0001209191-23-059658.txt : 20231226 0001209191-23-059658.hdr.sgml : 20231226 20231226142317 ACCESSION NUMBER: 0001209191-23-059658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231221 FILED AS OF DATE: 20231226 DATE AS OF CHANGE: 20231226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONKLING WILLIAM CENTRAL INDEX KEY: 0001852018 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38411 FILM NUMBER: 231512776 MAIL ADDRESS: STREET 1: C/O RAFAEL HOLDINGS, INC. STREET 2: 520 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rafael Holdings, Inc. CENTRAL INDEX KEY: 0001713863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 822296593 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 BUSINESS PHONE: 212-658-1450 MAIL ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-21 0 0001713863 Rafael Holdings, Inc. RFL 0001852018 CONKLING WILLIAM C/O RAFAEL HOLDINGS, INC. 520 BROAD ST NEWARK NJ 07102 0 1 0 0 Chief Executive Officer 0 Class B Common Stock, par value $.01 per share 2023-12-21 4 F 0 13602 1.82 A 549517 D Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock. Consists of 146,955 shares of stock held directly, 50,695 fully vested shares of Restricted Stock and 351,867 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. Joyce J. Mason, by Power of Attorney 2023-12-26