Chief Compliance Officer

0001398344-22-015495.txt : 20220812 0001398344-22-015495.hdr.sgml : 20220812 20220812142942 ACCESSION NUMBER: 0001398344-22-015495 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 EFFECTIVENESS DATE: 20220812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaCore Capital LLC CENTRAL INDEX KEY: 0001713662 IRS NUMBER: 472314998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19682 FILM NUMBER: 221159445 BUSINESS ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-4100 MAIL ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001713662 XXXXXXXX 06-30-2022 06-30-2022 false AlphaCore Capital LLC

875 PROSPECT ST. STE. 315 LA JOLLA CA 92037

13F COMBINATION REPORT 028-19682 0001364615 028-11964 Aperio Group, LLC 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001844345 028-20648 Evolutionary Tree Capital Management, LLC N Tricia Zehr Chief Compliance Officer 858-875-4100 /s/ Tricia Zehr La Jolla CA 08-12-2022 0 154 215401 INFORMATION TABLE 2 fp0078701_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 4241 31019 SH SOLE 0 0 31019 ALLSTATE CORP COM 020002101 244 1924 SH SOLE 0 0 1924 AMYRIS INC COM NEW 03236M200 20 10700 SH SOLE 0 0 10700 AMAZON COM INC COM 023135106 1014 9550 SH SOLE 0 0 9550 ACTIVISION BLIZZARD INC COM 00507V109 259 3330 SH SOLE 0 0 3330 BK OF AMERICA CORP COM 060505104 1004 32260 SH SOLE 0 0 32260 SIREN ETF TR NSD NXGN ECO ETF 829658202 2145 84496 SH SOLE 0 0 84496 BRISTOL-MYERS SQUIBB CO COM 110122108 665 8634 SH SOLE 0 0 8634 PIMCO ETF TR ACTIVE BD ETF 72201R775 1 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 430 1576 SH SOLE 0 0 1576 B2GOLD CORP COM 11777Q209 57 16750 SH SOLE 0 0 16750 PACER FDS TR US CHS CWS GWT 69374H667 2 64 SH SOLE 0 0 64 CITIGROUP INC COM NEW 172967424 351 7623 SH SOLE 0 0 7623 PACER FDS TR PACER US SMALL 69374H857 4 110 SH SOLE 0 0 110 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 4 100 SH SOLE 0 0 100 COLGATE PALMOLIVE CO COM 194162103 224 2795 SH SOLE 0 0 2795 COSTCO WHSL CORP NEW COM 22160K105 1267 2644 SH SOLE 0 0 2644 PACER FDS TR US CASH COWS 100 69374H881 10497 243727 SH SOLE 0 0 243727 SALESFORCE INC COM 79466L302 226 1368 SH SOLE 0 0 1368 CISCO SYS INC COM 17275R102 462 10846 SH SOLE 0 0 10846 CHEVRON CORP NEW COM 166764100 672 4639 SH SOLE 0 0 4639 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 932 39191 SH SOLE 0 0 39191 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 22 558 SH SOLE 0 0 558 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 68 2368 SH SOLE 0 0 2368 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 141 3462 SH SOLE 0 0 3462 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 175 5549 SH SOLE 0 0 5549 DISNEY WALT CO COM 254687106 331 3508 SH SOLE 0 0 3508 PACER FDS TR EMRG MKT CASH 69374H865 8 428 SH SOLE 0 0 428 ISHARES TR MSCI EMG MKT ETF 464287234 80 2007 SH SOLE 0 0 2007 EMERSON ELEC CO COM 291011104 213 2680 SH SOLE 0 0 2680 ISHARES INC MSCI EMRG CHN 46434G764 7935 166145 SH SOLE 0 0 166145 ISHARES TR ESG AW MSCI EAFE 46435G516 224 3577 SH SOLE 0 0 3577 ISHARES INC ESG AWR MSCI EM 46434G863 78 2424 SH SOLE 0 0 2424 ISHARES TR ESG AWR MSCI USA 46435G425 445 5300 SH SOLE 0 0 5300 EATON CORP PLC SHS G29183103 396 3146 SH SOLE 0 0 3146 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 2 74 SH SOLE 0 0 74 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 15 305 SH SOLE 0 0 305 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 6 134 SH SOLE 0 0 134 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 22 727 SH SOLE 0 0 727 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 38 1480 SH SOLE 0 0 1480 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 85 1678 SH SOLE 0 0 1678 GILEAD SCIENCES INC COM 375558103 443 