINL CORP
COMMON STOCK
172062101
14
183SH
DFND
1,2
18300
CINTAS CORP
COMMON STOCK
172908105
25
150SH
DFND
1,2
15000
CISCO SYSTEMS INC
COMMON STOCK
17275R102
76948
1775862SH
DFND
1,2
177586200
CITIGROUP INC
COMMON STOCK
172967424
199
3819SH
DFND
1,2
381900
CITRIX SYSTEMS INC
COMMON STOCK
177376100
53
521SH
DFND
1,2
52100
CLOROX CO (THE)
COMMON STOCK
189054109
4651
30171SH
DFND
1,2
3017100
CME GROUP INC CL A
COMMON STOCK
12572Q105
236024
1254645SH
DFND
1,2
119308200
CMS ENERGY CORP
COMMON STOCK
125896100
3038
61196SH
DFND
1,2
6119600
COCA-COLA CO
COMMON STOCK
191216100
57667
1217898SH
DFND
1,2
109018900
COCA-COLA EUROPEAN PARTNERS PLC
COMMON STOCK
G25839104
5
100SH
DFND
1,2
10000
COGNEX CORP
COMMON STOCK
192422103
1
27SH
DFND
1,2
2700
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
5
74SH
DFND
1,2
7400
COHEN AND STEERS INFRASTRUCTURE FUND INC
FUNDS - EQUITY
19248A109
229
11593SH
DFND
1,2
1159300
COLGATE-PALMOLIVE CO
COMMON STOCK
194162103
594
9982SH
DFND
1,2
998200
COMCAST CORP CL A
COMMON STOCK
20030N101
92024
2702606SH
DFND
1,2
242587600
COMMERCE BANCSHARES INC
COMMON STOCK
200525103
118
2102SH
DFND
1,2
210200
CONAGRA BRANDS INC
COMMON STOCK
205887102
5
235SH
DFND
1,2
23500
CONCHO RESOURCES INC
COMMON STOCK
20605P101
60
586SH
DFND
1,2
58600
CONOCOPHILLIPS
COMMON STOCK
20825C104
20582
330108SH
DFND
1,2
26958000
CONSOLIDATED EDISON INC
COMMON STOCK
209115104
5
62SH
DFND
1,2
6200
CONSOLIDATED-TOMOKA LAND CO
COMMON STOCK
210226106
0
4SH
DFND
1,2
400
CONSTELLATION BRANDS INC CL A
COMMON STOCK
21036P108
72
450SH
DFND
1,2
45000
CONTINENTAL BUILDING PRODUCTS INC
COMMON STOCK
211171103
15
580SH
DFND
1,2
58000
COPART INC
COMMON STOCK
217204106
287
6000SH
DFND
1,2
600000
CORE LABORATORIES
COMMON STOCK
N22717107
10
174SH
DFND
1,2
17400
CORNING INC
COMMON STOCK
219350105
109
3621SH
DFND
1,2
362100
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
78871
387172SH
DFND
1,2
35531800
CRA INTERNATIONAL INC
COMMON STOCK
12618T105
0
5SH
DFND
1,2
500
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
119545
1100482SH
DFND
1,2
102095900
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
4818
4579SH
DFND
1,2
457900
CRYOLIFE INC
COMMON STOCK
228903100
1099
38733SH
DFND
1,2
3873300
CSX CORP
COMMON STOCK
126408103
94769
1525338SH
DFND
1,2
141120400
CTS CORP
COMMON STOCK
126501105
7
260SH
DFND
1,2
26000
CULLEN/FROST BANKERS INC
COMMON STOCK
229899109
4
43SH
DFND
1,2
4300
CULP INC
COMMON STOCK
230215105
0
16SH
DFND
1,2
1600
CVB FINANCIAL CORP
COMMON STOCK
126600105
315
15576SH
DFND
1,2
1557600
CVS HEALTH CORP
COMMON STOCK
126650100
484
7381SH
DFND
1,2
738100
DANA INC
COMMON STOCK
235825205
41
3000SH
DFND
1,2
300000
DANAHER CORP
COMMON STOCK
235851102
63020
611132SH
DFND
1,2
56217400
DASAN ZHONE SOLUTIONS INC
COMMON STOCK
23305L206
0
6SH
DFND
1,2
600
DAVITA INC
COMMON STOCK
23918K108
13
247SH
DFND
1,2
24700
DEERE AND CO
COMMON STOCK
244199105
86791
581827SH
DFND
1,2
55791300
DELL TECHNOLOGIES INC CL C
COMMON STOCK
24703L202
3
66SH
DFND
1,2
6600
DELTA AIR LINES INC
COMMON STOCK
247361702
75
1508SH
DFND
1,2
150800
DENNY'S CORP
COMMON STOCK
24869P104
11
673SH
DFND
1,2
67300
DIAGEO PLC ADR
COMMON STOCK
25243Q205
69472
489931SH
DFND
1,2
42859000
DIAMONDBACK ENERGY INC
COMMON STOCK
25278X109
2
17SH
DFND
1,2
1700
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
7328
68778SH
DFND
1,2
6877800
DISCOVER FINANCIAL SERVICES
COMMON STOCK
254709108
28
483SH
DFND
1,2
48300
DOLLAR TREE INC
COMMON STOCK
256746108
344
3811SH
DFND
1,2
381100
DOMINION ENERGY INC
COMMON STOCK
25746U109
49
691SH
DFND
1,2
69100
DOVER DOWNS GAMING AND ENTERTAINMENT
COMMON STOCK
260095104
2
606SH
DFND
1,2
60600
DOVER MOTORSPORTS INC
COMMON STOCK
260174107
5
2583SH
DFND
1,2
258300
DOWDUPONT INC
COMMON STOCK
26078J100
5504
102917SH
DFND
1,2
10291700
DROPBOX INC CL A
COMMON STOCK
26210C104
37
1800SH
DFND
1,2
180000
DSW INC CL A
COMMON STOCK
23334L102
14
549SH
DFND
1,2
54900
DUKE ENERGY CORP
COMMON STOCK
26441C204
184
2132SH
DFND
1,2
213200
DUKE REALTY CORP (REIT)
COMMON STOCK
264411505
872
33684SH
DFND
1,2
3368400
DUN AND BRADSTREET CORP (THE)
COMMON STOCK
26483E100
3276
22951SH
DFND
1,2
2295100
DXC TECHNOLOGY CO
COMMON STOCK
23355L106
32
610SH
DFND
1,2
61000
EASTERLY GOVERNMENT PROPERTIES INC (REIT)
COMMON STOCK
27616P103
8
499SH
DFND
1,2
49900
EASTMAN CHEMICAL CO
COMMON STOCK
277432100
95
1300SH
DFND
1,2
130000
EATON CORP PLC
COMMON STOCK
G29183103
13927
202837SH
DFND
1,2
15892500
EATON VANCE TAX-ADVANTAGED DVD INCOME FD
FUNDS - EQUITY
27828G107
151
7934SH
DFND
1,2
793400
EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCOME FUND
FUNDS - EQUITY
27828N102
44
4330SH
DFND
1,2
433000
EBAY INC
COMMON STOCK
278642103
31
1122SH
DFND
1,2
112200
ECHOSTAR CORP CL A
COMMON STOCK
278768106
0
7SH
DFND
1,2
700
ECOLAB INC
COMMON STOCK
278865100
159
1082SH
DFND
1,2
108200
EDISON INTERNATIONAL
COMMON STOCK
281020107
7643
134625SH
DFND
1,2
13462500
EDWARDS LIFESCIENCES CORP
COMMON STOCK
28176E108
60
391SH
DFND
1,2
39100
ELECTRONIC ARTS
COMMON STOCK
285512109
8366
106019SH
DFND
1,2
10367400
ELI LILLY AND CO
COMMON STOCK
532457108
63533
549025SH
DFND
1,2
50600500
EMCOR GROUP INC
COMMON STOCK
29084Q100
9
153SH
DFND
1,2
15300
EMERSON ELECTRIC CO
COMMON STOCK
291011104
1096
18350SH
DFND
1,2
1835000
ENBRIDGE INC
COMMON STOCK
29250N105
112213
3611630SH
DFND
1,2
341991400
ENERGY TRANSFER LP
COMMON STOCK
29273V100
67
5104SH
DFND
1,2
510400
ENGILITY HOLDINGS INC
COMMON STOCK
29286C107
0
4SH
DFND
1,2
400
ENSCO PLC CL A
