0001209191-23-053663.txt : 20231026 0001209191-23-053663.hdr.sgml : 20231026 20231026161014 ACCESSION NUMBER: 0001209191-23-053663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231025 FILED AS OF DATE: 20231026 DATE AS OF CHANGE: 20231026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONKLING WILLIAM CENTRAL INDEX KEY: 0001852018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38411 FILM NUMBER: 231350257 MAIL ADDRESS: STREET 1: C/O RAFAEL HOLDINGS, INC. STREET 2: 520 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rafael Holdings, Inc. CENTRAL INDEX KEY: 0001713863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 822296593 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 BUSINESS PHONE: 212-658-1450 MAIL ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07120 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-25 0 0001713863 Rafael Holdings, Inc. RFL 0001852018 CONKLING WILLIAM C/O RAFAEL HOLDINGS, INC. 520 BROAD ST NEWARK NJ 07102 0 1 0 0 Chief Executive Officer 0 Class B Common Stock, par value $.01 per share 2023-10-25 4 A 0 40000 1.515 A 563119 D Grant of Restricted Stock that vests as follows: 10,000 shares on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. Consists of 146,955 shares of stock held directly, 25,314 fully vested shares of Restricted Stock and 390,850 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2023 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. Joyce J. Mason, by Power of Attorney 2023-10-26