7164 SH SOLE 0 0 7164 SPDR GOLD TR GOLD SHS 78463V107 6654 39500 SH SOLE 0 0 39500 ALPHABET INC CAP STK CL C 02079K107 1199 548 SH SOLE 0 0 548 ALPHABET INC CAP STK CL A 02079K305 680 312 SH SOLE 0 0 312 HOME DEPOT INC COM 437076102 645 2352 SH SOLE 0 0 2352 ISHARES TR ISHARES BIOTECH 464287556 69 589 SH SOLE 0 0 589 ISHARES TR IBONDS DEC22 ETF 46434VBA7 149 5956 SH SOLE 0 0 5956 ISHARES TR IBONDS DEC23 ETF 46434VAX8 390 15536 SH SOLE 0 0 15536 ISHARES TR IBONDS DEC24 ETF 46434VBG4 192 7750 SH SOLE 0 0 7750 ISHARES TR IBONDS DEC25 ETF 46434VBD1 179 7250 SH SOLE 0 0 7250 ISHARES TR CORE MSCI EAFE 46432F842 25 417 SH SOLE 0 0 417 ISHARES INC CORE MSCI EMKT 46434G103 7 141 SH SOLE 0 0 141 ISHARES TR CORE S&P MCP ETF 464287507 200 883 SH SOLE 0 0 883 ISHARES TR S&P MC 400VL ETF 464287705 48 511 SH SOLE 0 0 511 ISHARES TR CORE S&P SCP ETF 464287804 618 6689 SH SOLE 0 0 6689 ISHARES TR S&P SML 600 GWT 464287887 8 76 SH SOLE 0 0 76 INTEL CORP COM 458140100 257 6863 SH SOLE 0 0 6863 ITERIS INC NEW COM 46564T107 58 20000 SH SOLE 0 0 20000 ISHARES TR S&P 500 VAL ETF 464287408 47 343 SH SOLE 0 0 343 ISHARES TR CORE S&P500 ETF 464287200 1238 3264 SH SOLE 0 0 3264 ISHARES TR S&P 500 GRWT ETF 464287309 6 92 SH SOLE 0 0 92 ISHARES TR RUS 1000 ETF 464287622 217 1044 SH SOLE 0 0 1044 ISHARES TR RUS 1000 VAL ETF 464287598 171 1179 SH SOLE 0 0 1179 ISHARES TR RUS 1000 GRW ETF 464287614 133 610 SH SOLE 0 0 610 ISHARES TR RUSSELL 2000 ETF 464287655 48 286 SH SOLE 0 0 286 ISHARES TR RUS MID CAP ETF 464287499 2 38 SH SOLE 0 0 38 ISHARES TR RUS MDCP VAL ETF 464287473 68 673 SH SOLE 0 0 673 ISHARES TR RUSSELL 3000 ETF 464287689 29798 137074 SH SOLE 0 0 137074 ISHARES TR GLOBAL ENERG ETF 464287341 14 420 SH SOLE 0 0 420 ISHARES TR GLOBAL FINLS ETF 464287333 0 1 SH SOLE 0 0 1 ISHARES TR CORE MSCI TOTAL 46432F834 27538 482864 SH SOLE 0 0 482864 ISHARES TR US HLTHCARE ETF 464287762 67 250 SH SOLE 0 0 250 ISHARES TR US TRSPRTION 464287192 1 4 SH SOLE 0 0 4 ISHARES TR U.S. TECH ETF 464287721 73 911 SH SOLE 0 0 911 JOHNSON & JOHNSON COM 478160104 1039 5854 SH SOLE 0 0 5854 JPMORGAN CHASE & CO COM 46625H100 1133 10059 SH SOLE 0 0 10059 ISHARES TR IBOXX INV CP ETF 464287242 17 152 SH SOLE 0 0 152 META PLATFORMS INC CL A 30303M102 276 1712 SH SOLE 0 0 1712 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 356 3591 SH SOLE 0 0 3591 MERCK & CO INC COM 58933Y105 610 6692 SH SOLE 0 0 6692 MICROSOFT CORP COM 594918104 1525 5939 SH SOLE 0 0 5939 MICRON TECHNOLOGY INC COM 595112103 739 13361 SH SOLE 0 0 13361 NEXTERA ENERGY INC COM 65339F101 253 3266 SH SOLE 0 0 3266 INSIGHT ENTERPRISES INC COM 45765U103 675 7825 SH SOLE 0 0 7825 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 101 2089 SH SOLE 0 0 2089 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 99 2887 SH SOLE 0 0 2887 REALTY INCOME CORP COM 756109104 303 4440 SH SOLE 0 0 4440 OWL ROCK CAPITAL CORPORATION COM 69121K104 18889 1531957 SH SOLE 0 0 1531957 ORACLE CORP COM 68389X105 431 6172 SH SOLE 0 0 6172 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 3 100 SH SOLE 0 0 100 PEPSICO INC COM 713448108 274 1642 SH SOLE 0 0 1642 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 11278 548814 SH SOLE 0 0 548814 PFIZER INC COM 717081103 1022 19495 SH SOLE 0 0 19495 PROCTER AND GAMBLE CO COM 742718109 280 1948 SH SOLE 0 0 1948 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 8 500 SH SOLE 0 0 500 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 624 4071 SH SOLE 0 0 4071 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 38 957 SH SOLE 0 0 957 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 4 237 SH SOLE 0 0 237 QUALCOMM INC COM 747525103 7268 56899 SH SOLE 0 0 56899 INVESCO QQQ TR UNIT SER 1 46090E103 9275 33093 SH SOLE 0 0 33093 