Chief Compliance Officer

0001713458-17-000002.txt : 20171108 0001713458-17-000002.hdr.sgml : 20171108 20171108165822 ACCESSION NUMBER: 0001713458-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BDO Wealth Advisors, LLC CENTRAL INDEX KEY: 0001713458 IRS NUMBER: 473745874 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18106 FILM NUMBER: 171187339 BUSINESS ADDRESS: STREET 1: 501 RIVERSIDE AVE., SUITE 800 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043964015 MAIL ADDRESS: STREET 1: 501 RIVERSIDE AVE., SUITE 800 CITY: JACKSONVILLE STATE: FL ZIP: 32202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001713458 XXXXXXXX 09-30-2017 09-30-2017 BDO Wealth Advisors, LLC

501 RIVERSIDE AVE., SUITE 800 JACKSONVILLE FL 32202

13F HOLDINGS REPORT 028-18106 N David T. Albaneze Chief Compliance Officer 9043964015 David T. 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46429B689 124 1743 SH SOLE 0 0 1743 ISHARES TR MRGSTR MD CP ETF 464288208 18 103 SH SOLE 103 0 0 ISHARES TR MSCI EAFE ETF 464287465 5412 79031 SH SOLE 5837 0 73194 ISHARES TR MSCI EMG MKT ETF 464287234 463 10325 SH SOLE 3000 0 7325 ISHARES TR MSCI USA ESG SLC 464288802 105 1000 SH SOLE 0 0 1000 ISHARES TR N AMER TECH ETF 464287549 5 35 SH SOLE 0 0 35 ISHARES TR NASDAQ BIOTECH 464287556 64 193 SH SOLE 100 0 93 ISHARES TR RUS 1000 GRW ETF 464287614 1324 10585 SH SOLE 113 0 10472 ISHARES TR RUS 1000 VAL ETF 464287598 48 402 SH SOLE 102 0 300 ISHARES TR RUS 2000 GRW ETF 464287648 8 45 SH SOLE 22 0 23 ISHARES TR RUS 2000 VAL ETF 464287630 71 573 SH SOLE 34 0 539 ISHARES TR RUS MD CP GR ETF 464287481 65 570 SH SOLE 0 0 570 ISHARES TR RUS MDCP VAL ETF 464287473 179 2103 SH SOLE 103 0 2000 ISHARES TR RUS MID CAP ETF 464287499 115 585 SH SOLE 0 0 585 ISHARES TR RUSSELL 2000 ETF 464287655 144 972 SH SOLE 0 0 972 ISHARES TR S&P 500 GRWT ETF 464287309 228 1590 SH SOLE 1122 0 468 ISHARES TR S&P 500 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SPONSORED ADR 66987V109 66 770 SH SOLE 370 0 400 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1 74 PRN SOLE 74 0 0 NUVEEN NORTH CAROLINA QLTY M COM 67060P100 1 75 PRN SOLE 75 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 1 72 SH SOLE 72 0 0 NVIDIA CORP COM 67066G104 1604 8975 SH SOLE 600 0 8375 OCCIDENTAL PETE CORP DEL COM 674599105 19 296 SH SOLE 0 0 296 OPKO HEALTH INC COM 68375N103 3 500 SH SOLE 500 0 0 ORACLE CORP COM 68389X105 73 1505 SH SOLE 320 0 1185 PACCAR INC COM 693718108 25 339 SH SOLE 0 0 339 PAYPAL HLDGS INC COM 70450Y103 350 5460 SH SOLE 400 0 5060 PEPSICO INC COM 713448108 81 729 SH SOLE 304 0 425 PFIZER INC COM 717081103 837 23443 SH SOLE 2984 0 20459 PG&E CORP COM 69331C108 12 170 SH SOLE 100 0 70 PHILIP MORRIS INTL INC COM 718172109 57 515 SH SOLE 242 0 273 PIMCO ETF TR ACTIVE BD ETF 72201R775 26 244 SH SOLE 244 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1930 18963 SH SOLE 962 0 18001 PIONEER NAT RES CO COM 723787107 59 400 SH SOLE 0 0 400 PJT PARTNERS INC