0001209191-19-003359.txt : 20190110 0001209191-19-003359.hdr.sgml : 20190110 20190110193615 ACCESSION NUMBER: 0001209191-19-003359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apte Manoj CENTRAL INDEX KEY: 0001733848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38413 FILM NUMBER: 19521241 MAIL ADDRESS: STREET 1: C/O ZSCALER INC STREET 2: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zscaler, Inc. CENTRAL INDEX KEY: 0001713683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 261173892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 533-0288 MAIL ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-08 0 0001713683 Zscaler, Inc. ZS 0001733848 Apte Manoj C/O ZSCALER, INC. 110 ROSE ORCHARD WAY SAN JOSE CA 95134 0 1 0 0 Chief Strategy Officer Common Stock 2018-01-08 4 S 0 800 45.00 D 243185 I See footnote Common Stock 2018-01-10 4 S 0 14200 45.0116 D 228985 I See footnote Common Stock 2018-01-08 4 S 0 700 45.00 D 27432 I See footnote Common Stock 2018-01-10 4 S 0 14300 45.0067 D 13132 I See footnote Common Stock 114062 D Common Stock 132 I See footnote Common Stock 138594 I See footnote Common Stock 141784 I See footnote The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018. Includes 17,806 shares previously held by the Manoj Apte 2017 GRAT (the "Apte GRAT") and 18,216 shares previously held by the Lalita Godbole 2017 GRAT (the "Godbole GRAT") which were re-registered effective as of December 18, 2018 to the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees (the "Family Trust"). The shares are held directly by the Family Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (7) to this Form 4. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. The shares are held directly by the reporting person's mother-in-law. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.09, inclusive. The shares are held directly by the reporting person's father-in-law. Excludes 17,806 shares previously held by the Apte GRAT which were re-registered to the Family Trust effective as of December 18, 2018. The shares are held directly by the Apte GRAT. Excludes 18,216 shares previously held by the Godbole GRAT which were re-registered to the Family Trust effective as of December 18, 2018. The shares are held directly by the Godbole GRAT. /s/ Torrie Nute, by power of attorney 2019-01-10