0000899243-23-007058.txt : 20230303
0000899243-23-007058.hdr.sgml : 20230303
20230303190021
ACCESSION NUMBER: 0000899243-23-007058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Santiago Todd M
CENTRAL INDEX KEY: 0001798303
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38246
FILM NUMBER: 23706801
MAIL ADDRESS:
STREET 1: C/O VIVINT SMART HOME, INC.
STREET 2: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivint Smart Home, Inc.
CENTRAL INDEX KEY: 0001713952
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
IRS NUMBER: 981380306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
BUSINESS PHONE: (801) 705-8011
MAIL ADDRESS:
STREET 1: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
FORMER COMPANY:
FORMER CONFORMED NAME: Mosaic Acquisition Corp.
DATE OF NAME CHANGE: 20170804
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-01
0
0001713952
Vivint Smart Home, Inc.
VVNT
0001798303
Santiago Todd M
C/O VIVINT SMART HOME, INC.
4931 NORTH 300 WEST
PROVO
UT
84604
0
1
0
0
Chief Revenue Officer
Class A Common Stock
2023-03-01
4
M
0
27253
A
830909
D
Class A Common Stock
2023-03-01
4
A
0
49107
0.00
A
880016
D
Class A Common Stock
2023-03-01
4
M
0
27253
A
907269
D
Class A Common Stock
2023-03-01
4
M
0
49108
A
956377
D
Class A Common Stock
2023-03-01
4
F
0
67504
11.91
D
888873
D
Class A Common Stock
213985
I
See Footnote
Restricted Stock Units
2023-03-01
4
M
0
27253
0.00
D
Class A Common Stock
27253
54506
D
Restricted Stock Units
2023-03-01
4
A
0
147321
0.00
A
Class A Common Stock
147321
147321
D
Restricted Stock Units
2023-03-01
4
M
0
27253
0.00
D
Class A Common Stock
27253
54506
D
Restricted Stock Units
2023-03-01
4
M
0
49108
0.00
D
Class A Common Stock
49108
147321
D
Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023.
Reflects performance-based restricted stock units previously granted to the Reporting Person, which were certified at target-level performance on March 1, 2023. Of these units, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2024. Therefore, upon certification of the award, the Reporting Person received 49,107 shares of Class A Common Stock and will receive 147,321 shares (or the cash-equivalent thereof) in three equal annual installments beginning on March 1, 2024.
Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units and performance-based restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
Reflects securities held by a trust for the benefit of the Reporting Person's family of which the Reporting Person is a trustee.
On March 26, 2021, the Reporting Person was granted 109,012 restricted stock units that vest in four equal annual installments beginning on March 1, 2022.
On March 23, 2022, the Reporting Person was granted 196,429 restricted stock units that vest in four equal annual installments beginning on March 1, 2023.
/s/ Garner B. Meads, III, as Attorney-in-Fact
2023-03-03