COMMON STOCK
G3157S106
3482
978085SH
DFND
1,2
97808500
ENSTAR GROUP LTD
COMMON STOCK
G3075P101
48
286SH
DFND
1,2
28600
ENTERGY CORP
COMMON STOCK
29364G103
235
2730SH
DFND
1,2
273000
EOG RESOURCES INC
COMMON STOCK
26875P101
53754
616373SH
DFND
1,2
57206500
EQT CORP
COMMON STOCK
26884L109
3
184SH
DFND
1,2
18400
EQUIFAX INC
COMMON STOCK
294429105
34037
365479SH
DFND
1,2
33672700
EQUINIX INC (REIT)
COMMON STOCK
29444U700
22479
63758SH
DFND
1,2
5637900
EQUITRANS MIDSTREAM CORP
COMMON STOCK
294600101
3
147SH
DFND
1,2
14700
ERIE INDEMNITY CO CL A
COMMON STOCK
29530P102
15
109SH
DFND
1,2
10900
ESCO TECHNOLOGIES INC
COMMON STOCK
296315104
3
44SH
DFND
1,2
4400
ESSEX PROPERTY TRUST INC (REIT)
COMMON STOCK
297178105
12
50SH
DFND
1,2
5000
ESTEE LAUDER COMPANIES INC (THE) CL A
COMMON STOCK
518439104
116
892SH
DFND
1,2
89200
EVERGY INC
COMMON STOCK
30034W106
9
151SH
DFND
1,2
15100
EVINE LIVE INC CL A
COMMON STOCK
300487105
15
38757SH
DFND
1,2
3875700
EXELON CORP
COMMON STOCK
30161N101
5705
126487SH
DFND
1,2
12648700
EXPEDIA GROUP INC
COMMON STOCK
30212P303
7
61SH
DFND
1,2
6100
EXPEDITORS INTERNATIONAL OF WASH
COMMON STOCK
302130109
2
29SH
DFND
1,2
2900
EXTENDED STAY AMERICA INC (1 ORD SH PLUS 1 B SH)
UNITS
30224P200
0
5SH
DFND
1,2
500
EXXON MOBIL CORP
COMMON STOCK
30231G102
8289
121563SH
DFND
1,2
12156300
FACEBOOK INC CL A
COMMON STOCK
30303M102
35447
270405SH
DFND
1,2
25710100
FEDERAL REALTY INVESTMENT TRUST (REIT)
COMMON STOCK
313747206
9
80SH
DFND
1,2
8000
FEDERAL SIGNAL CORP
COMMON STOCK
313855108
21
1058SH
DFND
1,2
105800
FEDEX CORP
COMMON STOCK
31428X106
997
6179SH
DFND
1,2
617900
FIAT CHRYSLER AUTOMOBILES NV (USD)
COMMON STOCK
N31738102
26
1814SH
DFND
1,2
181400
FIDELITY NATIONAL FINANCIAL INC
COMMON STOCK
31620R303
2
59SH
DFND
1,2
5900
FIDELITY NATIONAL INFORMATION SVS INC
COMMON STOCK
31620M106
168
1634SH
DFND
1,2
163400
FIFTH THIRD BANCORP
COMMON STOCK
316773100
4
167SH
DFND
1,2
16700
FINANCIAL SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y605
188
7904SH
DFND
1,2
790400
FINISAR CORP
COMMON STOCK
31787A507
1
44SH
DFND
1,2
4400
FIREEYE INC
COMMON STOCK
31816Q101
2381
146886SH
DFND
1,2
14688600
FIRST BANCORP INC (THE)
COMMON STOCK
31866P102
894
34000SH
DFND
1,2
3400000
FIRST DATA CORP CL A
COMMON STOCK
32008D106
4
225SH
DFND
1,2
22500
FIRST FOUNDATION INC
COMMON STOCK
32026V104
257
20000SH
DFND
1,2
2000000
FIRST MID-ILLINOIS BANCSHARES INC
COMMON STOCK
320866106
0
325SH
DFND
1,2
32500
FIRST REPUBLIC BANK
COMMON STOCK
33616C100
5453
62751SH
DFND
1,2
6240600
FIRST TRUST DJ INTERNET INDEX FUND
FUNDS - EQUITY
33733E302
224
1924SH
DFND
1,2
192400
FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF
FUNDS - EQUITY
33738R605
25
1000SH
DFND
1,2
100000
FIRST TRUST PFD SECURITIES AND INCME ETF
FUNDS - EQUITY
33739E108
9
495SH
DFND
1,2
49500
FIRST TRUST TACTICAL HIGH YIELD ETF
FUNDS - EQUITY
33738D408
10
230SH
DFND
1,2
23000
FIRSTENERGY CORP
COMMON STOCK
337932107
16
425SH
DFND
1,2
42500
FISERV INC
COMMON STOCK
337738108
127
1730SH
DFND
1,2
173000
FLEX LTD
COMMON STOCK
Y2573F102
3
425SH
DFND
1,2
42500
FLEXSHARES GLOB UPSTREAM NAT RES IDX ETF
FUNDS - EQUITY
33939L407
25
842SH
DFND
1,2
84200
FMC CORP
COMMON STOCK
302491303
680
9200SH
DFND
1,2
920000
FORD MOTOR CO
COMMON STOCK
345370860
38
5000SH
DFND
1,2
500000
FORTINET INC
COMMON STOCK
34959E109
6
90SH
DFND
1,2
9000
FORTIVE CORP
COMMON STOCK
34959J108
193
2848SH
DFND
1,2
284800
FOUR CORNERS PROPERTY TRUST INC (REIT)
COMMON STOCK
35086T109
4
169SH
DFND
1,2
16900
FRONTIER COMMUNICATIONS CORP
COMMON STOCK
35906A306
0
7SH
DFND
1,2
700
G-III APPAREL GROUP LTD
COMMON STOCK
36237H101
2
56SH
DFND
1,2
5600
GARMIN LTD
COMMON STOCK
H2906T109
161
2540SH
DFND
1,2
254000
GARRETT MOTION INC
COMMON STOCK
366505105
2
186SH
DFND
1,2
18600
GARTNER INC
COMMON STOCK
366651107
903
7064SH
DFND
1,2
706400
GCI LIBERTY INC CL A
COMMON STOCK
36164V305
0
5SH
DFND
1,2
500
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
81
518SH
DFND
1,2
51800
GENERAL ELECTRIC CO
COMMON STOCK
369604103
474
62605SH
DFND
1,2
6260500
GENERAL MILLS INC
COMMON STOCK
370334104
10
250SH
DFND
1,2
25000
GENERAL MOTORS COMPANY
COMMON STOCK
37045V100
0
5SH
DFND
1,2
500
GILEAD SCIENCES INC
COMMON STOCK
375558103
71821
1148225SH
DFND
1,2
107895100
GLAXOSMITHKLINE PLC ADR
COMMON STOCK
37733W105
210
5494SH
DFND
1,2
549400
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
46020
446235SH
DFND
1,2
41325700
GLOBAL X MSCI GREECE ETF
FUNDS - EQUITY
37950E366
343
49670SH
DFND
1,2
4967000
GODADDY INC CL A
COMMON STOCK
380237107
114445
1744055SH
DFND
1,2
169321800
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
467
2794SH
DFND
1,2
279400
GOODYEAR TIRE AND RUBBER COMPANY
COMMON STOCK
382550101
3
130SH
DFND
1,2
13000
GREEN DOT CORPORATION CL A
COMMON STOCK
39304D102
48
605SH
DFND
1,2
60500
GRIFOLS SA B ADR
COMMON STOCK
398438408
2445
133190SH
DFND
1,2
13319000
GRUBHUB INC
COMMON STOCK
400110102
81
1061SH
DFND
1,2
106100
HALLIBURTON CO
COMMON STOCK
406216101
3214
120912SH
DFND
1,2
11472200
HARRIS CORP
COMMON STOCK
413875105
6
45SH
DFND
1,2
4500
HARTFORD FINANCIAL SERV GROUP INC (THE)
COMMON STOCK
416515104
119
2686SH
DFND
1,2
268600
HASBRO INC
COMMON STOCK
418056107
23
278SH
DFND
1,2
27800
HCA HEALTHCARE INC
COMMON STOCK
40412C101
22
173SH
DFND
1,2
17300
HDFC BANK LTD ADR
COMMON STOCK
40415F101
65272
630102SH
DFND
1,2
62814700
HEALTHCARE SERVICES GROUP INC
COMMON STOCK
421906108
13
313SH
DFND
1,2
31300
HELMERICH AND PAYNE
COMMON STOCK
423452101
15774
329029SH
DFND
