0001398344-21-021296.txt : 20211112 0001398344-21-021296.hdr.sgml : 20211112 20211112081709 ACCESSION NUMBER: 0001398344-21-021296 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaCore Capital LLC CENTRAL INDEX KEY: 0001713662 IRS NUMBER: 472314998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19682 FILM NUMBER: 211399843 BUSINESS ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-875-4100 MAIL ADDRESS: STREET 1: 875 PROSPECT ST. STREET 2: STE. 315 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001713662 XXXXXXXX 09-30-2021 09-30-2021 false AlphaCore Capital LLC

875 PROSPECT ST. STE. 315 LA JOLLA CA 92037

13F COMBINATION REPORT 028-19682 028-11964 Aperio Group, LLC 028-04558 PARAMETRIC PORTFOLIO ASSOCIATESLLC 028-20648 Evolutionary Tree Capital Management, LLC N Tricia Zehr 858-875-4100 /s/ Tricia Zehr La Jolla CA 11-09-2021 0 130 197302 INFORMATION TABLE 2 fp0069439_13fhr-table.xml 13F INFORMATION TABLE ISHARES TR MSCI ACWI ETF 464288257 0 4 SH SOLE 0 0 4 SIREN ETF TR NSD NXGN ECO ETF 829658202 7576 169752 SH SOLE 0 0 169752 PIMCO ETF TR ACTIVE BD ETF 72201R775 46 418 SH SOLE 0 0 418 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 455 15690 SH SOLE 0 0 15690 WISDOMTREE TR US HIGH DIVIDEND 97717W208 34 442 SH SOLE 0 0 442 WISDOMTREE TR GLB US QTLY DIV 97717W844 57 1411 SH SOLE 0 0 1411 WISDOMTREE TR GLB EX US RL EST 97717W331 70 2796 SH SOLE 0 0 2796 ISHARES TR MSCI KLD400 SOC 464288570 92 1106 SH SOLE 0 0 1106 WISDOMTREE TR JAPN HEDGE EQT 97717W851 3 54 SH SOLE 0 0 54 ISHARES TR MSCI EMG MKT ETF 464287234 317 6289 SH SOLE 0 0 6289 ISHARES TR MSCI EAFE ETF 464287465 1 12 SH SOLE 0 0 12 ISHARES INC MSCI EMRG CHN 46434G764 10717 176735 SH SOLE 0 0 176735 ISHARES TR ESG AW MSCI EAFE 46435G516 230 2936 SH SOLE 0 0 2936 ISHARES INC ESG AWR MSCI EM 46434G863 69 1677 SH SOLE 0 0 1677 ISHARES TR ESG AWR MSCI USA 46435G425 406 4127 SH SOLE 0 0 4127 ISHARES INC MSCI JPN ETF NEW 46434G822 5 70 SH SOLE 0 0 70 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2 35 SH SOLE 0 0 35 ISHARES TR US TREAS BD ETF 46429B267 515 19403 SH SOLE 0 0 19403 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 9 90 SH SOLE 0 0 90 ISHARES TR ISHARES BIOTECH 464287556 95 588 SH SOLE 0 0 588 ISHARES TR IBONDS DEC21 ETF 46434VBK5 142 5744 SH SOLE 0 0 5744 ISHARES TR IBONDS DEC22 ETF 46434VBA7 149 5884 SH SOLE 0 0 5884 ISHARES TR IBONDS DEC23 ETF 46434VAX8 161 6195 SH SOLE 0 0 6195 ISHARES TR BARCLAYS 7 10 YR 464287440 78 677 SH SOLE 0 0 677 ISHARES TR CORE MSCI EAFE 46432F842 669 9004 SH SOLE 0 0 9004 ISHARES TR 3 7 YR TREAS BD 464288661 3 26 SH SOLE 0 0 26 ISHARES TR ISHS 1-5YR INVS 464288646 15 272 SH SOLE 0 0 272 ISHARES TR S&P MC 400VL ETF 464287705 62 600 SH SOLE 0 0 600 ISHARES TR CORE S&P SCP ETF 464287804 1648 15092 SH SOLE 0 0 15092 ISHARES TR SP SMCP600VL ETF 464287879 22 219 SH SOLE 0 0 219 ISHARES TR S&P SML 600 GWT 464287887 28 215 SH SOLE 0 0 215 ISHARES TR LATN AMER 40 ETF 464287390 9 325 SH SOLE 0 0 325 ISHARES TR MSCI INTL QUALTY 46434V456 23 598 SH SOLE 0 0 598 ISHARES TR US HOME CONS ETF 464288752 4 55 SH SOLE 0 0 55 ISHARES TR S&P 500 VAL