0000899243-23-007058.txt : 20230303 0000899243-23-007058.hdr.sgml : 20230303 20230303190021 ACCESSION NUMBER: 0000899243-23-007058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santiago Todd M CENTRAL INDEX KEY: 0001798303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38246 FILM NUMBER: 23706801 MAIL ADDRESS: STREET 1: C/O VIVINT SMART HOME, INC. STREET 2: 4931 NORTH 300 WEST CITY: PROVO STATE: UT ZIP: 84604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Smart Home, Inc. CENTRAL INDEX KEY: 0001713952 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 981380306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4931 NORTH 300 WEST CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: (801) 705-8011 MAIL ADDRESS: STREET 1: 4931 NORTH 300 WEST CITY: PROVO STATE: UT ZIP: 84604 FORMER COMPANY: FORMER CONFORMED NAME: Mosaic Acquisition Corp. DATE OF NAME CHANGE: 20170804 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-01 0 0001713952 Vivint Smart Home, Inc. VVNT 0001798303 Santiago Todd M C/O VIVINT SMART HOME, INC. 4931 NORTH 300 WEST PROVO UT 84604 0 1 0 0 Chief Revenue Officer Class A Common Stock 2023-03-01 4 M 0 27253 A 830909 D Class A Common Stock 2023-03-01 4 A 0 49107 0.00 A 880016 D Class A Common Stock 2023-03-01 4 M 0 27253 A 907269 D Class A Common Stock 2023-03-01 4 M 0 49108 A 956377 D Class A Common Stock 2023-03-01 4 F 0 67504 11.91 D 888873 D Class A Common Stock 213985 I See Footnote Restricted Stock Units 2023-03-01 4 M 0 27253 0.00 D Class A Common Stock 27253 54506 D Restricted Stock Units 2023-03-01 4 A 0 147321 0.00 A Class A Common Stock 147321 147321 D Restricted Stock Units 2023-03-01 4 M 0 27253 0.00 D Class A Common Stock 27253 54506 D Restricted Stock Units 2023-03-01 4 M 0 49108 0.00 D Class A Common Stock 49108 147321 D Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023. Reflects performance-based restricted stock units previously granted to the Reporting Person, which were certified at target-level performance on March 1, 2023. Of these units, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2024. Therefore, upon certification of the award, the Reporting Person received 49,107 shares of Class A Common Stock and will receive 147,321 shares (or the cash-equivalent thereof) in three equal annual installments beginning on March 1, 2024. Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units and performance-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash. Reflects securities held by a trust for the benefit of the Reporting Person's family of which the Reporting Person is a trustee. On March 26, 2021, the Reporting Person was granted 109,012 restricted stock units that vest in four equal annual installments beginning on March 1, 2022. On March 23, 2022, the Reporting Person was granted 196,429 restricted stock units that vest in four equal annual installments beginning on March 1, 2023. /s/ Garner B. Meads, III, as Attorney-in-Fact 2023-03-03