COM CL A 69343T107 2 41 SH SOLE 2 0 39 PNC FINL SVCS GROUP INC COM 693475105 16 120 SH SOLE 50 0 70 POTASH CORP SASK INC COM 73755L107 19 1000 SH SOLE 1000 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 52 481 SH SOLE 0 0 481 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 335 2300 SH SOLE 0 0 2300 PPL CORP COM 69351T106 163 4307 SH SOLE 0 0 4307 PRINCIPAL FINL GROUP INC COM 74251V102 14 218 SH SOLE 218 0 0 PROCTER AND GAMBLE CO COM 742718109 565 6207 SH SOLE 1012 0 5195 PRUDENTIAL FINL INC COM 744320102 19 179 SH SOLE 179 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 690 14920 SH SOLE 1250 0 13670 QUALCOMM INC COM 747525103 5 100 SH SOLE 100 0 0 QUANTA SVCS INC COM 74762E102 342 9150 SH SOLE 550 0 8600 RAVEN INDS INC COM 754212108 13 400 SH SOLE 0 0 400 RAYTHEON CO COM NEW 755111507 63 340 SH SOLE 35 0 305 REGENCY CTRS CORP COM 758849103 29 466 SH SOLE 0 0 466 REGIONS FINL CORP NEW COM 7591EP100 3 212 SH SOLE 0 0 212 REMARK HLDGS INC COM 75955K102 4 1000 SH SOLE 1000 0 0 RENASANT CORP COM 75970E107 52 1223 SH SOLE 0 0 1223 RESMED INC COM 761152107 10 134 SH SOLE 0 0 134 ROGERS COMMUNICATIONS INC CL B 775109200 15 300 SH SOLE 0 0 300 ROPER TECHNOLOGIES INC COM 776696106 1172 4815 SH SOLE 400 0 4415 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 47 746 SH SOLE 343 0 403 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 61 1002 SH SOLE 502 0 500 SANOFI SPONSORED ADR 80105N105 6 124 SH SOLE 0 0 124 SCANSOURCE INC COM 806037107 3 60 SH SOLE 60 0 0 SCHLUMBERGER LTD COM 806857108 21 300 SH SOLE 0 0 300 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 128 1900 SH SOLE 0 0 1900 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 24 275 SH SOLE 0 0 275 SELECT SECTOR SPDR TR ENERGY 81369Y506 172 2511 SH SOLE 961 0 1550 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 19 574 SH SOLE 0 0 574 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 253 2811 SH SOLE 750 0 2061 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 98 1201 SH SOLE 200 0 1001 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 66 2562 SH SOLE 0 0 2562 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 13 250 SH SOLE 0 0 250 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 384 6766 SH SOLE 0 0 6766 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 294 4975 SH SOLE 1500 0 3475 SHOPIFY INC CL A 82509L107 58 500 SH SOLE 0 0 500 SILICON LABORATORIES INC COM 826919102 12 150 SH SOLE 0 0 150 SINA CORP ORD G81477104 46 400 SH SOLE 0 0 400 SKYWORKS SOLUTIONS INC COM 83088M102 3 25 SH SOLE 25 0 0 SM ENERGY CO COM 78454L100 3 180 SH SOLE 180 0 0 SNAP INC CL A 83304A106 3 200 SH SOLE 0 0 200 SOUTHERN CO COM 842587107 71 1441 SH SOLE 0 0 1441 SOUTHWEST AIRLS CO COM 844741108 56 1000 SH SOLE 1000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 94 774 SH SOLE 0 0 774 SPDR S&P 500 ETF TR TR UNIT 78462F103 2375 9454 SH SOLE 196 0 9258 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17559 53806 SH