1,2
28507800
HESS CORP
COMMON STOCK
42809H107
9
214SH
DFND
1,2
21400
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
42824C109
72
5487SH
DFND
1,2
548700
HEXCEL CORPORATION
COMMON STOCK
428291108
39254
684578SH
DFND
1,2
62370200
HILTON GRAND VACATIONS INC
COMMON STOCK
43283X105
24
896SH
DFND
1,2
89600
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
97662
1360189SH
DFND
1,2
130615600
HOME DEPOT INC
COMMON STOCK
437076102
2629
15303SH
DFND
1,2
1530300
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
261
1978SH
DFND
1,2
197800
HORMEL FOODS CORP
COMMON STOCK
440452100
7755
181695SH
DFND
1,2
17219500
HOWARD BANCORP INC
COMMON STOCK
442496105
0
12SH
DFND
1,2
1200
HP INC
COMMON STOCK
40434L105
18374
898058SH
DFND
1,2
86734300
HSBC HOLDINGS PLC ADR
COMMON STOCK
404280406
108
2619SH
DFND
1,2
261900
HUAZHU GROUP LTD ADR
COMMON STOCK
44332N106
1604
56010SH
DFND
1,2
5601000
HUBSPOT INC
COMMON STOCK
443573100
6
50SH
DFND
1,2
5000
HUMANA INC
COMMON STOCK
444859102
28904
100894SH
DFND
1,2
7943300
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
39010
3272615SH
DFND
1,2
298829100
HUNTINGTON INGALLS INDUSTRIES INC
COMMON STOCK
446413106
11
57SH
DFND
1,2
5700
IDEX CORP
COMMON STOCK
45167R104
37588
297702SH
DFND
1,2
26921000
IDEXX LABORATORIES INC
COMMON STOCK
45168D104
26
139SH
DFND
1,2
13900
ILLINOIS TOOL WORKS INC
COMMON STOCK
452308109
370
2921SH
DFND
1,2
292100
ILLUMINA INC
COMMON STOCK
452327109
58
192SH
DFND
1,2
19200
INCYTE CORP
COMMON STOCK
45337C102
4343
68292SH
DFND
1,2
6504700
INDEPENDENT BANK GROUP INC
COMMON STOCK
45384B106
21
450SH
DFND
1,2
45000
INGEVITY CORP
COMMON STOCK
45688C107
0
3SH
DFND
1,2
300
INTEGRA LIFESCIENCES HOLDING
COMMON STOCK
457985208
8983
199179SH
DFND
1,2
19818400
INTEL CORP
COMMON STOCK
458140100
63443
1351871SH
DFND
1,2
133961100
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
90112
1196228SH
DFND
1,2
112741200
INTERCONTINENTAL HOTELS GROUP PLC ADR
COMMON STOCK
45857P806
4755
87111SH
DFND
1,2
8711100
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
3202
28170SH
DFND
1,2
2817000
INTERPUBLIC GROUP OF COMPANIES INC
COMMON STOCK
460690100
5
264SH
DFND
1,2
26400
INTUIT
COMMON STOCK
461202103
99
501SH
DFND
1,2
50100
INVESCO AEROSPACE AND DEFENSE ETF
FUNDS - EQUITY
46137V100
43
862SH
DFND
1,2
86200
INVESCO DIVIDEND ACHIEVERS ETF
FUNDS - EQUITY
46137V506
334
13500SH
DFND
1,2
1350000
INVESCO DWA MOMENTUM ETF
FUNDS - EQUITY
46137V837
17
350SH
DFND
1,2
35000
INVESCO LTD
COMMON STOCK
G491BT108
3
203SH
DFND
1,2
20300
INVESCO QQQ TRUST SERIES 1
FUNDS - EQUITY
46090E103
193
1249SH
DFND
1,2
124900
INVESCO SANDP 500 EQUAL WEIGHT ETF
FUNDS - EQUITY
46137V357
147
1608SH
DFND
1,2
160800
INVESCO SANDP 500 LOW VOLATILITY ETF
FUNDS - EQUITY
46138E354
51
1100SH
DFND
1,2
110000
INVESCO SANDP SMALLCAP LOW VOLATILITY ETF
FUNDS - EQUITY
46138G102
30
700SH
DFND
1,2
70000
IPASS INC
COMMON STOCK
46261V306
1
703SH
DFND
1,2
70300
IROBOT CORP
COMMON STOCK
462726100
10840
129452SH
DFND
1,2
12945200
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
17338
534973SH
DFND
1,2
42052900
ISHARES 1-3 YEAR TREASURY BOND ETF
FUNDS - EQUITY
464287457
34
401SH
DFND
1,2
40100
ISHARES CORE MSCI EAFE ETF
FUNDS - EQUITY
46432F842
92
1671SH
DFND
1,2
167100
ISHARES CORE MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
46434G103
69
1465SH
DFND
1,2
146500
ISHARES CORE SANDP 500 ETF
FUNDS - EQUITY
464287200
152
606SH
DFND
1,2
60600
ISHARES CORE SANDP MIDCAP ETF
FUNDS - EQUITY
464287507
550
3311SH
DFND
1,2
331100
ISHARES CORE SANDP SMALL-CAP ETF
FUNDS - EQUITY
464287804
153
2212SH
DFND
1,2
221200
ISHARES EDGE MSCI MIN VOL USA ETF
FUNDS - EQUITY
46429B697
50
950SH
DFND
1,2
95000
ISHARES EDGE MSCI USA MOMENTUM FCTR ETF
FUNDS - EQUITY
46432F396
1
6SH
DFND
1,2
600
ISHARES EDGE MSCI USA QUALITY FACTOR ETF
FUNDS - EQUITY
46432F339
31
409SH
DFND
1,2
40900
ISHARES EDGE MSCI USA VALUE FACTOR ETF
FUNDS - EQUITY
46432F388
21
296SH
DFND
1,2
29600
ISHARES GOLD TRUST
FUNDS - EQUITY
464285105
3651
297085SH
DFND
1,2
29708500
ISHARES INTERNATIONAL SELECT DVD ETF
FUNDS - EQUITY
464288448
120
4179SH
DFND
1,2
417900
ISHARES MICRO-CAP ETF
FUNDS - EQUITY
464288869
45
540SH
DFND
1,2
54000
ISHARES MSCI ACWI ETF
FUNDS - EQUITY
464288257
64
1000SH
DFND
1,2
100000
ISHARES MSCI AUSTRALIA ETF
FUNDS - EQUITY
464286103
6
328SH
DFND
1,2
32800
ISHARES MSCI CANADA ETF
FUNDS - EQUITY
464286509
21
880SH
DFND
1,2
88000
ISHARES MSCI EAFE ETF
FUNDS - EQUITY
464287465
18124
308344SH
DFND
1,2
30834400
ISHARES MSCI EAFE SMALL-CAP ETF
FUNDS - EQUITY
464288273
75
1452SH
DFND
1,2
145200
ISHARES MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
464287234
577
14761SH
DFND
1,2
1476100
ISHARES MSCI JAPAN ETF
FUNDS - EQUITY
46434G822
56
1110SH
DFND
1,2
111000
ISHARES MSCI PACIFIC EX JAPAN ETF
FUNDS - EQUITY
464286665
59
1440SH
DFND
1,2
144000
ISHARES NATIONAL MUNI BOND ETF
FUNDS - EQUITY
464288414
71
649SH
DFND
1,2
64900
ISHARES RUSSELL 1000 ETF
FUNDS - EQUITY
464287622
68
491SH
DFND
1,2
49100
ISHARES RUSSELL 1000 GROWTH ETF
FUNDS - EQUITY
464287614
44
334SH
DFND
1,2
33400
ISHARES RUSSELL 1000 VALUE ETF
FUNDS - EQUITY
464287598
441
3967SH
DFND
1,2
396700
ISHARES RUSSELL 2000 GROWTH ETF
FUNDS - EQUITY
464287648
465
2768SH
DFND
1,2
276800
ISHARES RUSSELL MID-CAP ETF
FUNDS - EQUITY
464287499
33
700SH
DFND
1,2
70000
ISHARES RUSSELL MID-CAP GROWTH ETF
FUNDS - EQUITY
464287481
89
782SH
DFND
1,2
78200
ISHARES RUSSELL MID-CAP VALUE ETF
FUNDS - EQUITY
464287473
85
1112SH
DFND
1,2
111200
