0001713683-24-000002.txt : 20240102 0001713683-24-000002.hdr.sgml : 20240102 20240102162559 ACCESSION NUMBER: 0001713683-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231228 FILED AS OF DATE: 20240102 DATE AS OF CHANGE: 20240102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinha Amit CENTRAL INDEX KEY: 0001733850 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38413 FILM NUMBER: 24502788 MAIL ADDRESS: STREET 1: C/O ZSCALER INC STREET 2: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zscaler, Inc. CENTRAL INDEX KEY: 0001713683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 261173892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 533-0288 MAIL ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 wk-form4_1704230741.xml FORM 4 X0508 4 2023-12-28 0 0001713683 Zscaler, Inc. ZS 0001733850 Sinha Amit C/O ZSCALER, INC. 120 HOLGER WAY SAN JOSE CA 95134 1 0 0 0 1 Common Stock 2023-12-28 4 S 0 626 223.4792 D 32494 I See Footnote Common Stock 2023-12-28 4 S 0 1214 224.6899 D 31280 I See Footnote Common Stock 2023-12-28 4 S 0 500 223.34 D 32620 I See footnote Common Stock 2023-12-28 4 S 0 1340 224.6415 D 31280 I See footnote Common Stock 89274 D Common Stock 115702 I See footnote Common Stock 70000 I See Footnote Common Stock 62374 I See Footnote Common Stock 62375 I See Footnote The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 21, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.11 to $223.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), and (4) through (7) to this Form 4. The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.16 to $225.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), and (4) through (7) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.00 to $223.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), and (4) through (7) to this Form 4. The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.04 to $225.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), and (4) through (7) to this Form 4. The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees. The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees. The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees. /s/ Torrie Nute, by power of attorney 2023-12-28