0000732812-19-000010.txt : 20190214 0000732812-19-000010.hdr.sgml : 20190214 20190214145826 ACCESSION NUMBER: 0000732812-19-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank & Trust Co CENTRAL INDEX KEY: 0001714524 IRS NUMBER: 954797716 STATE OF INCORPORATION: X1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18123 FILM NUMBER: 19605015 BUSINESS ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001714524 XXXXXXXX 12-31-2018 12-31-2018 Capital Bank & Trust Co
6455 IRVINE CENTER DRIVE IRVINE CA 92618
13F HOLDINGS REPORT 028-18123 N
Kristine M. Nishiyama Senior Vice President & General Counsel 213-486-9200 Kristine M. Nishiyama Los Angeles CA 02-14-2019 3 739 6869082 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 47-cbt.xml 3M COMPANY COMMON STOCK 88579Y101 649 3405SH DFND 1,2 340500 A. O. SMITH CORP COMMON STOCK 831865209 29 673SH DFND 1,2 67300 ABBOTT LABORATORIES COMMON STOCK 002824100 46577 643946SH DFND 1,2 63427100 ABBVIE INC COMMON STOCK 00287Y109 4227 45852SH DFND 1,2 4585200 ABERDEEN STANDARD PHYSICAL PLATINUM SHARES ETF FUNDS - EQUITY 003260106 500 6640SH DFND 1,2 664000 ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF FUNDS - EQUITY 003264108 568 37760SH DFND 1,2 3776000 ACCENTURE PLC CL A COMMON STOCK G1151C101 46007 326266SH DFND 1,2 30457300 ACTIVISION BLIZZARD INC COMMON STOCK 00507V109 54060 1160827SH DFND 1,2 110921400 ADIENT PLC COMMON STOCK G0084W101 8 501SH DFND 1,2 50100 ADOBE INC COMMON STOCK 00724F101 247 1091SH DFND 1,2 109100 ADVANSIX INC COMMON STOCK 00773T101 0 1SH DFND 1,2 100 AECOM COMMON STOCK 00766T100 859 32404SH DFND 1,2 3240400 AES CORP (THE) COMMON STOCK 00130H105 38698 2676202SH DFND 1,2 266778700 AFLAC INC COMMON STOCK 001055102 29 640SH DFND 1,2 64000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 4869 105602SH DFND 1,2 9998700 AIR LEASE CORP CL A COMMON STOCK 00912X302 2 63SH DFND 1,2 6300 AIR PRODUCTS AND CHEMICALS INC COMMON STOCK 009158106 1337 8354SH DFND 1,2 835400 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 3 50SH DFND 1,2 5000 ALBANY INTL CL A COMMON STOCK 012348108 33 521SH DFND 1,2 52100 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 1027 7496SH DFND 1,2 749600 ALLSTATE CORP (THE) COMMON STOCK 020002101 435 5260SH DFND 1,2 526000 ALLY FINANCIAL INC COMMON STOCK 02005N100 3 154SH DFND 1,2 15400 ALPHABET INC CL A COMMON STOCK 02079K305 173324 165867SH DFND 1,2 16546200 ALPHABET INC CL C COMMON STOCK 02079K107 176365 170301SH DFND 1,2 16608500 ALTABA INC FUNDS - EQUITY 021346101 1928 33283SH DFND 1,2 3328300 ALTRIA GROUP INC COMMON STOCK 02209S103 7361 149035SH DFND 1,2 14903500 AMAZON.COM INC COMMON STOCK 023135106 129121 85968SH DFND 1,2 7934000 AMEREN CORPORATION COMMON STOCK 023608102 129 1976SH DFND 1,2 197600 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 472 33113SH DFND 1,2 3311300 AMERICAN ELECTRIC POWER CO INC COMMON STOCK 025537101 224 3000SH DFND 1,2 300000 AMERICAN EXPRESS CO COMMON STOCK 025816109 20 210SH DFND 1,2 21000 AMERICAN INTERNATIONAL GROUP INC COMMON STOCK 026874784 4 104SH DFND 1,2 10400 AMERICAN INTERNATIONAL GROUP INC WTS 1:1.023 AT USD 43.475 EXP 01-19-21 WARRANTS 026874156 0 20SH DFND 1,2 2000 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 116244 734837SH DFND 1,2 68681100 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 45 500SH DFND 1,2 50000 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 26 253SH DFND 1,2 25300 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 77 1037SH DFND 1,2 