ISHARES SANDP 500 VALUE ETF
FUNDS - EQUITY
464287408
49
488SH
DFND
1,2
48800
ISHARES SANDP SMALL-CAP 600 GROWTH ETF
FUNDS - EQUITY
464287887
146
903SH
DFND
1,2
90300
ISHARES SANDP SMALL-CAP 600 VALUE ETF
FUNDS - EQUITY
464287879
128
971SH
DFND
1,2
97100
ISHARES SELECT DIVIDEND ETF
FUNDS - EQUITY
464287168
143
1600SH
DFND
1,2
160000
ISHARES TIPS BOND ETF
FUNDS - EQUITY
464287176
24
216SH
DFND
1,2
21600
ISHARES US INDUSTRIALS ETF
FUNDS - EQUITY
464287754
100
776SH
DFND
1,2
77600
ISHARES US PREFERRED STOCK ETF
FUNDS - EQUITY
464288687
103
3000SH
DFND
1,2
300000
J.B. HUNT TRANSPORT SERVICES INC
COMMON STOCK
445658107
37
402SH
DFND
1,2
40200
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
103336
816760SH
DFND
1,2
72943500
JACOBS ENGR GROUP
COMMON STOCK
469814107
2021
34564SH
DFND
1,2
3456400
JBG SMITH PROPERTIES (REIT)
COMMON STOCK
46590V100
23
665SH
DFND
1,2
66500
JOHN BEAN TECHNOLOGIES
COMMON STOCK
477839104
96
1336SH
DFND
1,2
133600
JOHNSON AND JOHNSON
COMMON STOCK
478160104
52518
406957SH
DFND
1,2
37973800
JPMORGAN ALERIAN MLP INDEX ETN
FUNDS - EQUITY
46625H365
917
41100SH
DFND
1,2
4110000
JPMORGAN BETABUILDERS CANADA ETF
FUNDS - EQUITY
46641Q696
28
1355SH
DFND
1,2
135500
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
119793
1227134SH
DFND
1,2
114900000
JUMEI INTERNATIONAL A ADR
COMMON STOCK
48138L107
11
6038SH
DFND
1,2
603800
JUNIPER NETWORKS INC
COMMON STOCK
48203R104
94
3480SH
DFND
1,2
348000
KADANT INC
COMMON STOCK
48282T104
12
153SH
DFND
1,2
15300
KAISER ALUMINUM
COMMON STOCK
483007704
1
12SH
DFND
1,2
1200
KAR AUCTION SERVICES INC
COMMON STOCK
48238T109
14
300SH
DFND
1,2
30000
KELLOGG CO
COMMON STOCK
487836108
5
95SH
DFND
1,2
9500
KEURIG DR PEPPER INC
COMMON STOCK
49271V100
32
1262SH
DFND
1,2
126200
KEYCORP
COMMON STOCK
493267108
37
2516SH
DFND
1,2
251600
KIMBERLY-CLARK CORP
COMMON STOCK
494368103
430
3771SH
DFND
1,2
377100
KIMCO REALTY CORP (REIT)
COMMON STOCK
49446R109
29
2000SH
DFND
1,2
200000
KINDER MORGAN INC
COMMON STOCK
49456B101
13
818SH
DFND
1,2
81800
KONINKLIJKE PHILIPS NV (USD)
COMMON STOCK
500472303
26
733SH
DFND
1,2
73300
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
250
5818SH
DFND
1,2
581800
KRATOS DEFENSE AND SECURITY SOLUTIONS INC
COMMON STOCK
50077B207
0
29SH
DFND
1,2
2900
KROGER CO
COMMON STOCK
501044101
47
1700SH
DFND
1,2
170000
L3 TECHNOLOGIES INC
COMMON STOCK
502413107
14
82SH
DFND
1,2
8200
LAM RESEARCH CORP
COMMON STOCK
512807108
9
63SH
DFND
1,2
6300
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
4
60SH
DFND
1,2
6000
LANDMARK INFRASTRUCTURE PARTNERS LP
COMMON STOCK
51508J108
0
13SH
DFND
1,2
1300
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
91435
1756670SH
DFND
1,2
174682100
LEAR CORP
COMMON STOCK
521865204
22
181SH
DFND
1,2
18100
LENDINGTREE INC
COMMON STOCK
52603B107
3
13SH
DFND
1,2
1300
LENNAR CORP CL A
COMMON STOCK
526057104
23
575SH
DFND
1,2
57500
LENNAR CORP CL B
COMMON STOCK
526057302
0
11SH
DFND
1,2
1100
LENNOX INTERNATIONAL INC
COMMON STOCK
526107107
15
67SH
DFND
1,2
6700
LEXINGTON REALTY TRUST (REIT)
COMMON STOCK
529043101
177
21509SH
DFND
1,2
2150900
LIBERTY PROPERTY TRUST (REIT)
COMMON STOCK
531172104
147
3500SH
DFND
1,2
350000
LIFETIME BRANDS INC
COMMON STOCK
53222Q103
0
6SH
DFND
1,2
600
LINCOLN NATIONAL CORP
COMMON STOCK
534187109
25
480SH
DFND
1,2
48000
LINDE PLC
COMMON STOCK
G5494J103
35212
225663SH
DFND
1,2
19522400
LIVE NATION ENTERTAINMENT INC
COMMON STOCK
538034109
65
1327SH
DFND
1,2
132700
LKQ CORP
COMMON STOCK
501889208
17
700SH
DFND
1,2
70000
LLOYDS BANKING GROUP PLC ADR
COMMON STOCK
539439109
1457
569075SH
DFND
1,2
56907500
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
5838
22296SH
DFND
1,2
2117100
LOGMEIN INC
COMMON STOCK
54142L109
7
89SH
DFND
1,2
8900
LORAL SPACE AND COMMUNICATIONS INC
COMMON STOCK
543881106
1
15SH
DFND
1,2
1500
LOWES COMPANIES INC
COMMON STOCK
548661107
187
2029SH
DFND
1,2
202900
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
2
15SH
DFND
1,2
1500
LUMENTUM HOLDINGS INC
COMMON STOCK
55024U109
1
24SH
DFND
1,2
2400
LUXOTTICA GRP ADR
COMMON STOCK
55068R202
53
900SH
DFND
1,2
90000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
N53745100
22
260SH
DFND
1,2
26000
MACY'S INC
COMMON STOCK
55616P104
65
2190SH
DFND
1,2
219000
MAGELLAN HEALTH INC
COMMON STOCK
559079207
0
4SH
DFND
1,2
400
MANDT BANK CORP
COMMON STOCK
55261F104
127
890SH
DFND
1,2
89000
MARATHON OIL CORP
COMMON STOCK
565849106
32
2228SH
DFND
1,2
222800
MARATHON PETROLEUM CORP
COMMON STOCK
56585A102
154
2614SH
DFND
1,2
261400
MARINE PRODUCTS CORP
COMMON STOCK
568427108
4
250SH
DFND
1,2
25000
MARINUS PHARMACEUTICALS INC
COMMON STOCK
56854Q101
12
4120SH
DFND
1,2
412000
MARKEL CORP
COMMON STOCK
570535104
260
250SH
DFND
1,2
25000
MARKETAXESS HOLDINGS INC
COMMON STOCK
57060D108
53
253SH
DFND
1,2
25300
MARRIOTT INTERNATIONAL INC CL A
COMMON STOCK
571903202
277
2551SH
DFND
1,2
255100
MARRIOTT VACATIONS WORLDWIDE CORP
COMMON STOCK
57164Y107
1
12SH
DFND
1,2
1200
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
89745
1125330SH
DFND
1,2
100793100
MARTIN MARIETTA MATERIALS INC
COMMON STOCK
573284106
14
82SH
DFND
1,2
8200
MASCO CORP
COMMON STOCK
574599106
12
401SH
DFND
1,2
40100
MASTERCARD INC CL A
COMMON STOCK
57636Q104
1323
7014SH
DFND
1,2
701400
MAXIMUS INC
COMMON STOCK
577933104
15
231SH
DFND
1,2
23100
MCDONALDS CORP
COMMON STOCK
580135101
2547
14345SH
DFND
1,2
1434500
MCGRATH RENTCORP
COMMON STOCK
580589109
17
336SH
DFND
1,2
33600
MEDTRONIC PLC
COMMON STOCK
G5960L103
16283
179018SH
