X0306 4 2020-09-23 0 0001713863 Rafael Holdings, Inc. RFL 0001726896 Polinsky David C/O RAFAEL HOLDINGS, INC. 520 BROAD ST NEWARK NJ 07102 0 1 0 0 Chief Financial Officer Class B Common Stock, par value $.01 per share 2020-09-23 4 A 0 5000 0.00 A 18000 D Restricted shares of Class B Common Stock that vest as follows: 1,667 on each of September 23, 2021 and September 23, 2022, and 1,666 on September 23, 2023. Consists of 7,001 vested shares of Class B Common Stock and 10,999 unvested restricted shares of Class B Common Stock that vest as follows: 2,666 on March 26, 2021; 3,334 on September 23, 2021; 3,333 on September 23, 2022; and 1,666 on September 23, 2023. Joyce J. Mason, by Power of Attorney 2020-09-25