103700 AMGEN INC COMMON STOCK 031162100 2742 14085SH DFND 1,2 1408500 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 279 6372SH DFND 1,2 637200 ANALOG DEVICES INC COMMON STOCK 032654105 17461 203442SH DFND 1,2 16815300 ANHEUSER-BUSCH INBEV SA/NV ADR COMMON STOCK 03524A108 5 80SH DFND 1,2 8000 ANTHEM INC COMMON STOCK 036752103 144 549SH DFND 1,2 54900 AON PLC CL A COMMON STOCK G0408V102 75583 519971SH DFND 1,2 48659600 APOLLO GLOBAL MANAGEMENT LLC CL A COMMON STOCK 037612306 26 1048SH DFND 1,2 104800 APPLE INC COMMON STOCK 037833100 98052 621604SH DFND 1,2 58163600 APPLIED MATERIALS INC COMMON STOCK 038222105 540 16500SH DFND 1,2 1650000 APTIV PLC COMMON STOCK G6095L109 3 50SH DFND 1,2 5000 AQUA AMERICA INC COMMON STOCK 03836W103 1191 34837SH DFND 1,2 3483700 ARCH CAPITAL GROUP LTD COMMON STOCK G0450A105 44 1647SH DFND 1,2 164700 ARES CAPITAL CORP COMMON STOCK 04010L103 0 10SH DFND 1,2 1000 ARISTA NETWORKS INC COMMON STOCK 040413106 4 17SH DFND 1,2 1700 ARROW ELECTRONICS INC COMMON STOCK 042735100 3 41SH DFND 1,2 4100 ARTESIAN RESOURCES CORP CL A COMMON STOCK 043113208 174 5000SH DFND 1,2 500000 ARTHUR J GALLAGHER AND CO COMMON STOCK 363576109 40 549SH DFND 1,2 54900 ASML HOLDING NV (USD) COMMON STOCK N07059210 32354 207901SH DFND 1,2 18971900 ASSURANT INC COMMON STOCK 04621X108 15 164SH DFND 1,2 16400 ASTRAZENECA PLC ADR COMMON STOCK 046353108 61200 1611362SH DFND 1,2 152262600 ATANDT INC COMMON STOCK 00206R102 640 22437SH DFND 1,2 2243700 ATLANTIC POWER CORP (USD) COMMON STOCK 04878Q863 64 29300SH DFND 1,2 2930000 ATN INTERNATIONAL INC COMMON STOCK 00215F107 8 114SH DFND 1,2 11400 AUTODESK INC COMMON STOCK 052769106 5 35SH DFND 1,2 3500 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 2594 19786SH DFND 1,2 1978600 AUTOZONE INC COMMON STOCK 053332102 21 25SH DFND 1,2 2500 AVALONBAY COMMUNITIES INC (REIT) COMMON STOCK 053484101 12 67SH DFND 1,2 6700 AVERY DENNISON CORP COMMON STOCK 053611109 18 200SH DFND 1,2 20000 BALL CORP COMMON STOCK 058498106 43 942SH DFND 1,2 94200 BANCO SANTANDER SA ADR COMMON STOCK 05964H105 3 676SH DFND 1,2 67600 BANCORPSOUTH BANK COMMON STOCK 05971J102 889 33995SH DFND 1,2 3399500 BANK OF AMERICA CORP COMMON STOCK 060505104 347 14083SH DFND 1,2 1408300 BANK OF HAWAII CORP COMMON STOCK 062540109 80 1182SH DFND 1,2 118200 BANK OF MONTREAL (USD) COMMON STOCK 063671101 19 292SH DFND 1,2 29200 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 61640 1309538SH DFND 1,2 119063100 BANKUNITED INC COMMON STOCK 06652K103 120 4000SH DFND 1,2 400000 BAR HARBOR BANKSHARES COMMON STOCK 066849100 50 2250SH DFND 1,2 225000 BARINGS BDC INC COMMON STOCK 06759L103 0 11SH DFND 1,2 1100 BAUSCH HEALTH COMPANIES INC (USD) COMMON STOCK 071734107 26 1388SH DFND 1,2 138800 BBANDT CORPORATION COMMON STOCK 054937107 27 625SH DFND 1,2 62500 BECTON DICKINSON AND CO COMMON STOCK 075887109 43 193SH DFND 1,2 19300 BEIGENE LTD ADR COMMON STOCK 07725L102 8556 61000SH DFND 1,2 6080000 BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 23868 78SH DFND 1,2 7800 BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670702 5941 29099SH DFND 1,2 2909900 BEST BUY CO INC COMMON STOCK 086516101 19 360SH DFND 1,2 36000 BIOGEN INC COMMON STOCK 09062X103 53 177SH DFND 1,2 17700 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 46 540SH DFND 1,2 54000 BLACK HILLS CORP COMMON STOCK 092113109 113 1800SH DFND 1,2 180000 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST FUNDS - 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