DFND
1,2
14654500
MELLANOX TECHNOLOGIES LTD
COMMON STOCK
M51363113
75
808SH
DFND
1,2
80800
MERCADOLIBRE INC
COMMON STOCK
58733R102
12405
42359SH
DFND
1,2
4024900
MERCK AND CO INC
COMMON STOCK
58933Y105
42439
555414SH
DFND
1,2
49240300
METHANEX CORP (USD)
COMMON STOCK
59151K108
2
45SH
DFND
1,2
4500
METLIFE INC
COMMON STOCK
59156R108
6
152SH
DFND
1,2
15200
METTLER-TOLEDO INTERNATIONAL INC
COMMON STOCK
592688105
53
93SH
DFND
1,2
9300
MFA FINANCIAL INC (REIT)
COMMON STOCK
55272X102
0
3SH
DFND
1,2
300
MGM RESORTS INTERNATIONAL
COMMON STOCK
552953101
16
665SH
DFND
1,2
66500
MICRO FOCUS INTERNATIONAL PLC ADR
COMMON STOCK
594837304
7076
411160SH
DFND
1,2
38935000
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
31279
434915SH
DFND
1,2
43491500
MICRON TECHNOLOGY INC
COMMON STOCK
595112103
17
521SH
DFND
1,2
52100
MICROSOFT CORP
COMMON STOCK
594918104
150100
1477801SH
DFND
1,2
133877400
MIDDLESEX WATER CO
COMMON STOCK
596680108
534
10000SH
DFND
1,2
1000000
MOHAWK INDS INC
COMMON STOCK
608190104
6
51SH
DFND
1,2
5100
MOLSON COORS BREWING COMPANY CL B (LIMITED VOTING)
COMMON STOCK
60871R209
39
698SH
DFND
1,2
69800
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
59222
1479444SH
DFND
1,2
140688900
MONOLITHIC POWER SYSTEMS INC
COMMON STOCK
609839105
37
315SH
DFND
1,2
31500
MONSTER BEVERAGE CORP
COMMON STOCK
61174X109
30
616SH
DFND
1,2
61600
MOODYS CORP
COMMON STOCK
615369105
85332
609343SH
DFND
1,2
58323500
MORGAN STANLEY
COMMON STOCK
617446448
77
1953SH
DFND
1,2
195300
MOTOROLA SOLUTIONS INC
COMMON STOCK
620076307
12
104SH
DFND
1,2
10400
MRC GLOBAL INC
COMMON STOCK
55345K103
0
8SH
DFND
1,2
800
MSCI INC
COMMON STOCK
55354G100
2776
18830SH
DFND
1,2
1748300
MUELLER WATER PRODUCTS INC CL A
COMMON STOCK
624758108
0
8SH
DFND
1,2
800
MURPHY USA INC
COMMON STOCK
626755102
10
135SH
DFND
1,2
13500
NASDAQ INC
COMMON STOCK
631103108
18936
232147SH
DFND
1,2
20061400
NATIONAL BANK HOLDINGS CORP CL A
COMMON STOCK
633707104
11
372SH
DFND
1,2
37200
NATIONAL GENERAL HOLDINGS CORP
COMMON STOCK
636220303
13
531SH
DFND
1,2
53100
NATIONAL GRID PLC ADR
COMMON STOCK
636274409
3065
63875SH
DFND
1,2
6355500
NCR CORPORATION
COMMON STOCK
62886E108
1
64SH
DFND
1,2
6400
NEENAH INC
COMMON STOCK
640079109
3
52SH
DFND
1,2
5200
NETAPP INC
COMMON STOCK
64110D104
36021
603676SH
DFND
1,2
60367600
NETFLIX INC
COMMON STOCK
64110L106
215
803SH
DFND
1,2
80300
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
3401
47624SH
DFND
1,2
4505400
NEWELL BRANDS INC
COMMON STOCK
651229106
2
133SH
DFND
1,2
13300
NEWMONT MINING CORP
COMMON STOCK
651639106
4
110SH
DFND
1,2
11000
NEWS CORP CL A (LIMITED VOTING)
COMMON STOCK
65249B109
0
4SH
DFND
1,2
400
NEWS CORP CL B
COMMON STOCK
65249B208
16
1413SH
DFND
1,2
141300
NEXSTAR MEDIA GROUP INC
COMMON STOCK
65336K103
21
261SH
DFND
1,2
26100
NEXTERA ENERGY INC
COMMON STOCK
65339F101
5550
31928SH
DFND
1,2
3046800
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
14
606SH
DFND
1,2
60600
NIKE INC CL B
COMMON STOCK
654106103
43911
592270SH
DFND
1,2
51711900
NISOURCE INC
COMMON STOCK
65473P105
317
12500SH
DFND
1,2
1250000
NOAH HOLDINGS LTD CL A ADR
COMMON STOCK
65487X102
561
12956SH
DFND
1,2
1295600
NOKIA CORP ADR
COMMON STOCK
654902204
245
42085SH
DFND
1,2
4208500
NORDSTROM INC
COMMON STOCK
655664100
46
984SH
DFND
1,2
98400
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
14690
98234SH
DFND
1,2
8209500
NORTH EUROPEAN OIL ROYALTY TRUST
COMMON STOCK
659310106
81
14000SH
DFND
1,2
1400000
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
49718
203012SH
DFND
1,2
18099300
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
426
10038SH
DFND
1,2
1003800
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
4416
51466SH
DFND
1,2
5146600
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
20282
440238SH
DFND
1,2
44023800
NUANCE COMMUNICATIONS INC
COMMON STOCK
67020Y100
1
46SH
DFND
1,2
4600
NUCOR CORP
COMMON STOCK
670346105
3
66SH
DFND
1,2
6600
NUTRIEN LTD (USD)
COMMON STOCK
67077M108
37154
791023SH
DFND
1,2
78767700
NVIDIA CORP
COMMON STOCK
67066G104
23540
176327SH
DFND
1,2
17632700
NXP SEMICONDUCTORS NV
COMMON STOCK
N6596X109
0
5SH
DFND
1,2
500
O'REILLY AUTOMOTIVE INC
COMMON STOCK
67103H107
34
98SH
DFND
1,2
9800
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
11056
180127SH
DFND
1,2
17632200
OCEANFIRST FINANCIAL CORP
COMMON STOCK
675234108
24
1088SH
DFND
1,2
108800
OFFICE DEPOT INC
COMMON STOCK
676220106
16
6337SH
DFND
1,2
633700
OLD DOMINION FREIGHT LINE INC
COMMON STOCK
679580100
75
609SH
DFND
1,2
60900
OMNICELL INC
COMMON STOCK
68213N109
8
135SH
DFND
1,2
13500
OMNICOM GROUP INC
COMMON STOCK
681919106
7
100SH
DFND
1,2
10000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
4
242SH
DFND
1,2
24200
ONEOK INC
COMMON STOCK
682680103
50
930SH
DFND
1,2
93000
ORACLE CORP
COMMON STOCK
68389X105
35769
792226SH
DFND
1,2
79222600
PACCAR INC
COMMON STOCK
693718108
5
90SH
DFND
1,2
9000
PACIFIC PREMIER BANCORP INC
COMMON STOCK
69478X105
5
206SH
DFND
1,2
20600
PACKAGING CORP OF AMERICA
COMMON STOCK
695156109
3
36SH
DFND
1,2
3600
PALO ALTO NETWORKS INC
COMMON STOCK
697435105
17108
90832SH
DFND
1,2
9083200
PAYCHEX INC
COMMON STOCK
704326107
168
2572SH
DFND
1,2
257200
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
314
3733SH
DFND
1,2
373300
PEBBLEBROOK HOTEL TRUST (REIT)
COMMON STOCK
70509V100
142
5000SH
DFND
1,2
500000
PEPSICO INC
COMMON STOCK
713448108
2120
19189SH
DFND
1,2
1918900
PERSPECTA INC
COMMON STOCK
715347100
5
286SH
DFND
1,2
28600
PFIZER INC