ETF 464287408 35 241 SH SOLE 0 0 241 ISHARES TR CORE S&P500 ETF 464287200 1959 4547 SH SOLE 0 0 4547 ISHARES TR RUS 1000 ETF 464287622 252 1044 SH SOLE 0 0 1044 ISHARES TR RUSSELL 2000 ETF 464287655 62 286 SH SOLE 0 0 286 ISHARES TR RUS 2000 VAL ETF 464287630 22 140 SH SOLE 0 0 140 ISHARES TR RUSSELL 3000 ETF 464287689 30128 118218 SH SOLE 0 0 118218 ISHARES TR GLOBAL FINLS ETF 464287333 7 85 SH SOLE 0 0 85 ISHARES TR GLOB HLTHCRE ETF 464287325 3 39 SH SOLE 0 0 39 ISHARES TR CORE MSCI TOTAL 46432F834 39610 557890 SH SOLE 0 0 557890 ISHARES TR US HLTHCARE ETF 464287762 69 250 SH SOLE 0 0 250 ISHARES TR U.S. REAL ES ETF 464287739 21 202 SH SOLE 0 0 202 ISHARES TR US TRSPRTION 464287192 5 21 SH SOLE 0 0 21 ISHARES TR U.S. TECH ETF 464287721 114 1122 SH SOLE 0 0 1122 INVESCO EXCH TRADED FD TR II KBW HIG DV YLD 46138E610 122 6000 SH SOLE 0 0 6000 SPDR SER TR S&P INS ETF 78464A789 12 315 SH SOLE 0 0 315 SPDR SER TR S&P REGL BKG 78464A698 10 141 SH SOLE 0 0 141 ISHARES TR IBOXX INV CP ETF 464287242 175 1318 SH SOLE 0 0 1318 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2947 28909 SH SOLE 0 0 28909 ISHARES TR GLOBAL MATER ETF 464288695 7 84 SH SOLE 0 0 84 ISHARES TR PFD AND INCM SEC 464288687 5 140 SH SOLE 0 0 140 ISHARES TR MSCI USA QLT FCT 46432F339 32 241 SH SOLE 0 0 241 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 30673 204729 SH SOLE 0 0 204729 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 22 215 SH SOLE 0 0 215 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 276 2654 SH SOLE 0 0 2654 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5 72 SH SOLE 0 0 72 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 331 10852 SH SOLE 0 0 10852 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 134 902 SH SOLE 0 0 902 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 27 350 SH SOLE 0 0 350 SCHWAB STRATEGIC TR US TIPS ETF 808524870 104 1663 SH SOLE 0 0 1663 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 45 661 SH SOLE 0 0 661 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 475 4568 SH SOLE 0 0 4568 SPDR SER TR S&P 600 SML CAP 78464A813 7 72 SH SOLE 0 0 72 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 507 11969 SH SOLE 0 0 11969 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 6 114 SH SOLE 0 0 114 SPDR SER TR PORTFOLIO S&P500 78464A854 14 283 SH SOLE 0 0 283 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1 18 SH SOLE 0 0 18 SPDR SER TR PORTFOLIO SHORT 78464A474 52 1677 SH SOLE 0 0 1677 SPDR SER TR PRTFLO S&P500 GW 78464A409 73 1146 SH SOLE 0 0 1146 ISHARES TR TIPS BD ETF 464287176 6 45 SH SOLE 0 0 45 ISHARES TR 10-20 YR TRS ETF 464288653 8 53 SH SOLE 0 0 53 ISHARES TR 20 YR TR BD ETF 464287432 171 1187 SH SOLE 0 0 1187 ISHARES TR USD INV GRDE ETF 464288620 987 16424 SH SOLE 0 0 16424 VANGUARD INDEX FDS MID CAP ETF 922908629 549 2318 SH SOLE 0 0 2318 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 11 80 SH SOLE 0 0 80 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 46 117 SH SOLE 0 0 117 VANGUARD INDEX FDS TOTAL STK MKT 922908769 71 320 SH SOLE 0 0 320 SPDR SER TR S&P BIOTECH 78464A870 25 200 