INVESCO QQQ TR CALL 46090E903 2 22 SH SOLE 0 0 22 ISHARES TR MSCI USA QLT FCT 46432F339 3176 28428 SH SOLE 0 0 28428 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 5 45 SH SOLE 0 0 45 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 6 39 SH SOLE 0 0 39 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 13 79 SH SOLE 0 0 79 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 34221 254940 SH SOLE 0 0 254940 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 1 7 SH SOLE 0 0 7 RAYTHEON TECHNOLOGIES CORP COM 75513E101 691 7185 SH SOLE 0 0 7185 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 3 45 SH SOLE 0 0 45 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 8 148 SH SOLE 0 0 148 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 9 35 SH SOLE 0 0 35 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 20 85 SH SOLE 0 0 85 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1 10 SH SOLE 0 0 10 STARBUCKS CORP COM 855244109 489 6404 SH SOLE 0 0 6404 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 45 1147 SH SOLE 0 0 1147 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 182 4128 SH SOLE 0 0 4128 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 17 540 SH SOLE 0 0 540 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 26 365 SH SOLE 0 0 365 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 325 12787 SH SOLE 0 0 12787 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 70 2237 SH SOLE 0 0 2237 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6 105 SH SOLE 0 0 105 SCHWAB STRATEGIC TR US REIT ETF 808524847 14 680 SH SOLE 0 0 680 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 22 347 SH SOLE 0 0 347 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 40 644 SH SOLE 0 0 644 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 121 2710 SH SOLE 0 0 2710 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 1963 44480 SH SOLE 0 0 44480 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 5 114 SH SOLE 0 0 114 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 74 1197 SH SOLE 0 0 1197 SPDR S&P 500 ETF TR TR UNIT 78462F103 2027 5372 SH SOLE 0 0 5372 PRESIDIO PPTY TR INC COM CL A 74102L303 16 5000 SH SOLE 0 0 5000 PRESIDIO PPTY TR INC *W EXP 01/24/202 74102L113 1 5000 SH SOLE 0 0 5000 AT&T INC COM 00206R102 261 12474 SH SOLE 0 0 12474 ISHARES TR TIPS BD ETF 464287176 125 1100 SH SOLE 0 0 1100 ISHARES TR 20 YR TR BD ETF 464287432 8 67 SH SOLE 0 0 67 VISA INC COM CL A 92826C839 868 4409 SH SOLE 0 0 4409 VANGUARD INDEX FDS SMALL CP ETF 922908751 3 19 SH SOLE 0 0 19 VANGUARD INDEX FDS MID CAP ETF 922908629 158 800 SH SOLE 0 0 800 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 70 410 SH SOLE 0 0 410 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 56 163 SH SOLE 0 0 163 VIASAT INC COM 92552V100 766 25000 SH SOLE 0 0 25000 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 765 4528 SH SOLE 0 0 4528 VANGUARD INDEX FDS TOTAL STK MKT 922908769 173 920 SH SOLE 0 0 920 VANGUARD INDEX FDS VALUE ETF 922908744 80 606 SH SOLE 0 0 606 WELLTOWER INC COM 95040Q104 211 2560 SH SOLE 0 0 2560 WELLS FARGO CO NEW COM 949746101 173 4410 SH SOLE 0 0 4410 WELLS FARGO CO NEW PERP PFD CNV A 949746804 56 46 SH SOLE 0 0 46 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 78 1060 SH SOLE 0 0 1060 SELECT SECTOR SPDR TR ENERGY 81369Y506 37 524 SH SOLE 0 0 524 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 39 1241 SH SOLE 0 0 1241 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 28 224 SH SOLE 0 0 224 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9 126 SH SOLE 0 0 126 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 230 1792 SH SOLE 0 0 1792 ISHARES TR EXPONENTIAL TECH 46434V381 4833 100844 SH SOLE 0 0 100844