COMMON STOCK
717081103
11769
269620SH
DFND
1,2
26962000
PGANDE CORP
COMMON STOCK
69331C108
13
539SH
DFND
1,2
53900
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
73827
1105864SH
DFND
1,2
99904900
PHILLIPS 66
COMMON STOCK
718546104
259
3003SH
DFND
1,2
300300
PIPER JAFFRAY COS INC
COMMON STOCK
724078100
0
1SH
DFND
1,2
100
PIXELWORKS INC
COMMON STOCK
72581M305
1
409SH
DFND
1,2
40900
PJT PARTNERS INC CL A
COMMON STOCK
69343T107
0
5SH
DFND
1,2
500
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
373
3191SH
DFND
1,2
319100
POLYONE CORP
COMMON STOCK
73179P106
2
68SH
DFND
1,2
6800
POPULAR INC
COMMON STOCK
733174700
6
131SH
DFND
1,2
13100
POST HOLDINGS INC
COMMON STOCK
737446104
0
3SH
DFND
1,2
300
POTLATCHDELTIC CORP (REIT)
COMMON STOCK
737630103
0
14SH
DFND
1,2
1400
PPG INDUSTRIES INC
COMMON STOCK
693506107
1145
11200SH
DFND
1,2
1120000
PPL CORP
COMMON STOCK
69351T106
139
4913SH
DFND
1,2
491300
PRIMERICA INC
COMMON STOCK
74164M108
14
142SH
DFND
1,2
14200
PRINCIPAL FINANCIAL GROUP
COMMON STOCK
74251V102
216
4881SH
DFND
1,2
488100
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
43744
475890SH
DFND
1,2
40863900
PROGRESSIVE CORP (THE)
COMMON STOCK
743315103
1880
31164SH
DFND
1,2
3116400
PROLOGIS INC (REIT)
COMMON STOCK
74340W103
423
7200SH
DFND
1,2
720000
PROVIDENCE SERVICE CORP
COMMON STOCK
743815102
12
195SH
DFND
1,2
19500
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
12
153SH
DFND
1,2
15300
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
7035
198904SH
DFND
1,2
19890400
PUBLIC SERVICE ENTERPRISE GROUP INC
COMMON STOCK
744573106
118
2264SH
DFND
1,2
226400
PULTEGROUP INC
COMMON STOCK
745867101
1363
52425SH
DFND
1,2
5242500
PVH CORP
COMMON STOCK
693656100
3
33SH
DFND
1,2
3300
QUALCOMM INC
COMMON STOCK
747525103
44484
781650SH
DFND
1,2
73281400
QUANTA SERVICES INC
COMMON STOCK
74762E102
5
160SH
DFND
1,2
16000
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
5
66SH
DFND
1,2
6600
QUICKLOGIC CORP
COMMON STOCK
74837P108
0
22SH
DFND
1,2
2200
QURATE RETAIL INC SER A
COMMON STOCK
74915M100
6
289SH
DFND
1,2
28900
RAYTHEON COMPANY
COMMON STOCK
755111507
504
3288SH
DFND
1,2
328800
REAL ESTATE SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y860
3
82SH
DFND
1,2
8200
RED HAT INC
COMMON STOCK
756577102
56
320SH
DFND
1,2
32000
REGIONS FINANCIAL CORP
COMMON STOCK
7591EP100
210
15725SH
DFND
1,2
1572500
RELIANT BANCORP INC
COMMON STOCK
75956B101
161
7000SH
DFND
1,2
700000
RELX PLC ADR
COMMON STOCK
759530108
3000
146179SH
DFND
1,2
14617900
RENAISSANCERE HOLDINGS LTD
COMMON STOCK
G7496G103
19703
147370SH
DFND
1,2
14673500
RENASANT CORPORATION
COMMON STOCK
75970E107
4
144SH
DFND
1,2
14400
REPUBLIC SERVICES INC
COMMON STOCK
760759100
317
4400SH
DFND
1,2
440000
RESIDEO TECHNOLOGIES INC
COMMON STOCK
76118Y104
6
316SH
DFND
1,2
31600
REVLON INC CL A
COMMON STOCK
761525609
2
90SH
DFND
1,2
9000
RIGEL PHARMACEUTICALS INC
COMMON STOCK
766559603
0
46SH
DFND
1,2
4600
RINGCENTRAL INC CL A
COMMON STOCK
76680R206
1539
18671SH
DFND
1,2
1867100
RIO TINTO PLC ADR
COMMON STOCK
767204100
3404
70218SH
DFND
1,2
7021800
RLI CORP
COMMON STOCK
749607107
125
1808SH
DFND
1,2
180800
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
13
84SH
DFND
1,2
8400
ROLLINS INC
COMMON STOCK
775711104
161
4447SH
DFND
1,2
444700
ROPER TECHNOLOGIES INC
COMMON STOCK
776696106
47
175SH
DFND
1,2
17500
ROSS STORES INC
COMMON STOCK
778296103
134
1606SH
DFND
1,2
160600
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
4
45SH
DFND
1,2
4500
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
551
9452SH
DFND
1,2
945200
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
107669
1796284SH
DFND
1,2
173825300
ROYCE VALUE TRUST INC
FUNDS - EQUITY
780910105
4
335SH
DFND
1,2
33500
RPC INC
COMMON STOCK
749660106
49
4979SH
DFND
1,2
497900
RPM INTERNATIONAL INC
COMMON STOCK
749685103
81
1380SH
DFND
1,2
138000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
22277
312267SH
DFND
1,2
30761700
SALESFORCE.COM INC
COMMON STOCK
79466L302
912
6656SH
DFND
1,2
665600
SANDP GLOBAL INC
COMMON STOCK
78409V104
172
1012SH
DFND
1,2
101200
SANOFI ADR
COMMON STOCK
80105N105
87
2000SH
DFND
1,2
200000
SAP SE ADR
COMMON STOCK
803054204
12959
130174SH
DFND
1,2
13017400
SARATOGA INVESTMENT CORP
COMMON STOCK
80349A208
20
1000SH
DFND
1,2
100000
SCHLUMBERGER LTD
COMMON STOCK
806857108
63709
1765779SH
DFND
1,2
162581100
SCIENCE APPLICATIONS INTERNATIONAL CORP
COMMON STOCK
808625107
3
54SH
DFND
1,2
5400
SEADRILL LTD (USD)
COMMON STOCK
G7998G106
0
21SH
DFND
1,2
2100
SEAGATE TECHNOLOGY PLC
COMMON STOCK
G7945M107
6
153SH
DFND
1,2
15300
SEATTLE GENETICS INC
COMMON STOCK
812578102
63381
1118626SH
DFND
1,2
103216600
SEMPRA ENERGY
COMMON STOCK
816851109
60546
559624SH
DFND
1,2
50020900
SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21
CONV PREFRD STCK
816851406
2983
31359SH
DFND
1,2
3135900
SENECA FOODS CORP CL A
COMMON STOCK
817070501
147
5200SH
DFND
1,2
520000
SENECA FOODS CORP CL B
COMMON STOCK
817070105
147
5200SH
DFND
1,2
520000
SERVICENOW INC
COMMON STOCK
81762P102
5810
32630SH
DFND
1,2
3263000
SHAKE SHACK INC CL A
COMMON STOCK
819047101
774
17050SH
DFND
1,2
1705000
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
7083
18003SH
DFND
1,2
1703800
SHIRE PLC ADR
COMMON STOCK
82481R106
131
750SH
DFND
1,2
75000
SIMPSON MANUFACTURING CO INC
COMMON STOCK
829073105
18
341SH
DFND
1,2
34100
SIRIUS XM HOLDINGS INC
COMMON STOCK
82968B103
11
2000SH
DFND
1,2
200000
SONOCO PRODUCTS CO
COMMON STOCK
835495102
4
78SH
DFND