SH SOLE 0 0 200 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 34 914 SH SOLE 0 0 914 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5 55 SH SOLE 0 0 55 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 39 264 SH SOLE 0 0 264 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 13 285 SH SOLE 0 0 285 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 261 2049 SH SOLE 0 0 2049 SPDR SER TR S&P METALS MNG 78464A755 7 179 SH SOLE 0 0 179 SPDR SER TR S&P RETAIL ETF 78464A714 7 83 SH SOLE 0 0 83 ISHARES TR EXPONENTIAL TECH 46434V381 7788 124139 SH SOLE 0 0 124139 APPLE INC COM 037833100 3647 25773 SH SOLE 0 0 25773 AMAZON COM INC COM 023135106 335 102 SH SOLE 0 0 102 ANTARES PHARMA INC COM 036642106 86 23621 SH SOLE 0 0 23621 BK OF AMERICA CORP COM 060505104 588 13859 SH SOLE 0 0 13859 TOPBUILD CORP COM 89055F103 216 1052 SH SOLE 0 0 1052 BERKSHIRE HATHAWAY INC DEL CL A 084670108 823 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 194 709 SH SOLE 0 0 709 B2GOLD CORP COM 11777Q209 57 16750 SH SOLE 0 0 16750 CISCO SYS INC COM 17275R102 369 6788 SH SOLE 0 0 6788 CHEVRON CORP NEW COM 166764100 226 2223 SH SOLE 0 0 2223 COHBAR INC COM 19249J109 12 13000 SH SOLE 0 0 13000 DEERE & CO COM 244199105 228 679 SH SOLE 0 0 679 WISDOMTREE TR EMER MKT HIGH FD 97717W315 70 1616 SH SOLE 0 0 1616 DISNEY WALT CO COM 254687106 236 1395 SH SOLE 0 0 1395 FACEBOOK INC CL A 30303M102 412 1215 SH SOLE 0 0 1215 SPDR GOLD TR GOLD SHS 78463V107 213 1299 SH SOLE 0 0 1299 ALPHABET INC CAP STK CL C 02079K107 474 178 SH SOLE 0 0 178 ALPHABET INC CAP STK CL A 02079K305 417 156 SH SOLE 0 0 156 HONEYWELL INTL INC COM 438516106 864 4072 SH SOLE 0 0 4072 INTEL CORP COM 458140100 217 4075 SH SOLE 0 0 4075 JOHNSON & JOHNSON COM 478160104 243 1505 SH SOLE 0 0 1505 JPMORGAN CHASE & CO COM 46625H100 277 1691 SH SOLE 0 0 1691 MASCO CORP COM 574599106 646 11622 SH SOLE 0 0 11622 MICROSOFT CORP COM 594918104 643 2280 SH SOLE 0 0 2280 OWL ROCK CAPITAL CORPORATION COM 69121K104 13472 954098 SH SOLE 0 0 954098 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 1123 56692 SH SOLE 0 0 56692 PALOMAR HLDGS INC COM 69753M105 269 3326 SH SOLE 0 0 3326 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1114 6107 SH SOLE 0 0 6107 PUBLIC STORAGE COM 74460D109 466 1568 SH SOLE 0 0 1568 QUALCOMM INC COM 747525103 12789 99156 SH SOLE 0 0 99156 INVESCO QQQ TR UNIT SER 1 46090E103 9453 26408 SH SOLE 0 0 26408 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 2 53 SH SOLE 0 0 53 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 56 1442 SH SOLE 0 0 1442 SPDR S&P 500 ETF TR TR UNIT 78462F103 2484 5788 SH SOLE 0 0 5788 AT&T INC COM 00206R102 354 13098 SH SOLE 0 0 13098 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 234 4644 SH SOLE 0 0 4644 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 82 410 SH SOLE 0 0 410 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 580 2930 SH SOLE 0 0 2930 VANGUARD INDEX FDS VALUE ETF 922908744 525 3876 SH SOLE 0 0 3876 VANGUARD INDEX FDS GROWTH ETF 922908736 707 2436 SH SOLE 0 0 2436 SELECT SECTOR SPDR TR ENERGY 81369Y506 8 160 SH SOLE 0 0 160