1,2
7800
SONY CORP ADR
COMMON STOCK
835699307
45
930SH
DFND
1,2
93000
SOUTHERN CO
COMMON STOCK
842587107
820
18669SH
DFND
1,2
1866900
SPDR DJIA ETF TRUST
FUNDS - EQUITY
78467X109
70
300SH
DFND
1,2
30000
SPDR DOW JONES INTL REAL ESTATE ETF
FUNDS - EQUITY
78463X863
5
146SH
DFND
1,2
14600
SPDR GOLD SHARES
FUNDS - EQUITY
78463V107
689
5680SH
DFND
1,2
568000
SPDR SANDP 500 ETF TRUST
FUNDS - EQUITY
78462F103
15027
60127SH
DFND
1,2
6012700
SPDR SANDP DIVIDEND ETF
FUNDS - EQUITY
78464A763
149
1670SH
DFND
1,2
167000
SPDR SANDP MIDCAP 400 ETF TRUST
FUNDS - EQUITY
78467Y107
156
514SH
DFND
1,2
51400
SPECTRUM BRANDS HOLDINGS INC
COMMON STOCK
84790A105
0
8SH
DFND
1,2
800
SPIRIT REALTY CAPITAL INC (REIT)
COMMON STOCK
84860W300
0
2SH
DFND
1,2
200
SPLUNK INC
COMMON STOCK
848637104
8
72SH
DFND
1,2
7200
SPRINT CORP
COMMON STOCK
85207U105
126
21625SH
DFND
1,2
2162500
SQUARE INC CL A
COMMON STOCK
852234103
9
155SH
DFND
1,2
15500
STANLEY BLACK AND DECKER INC
COMMON STOCK
854502101
216
1800SH
DFND
1,2
180000
STAR GROUP LP
COMMON STOCK
85512C105
0
21SH
DFND
1,2
2100
STARBUCKS CORP
COMMON STOCK
855244109
24350
378105SH
DFND
1,2
36951000
STATE STREET CORP
COMMON STOCK
857477103
8392
133062SH
DFND
1,2
13051700
STEEL DYNAMICS INC
COMMON STOCK
858119100
43
1441SH
DFND
1,2
144100
STRYKER CORP
COMMON STOCK
863667101
191
1219SH
DFND
1,2
121900
SUMITOMO MITSUI FINANCIAL GROUP ADR
COMMON STOCK
86562M209
83
12752SH
DFND
1,2
1275200
SUN LIFE FINANCIAL INC (USD)
COMMON STOCK
866796105
8
250SH
DFND
1,2
25000
SUNCOR ENERGY INC (USD)
COMMON STOCK
867224107
332
11869SH
DFND
1,2
1186900
SUNTRUST BANKS INC
COMMON STOCK
867914103
89
1766SH
DFND
1,2
176600
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
32920
173338SH
DFND
1,2
15685000
SYKES ENTERPRISES INC
COMMON STOCK
871237103
279
11265SH
DFND
1,2
1126500
SYMANTEC CORP
COMMON STOCK
871503108
1
60SH
DFND
1,2
6000
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
3
120SH
DFND
1,2
12000
SYNOVUS FINANCIAL CORP
COMMON STOCK
87161C501
37
1155SH
DFND
1,2
115500
SYSCO CORP
COMMON STOCK
871829107
869
13875SH
DFND
1,2
1387500
T ROWE PRICE GROUP INC
COMMON STOCK
74144T108
3464
37519SH
DFND
1,2
3751900
T-MOBILE US INC
COMMON STOCK
872590104
130
2045SH
DFND
1,2
204500
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
189796
5142117SH
DFND
1,2
512336200
TARGET CORP
COMMON STOCK
87612E106
50
755SH
DFND
1,2
75500
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
171
2258SH
DFND
1,2
225800
TECHNOLOGY SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y803
26
422SH
DFND
1,2
42200
TECK RESOURCES LTD CL B S/V (USD)
COMMON STOCK
878742204
8
360SH
DFND
1,2
36000
TELEFONAKTIEBOLAGET LM ERICSSON CL B ADR
COMMON STOCK
294821608
1354
152626SH
DFND
1,2
15262600
TELEFONICA SA ADR
COMMON STOCK
879382208
0
34SH
DFND
1,2
3400
TERADATA CORP
COMMON STOCK
88076W103
5
129SH
DFND
1,2
12900
TERADYNE INC
COMMON STOCK
880770102
4
129SH
DFND
1,2
12900
TESLA INC
COMMON STOCK
88160R101
13
38SH
DFND
1,2
3800
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
45894
485649SH
DFND
1,2
42639200
TFS FINANCIAL CORP
COMMON STOCK
87240R107
10
611SH
DFND
1,2
61100
THE J.M. SMUCKER CO
COMMON STOCK
832696405
3
30SH
DFND
1,2
3000
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
490
2189SH
DFND
1,2
218900
THOMSON REUTERS CORP (USD)
COMMON STOCK
884903709
121
2496SH
DFND
1,2
249600
TIVO CORP
COMMON STOCK
88870P106
0
50SH
DFND
1,2
5000
TJX COMPANIES INC (THE)
COMMON STOCK
872540109
40
888SH
DFND
1,2
88800
TOCAGEN INC
COMMON STOCK
888846102
297
36231SH
DFND
1,2
3623100
TORONTO DOMINION BANK (THE) (USD)
COMMON STOCK
891160509
15055
302802SH
DFND
1,2
29521200
TOTAL SA ADR
COMMON STOCK
89151E109
3345
64098SH
DFND
1,2
6409800
TRANSDIGM GROUP INC
COMMON STOCK
893641100
50989
149940SH
DFND
1,2
13926100
TRANSOCEAN LTD (USD)
COMMON STOCK
H8817H100
1
200SH
DFND
1,2
20000
TRAVELERS COMPANIES INC
COMMON STOCK
89417E109
361
3016SH
DFND
1,2
301600
TRI-CONTINENTAL CORP
FUNDS - EQUITY
895436103
55
2340SH
DFND
1,2
234000
TRIMBLE INC
COMMON STOCK
896239100
5574
169361SH
DFND
1,2
16061600
TRISTATE CAPITAL HOLDINGS INC
COMMON STOCK
89678F100
0
10SH
DFND
1,2
1000
TRIUMPH BANCORP INC
COMMON STOCK
89679E300
4
121SH
DFND
1,2
12100
TUPPERWARE BRANDS CORP
COMMON STOCK
899896104
11
360SH
DFND
1,2
36000
TWENTY-FIRST CENTURY FOX INC CL A (LIMITED VOTING)
COMMON STOCK
90130A101
8
161SH
DFND
1,2
16100
TWENTY-FIRST CENTURY FOX INC CL B
COMMON STOCK
90130A200
194
4052SH
DFND
1,2
405200
TWILIO INC CL A
COMMON STOCK
90138F102
11
125SH
DFND
1,2
12500
TYLER TECHNOLOGIES CORP
COMMON STOCK
902252105
32
174SH
DFND
1,2
17400
TYSON FOODS INC CL A
COMMON STOCK
902494103
8
145SH
DFND
1,2
14500
UBS GROUP AG (USD)
COMMON STOCK
H42097107
47
3826SH
DFND
1,2
382600
UGI CORP
COMMON STOCK
902681105
336
6300SH
DFND
1,2
630000
ULTA BEAUTY INC
COMMON STOCK
90384S303
13
55SH
DFND
1,2
5500
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
5231
120307SH
DFND
1,2
8717200
UNDER ARMOUR INC CL A
COMMON STOCK
904311107
31
1760SH
DFND
1,2
176000
UNDER ARMOUR INC CL C (NON-VOTING)
COMMON STOCK
904311206
29
1771SH
DFND
1,2
177100
UNILEVER NV (USD)
COMMON STOCK
904784709
95
1767SH
DFND
1,2
176700
UNILEVER PLC ADR
COMMON STOCK
904767704
4579
87635SH
DFND
1,2
8763500
UNION PACIFIC CORP
COMMON STOCK
907818108
279
2015SH
DFND
1,2
201500
UNITED CONTINENTAL HOLDINGS INC
COMMON STOCK
910047109
9
109SH
DFND
1,2
10900
UNITED PARCEL SERVICE INC CL B
COMMON STOCK
911312106
5315
54496SH
DFND
1,2
5449600
UNITED RENTALS INC
COMMON STOCK
911363109
62
600SH
DFND
1,2
60000
UNITED STATES OIL FUND LP
FUNDS - EQUITY
91232N108
227
23450SH
DFND
1,2
2345000
UNITED STATES STEEL CORP
COMMON STOCK
912909108
4
222SH
DFND
1,2
22200
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
2866
26916SH
DFND
1,2
2691600
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
122353
491139SH
DFND
1,2
44516000
UNITI GROUP INC (REIT)
COMMON STOCK
91325V108
4
229SH
DFND
1,2
22900
UNIVERSAL DISPLAY CORP
COMMON STOCK
91347P105
295
3150SH
DFND
1,2
315000
UNUM GROUP
COMMON STOCK
91529Y106
88
3000SH
DFND
1,2
300000
US BANCORP
COMMON STOCK
902973304
214
4682SH
DFND
1,2
468200
UTILITIES SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y886
9
175SH
DFND
1,2
17500
VALE SA ON ADR
COMMON STOCK
91912E105
1
50SH
DFND
1,2
5000
VALERO ENERGY CORP
COMMON STOCK
91913Y100
61
810SH
DFND
1,2
81000
VANECK VECTORS GOLD MINERS ETF
FUNDS - EQUITY
92189F106
471
22340SH
DFND
1,2
2234000
VANECK VECTORS JUNIOR GOLD MINERS ETF
FUNDS - EQUITY
92189F791
1534
50760SH
DFND
1,2
5076000
VANGUARD CONSUMER STAPLE ETF
FUNDS - EQUITY
92204A207
151
1150SH
DFND
1,2
115000
VANGUARD FINANCIALS ETF
FUNDS - EQUITY
92204A405
233
3923SH
DFND
1,2
392300
VANGUARD FTSE EMERGING MARKETS ETF
FUNDS - EQUITY
922042858
497
13035SH
DFND
1,2
1303500
VANGUARD FTSE EUROPE ETF
FUNDS - EQUITY
922042874
327
6731SH
DFND
1,2
673100
VANGUARD GROWTH ETF
FUNDS - EQUITY
922908736
536
3987SH
DFND
1,2
398700
VANGUARD INFORMATION TECHNOLOGY ETF
FUNDS - EQUITY
92204A702
84
505SH
DFND
1,2
50500
VANGUARD MEGA CAP ETF
FUNDS - EQUITY
921910873
30
350SH
DFND
1,2
35000
VANGUARD MID-CAP VALUE ETF
FUNDS - EQUITY
922908512
2
24SH
DFND
1,2
2400
VANGUARD REAL ESTATE ETF
FUNDS - EQUITY
922908553
24
318SH
DFND
1,2
31800
VANGUARD SANDP 500 ETF
FUNDS - EQUITY
922908363
749
3259SH
DFND
1,2
325900
VANGUARD SMALL-CAP ETF
FUNDS - EQUITY
922908751
102
769SH
DFND
1,2
76900
VANGUARD SMALL-CAP VALUE ETF
FUNDS - EQUITY
922908611
444
3892SH
DFND
1,2
389200
VANGUARD TOTAL STOCK MARKET ETF
FUNDS - EQUITY
922908769
1492
11689SH
DFND
1,2
1168900
VANGUARD TOTAL WORLD STOCK ETF
FUNDS - EQUITY
922042742
27516
420355SH
DFND
1,2
42035500
VANGUARD UTILITIES ETF
FUNDS - EQUITY
92204A876
165
1400SH
DFND
1,2
140000
VANGUARD VALUE ETF
FUNDS - EQUITY
922908744
736
7513SH
DFND
1,2
751300
VARIAN MEDICAL SYSTEMS INC
COMMON STOCK
92220P105
4
39SH
DFND
1,2
3900
VEON LTD ADR
COMMON STOCK
91822M106
0
200SH
DFND
1,2
20000
VERISIGN INC
COMMON STOCK
92343E102
132
888SH
DFND
1,2
88800
VERISK ANALYTICS INC
COMMON STOCK
92345Y106
49
446SH
DFND
1,2
44600
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
20215
359575SH
DFND
1,2
34943000
VERSUM MATERIALS INC
COMMON STOCK
92532W103
98
3525SH
DFND
1,2
352500
VERTEX PHARMACEUTICALS INC
COMMON STOCK
92532F100
61
369SH
DFND
1,2
36900
VF CORP
COMMON STOCK
918204108
13
185SH
DFND
1,2
18500
VIPSHOP HOLDINGS LTD A ADR
COMMON STOCK
92763W103
292
53479SH
DFND
1,2
5347900
VIRTUS INVESTMENT PARTNERS INC
COMMON STOCK
92828Q109
12
156SH
DFND
1,2
15600
VISA INC CL A
COMMON STOCK
92826C839
202953
1538224SH
DFND
1,2
142205100
VODAFONE GROUP PLC ADR
COMMON STOCK
92857W308
9332
484041SH
DFND
1,2
48404100
VOYA FINANCIAL INC
COMMON STOCK
929089100
6
145SH
DFND
1,2
14500
VULCAN MATERIALS CO
COMMON STOCK
929160109
423
4282SH
DFND
1,2
428200
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
28574
418180SH
DFND
1,2
41665000
WALMART INC
COMMON STOCK
931142103
12192
130888SH
DFND
1,2
13088800
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
1266
11550SH
DFND
1,2
1155000
WASHINGTON FEDERAL INC
COMMON STOCK
938824109
0
4SH
DFND
1,2
400
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
94285
1269830SH
DFND
1,2
111324800
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
14229
159895SH
DFND
1,2
12782500
WAYFAIR INC CL A
COMMON STOCK
94419L101
4
45SH
DFND
1,2
4500
WD-40 CO
COMMON STOCK
929236107
257
1400SH
DFND
1,2
140000
WELLCARE HEALTH PLANS INC
COMMON STOCK
94946T106
5
21SH
DFND
1,2
2100
WELLS FARGO AND CO
COMMON STOCK
949746101
58227
1263600SH
DFND
1,2
114632200
WENDYS CO (THE)
COMMON STOCK
95058W100
304
19506SH
DFND
1,2
1950600
WEST PHARMACEUTICAL SERVICES INC
COMMON STOCK
955306105
46
472SH
DFND
1,2
47200
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP)
COMMON STOCK
929740108
11238
159975SH
DFND
1,2
12763900
WESTROCK CO
COMMON STOCK
96145D105
1
18SH
DFND
1,2
1800
WEYERHAEUSER CO (REIT)
COMMON STOCK
962166104
70
3200SH
DFND
1,2
320000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
5181
234962SH
DFND
1,2
23496200
WISDOMTREE US QUALITY DIVIDEND GROWTH FUND
FUNDS - EQUITY
97717X669
26
683SH
DFND
1,2
68300
WP CAREY INC (REIT)
COMMON STOCK
92936U109
25
384SH
DFND
1,2
38400
WPP PLC ADR
COMMON STOCK
92937A102
47
862SH
DFND
1,2
86200
WPX ENERGY INC
COMMON STOCK
98212B103
16
1366SH
DFND
1,2
136600
WYNN RESORTS LTD
COMMON STOCK
983134107
188
1896SH
DFND
1,2
189600
XENIA HOTELS AND RESORTS INC (REIT)
COMMON STOCK
984017103
7
428SH
DFND
1,2
42800
XILINX INC
COMMON STOCK
983919101
77
906SH
DFND
1,2
90600
XYLEM INC
COMMON STOCK
98419M100
21
315SH
DFND
1,2
31500
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
17
493SH
DFND
1,2
49300
YUM! BRANDS INC
COMMON STOCK
988498101
35617
387473SH
DFND
1,2
38263800
ZAYO GROUP HOLDINGS INC
COMMON STOCK
98919V105
64
2823SH
DFND
1,2
282300
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
62
600SH
DFND
1,2
60000
ZIONS BANCORPORATION NA
COMMON STOCK
989701107
3
71SH
DFND
1,2
7100
ZOETIS INC CL A
COMMON STOCK
98978V103
61
714SH
DFND
1,2
71400