SOLE 2455 0 51351 SPDR SER TR BLOOMBERG SRT TR 78468R408 11 390 SH SOLE 390 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 6119 125897 SH SOLE 11975 0 113922 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 213 5700 SH SOLE 0 0 5700 SPDR SERIES TRUST S&P BK ETF 78464A797 5 100 SH SOLE 0 0 100 SPDR SERIES TRUST S&P DIVID ETF 78464A763 144 1575 SH SOLE 0 0 1575 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 58 1180 SH SOLE 1180 0 0 STANLEY BLACK & DECKER INC COM 854502101 956 6330 SH SOLE 500 0 5830 STERICYCLE INC COM 858912108 16 225 SH SOLE 75 0 150 STRYKER CORP COM 863667101 5 35 SH SOLE 0 0 35 SUNTRUST BKS INC COM 867914103 5 82 SH SOLE 0 0 82 SYNOVUS FINL CORP COM NEW 87161C501 1 25 SH SOLE 0 0 25 TABLEAU SOFTWARE INC CL A 87336U105 7 100 SH SOLE 0 0 100 TALLGRASS ENERGY GP LP SHS CL A 874696107 14 500 SH SOLE 0 0 500 TARGET CORP COM 87612E106 743 12597 SH SOLE 650 0 11947 TERADYNE INC COM 880770102 37 1000 SH SOLE 0 0 1000 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 4 201 SH SOLE 201 0 0 TEXAS INSTRS INC COM 882508104 90 1000 SH SOLE 0 0 1000 THERMO FISHER SCIENTIFIC INC COM 883556102 1646 8699 SH SOLE 447 0 8252 TIME INC NEW COM 887228104 0 15 SH SOLE 0 0 15 TIME WARNER INC COM NEW 887317303 78 765 SH SOLE 350 0 415 TJX COS INC NEW COM 872540109 37 500 SH SOLE 0 0 500 TORONTO DOMINION BK ONT COM NEW 891160509 24 434 SH SOLE 0 0 434 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 12 100 SH SOLE 0 0 100 TRANSCANADA CORP COM 89353D107 13 256 SH SOLE 0 0 256 TRAVELERS COMPANIES INC COM 89417E109 1294 10561 SH SOLE 450 0 10111 TROVAGENE INC COM NEW 897238309 2 3000 SH SOLE 3000 0 0 TWITTER INC COM 90184L102 2 100 SH SOLE 0 0 100 TYSON FOODS INC CL A 902494103 754 10700 SH SOLE 1050 0 9650 U S PHYSICAL THERAPY INC COM 90337L108 12 200 SH SOLE 0 0 200 UGI CORP NEW COM 902681105 34 730 SH SOLE 125 0 605 UNILEVER N V N Y SHS NEW 904784709 94 1590 SH SOLE 100 0 1490 UNION PAC CORP COM 907818108 1243 10722 SH SOLE 838 0 9884 UNITED STATES STL CORP NEW COM 912909108 5 200 SH SOLE 0 0 200 UNITED TECHNOLOGIES CORP COM 913017109 764 6584 SH SOLE 211 0 6373 UNITEDHEALTH GROUP INC COM 91324P102 118 605 SH SOLE 0 0 605 UNUM GROUP COM 91529Y106 1263 24703 SH SOLE 1350 0 23353 US BANCORP DEL COM NEW 902973304 64 1200 SH SOLE 0 0 1200 USANA HEALTH SCIENCES INC COM 90328M107 10 180 SH SOLE 0 0 180 VALERO ENERGY CORP NEW COM 91913Y100 1058 13748 SH SOLE 910 0 12838 VALLEY NATL BANCORP COM 919794107 2 141 SH SOLE 0 0 141 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 6 59 SH SOLE 59 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6 76 SH SOLE 76 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 21575 263241 SH SOLE 25192 0 238049 VANGUARD INDEX FDS MID CAP ETF 922908629 15 105 SH SOLE 60 0 45 VANGUARD INDEX FDS REIT ETF 922908553 102 1230 SH SOLE 405 0 825 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 32 140 SH SOLE 0 0 140 VANGUARD INDEX FDS TOTAL STK MKT 922908769 349 2695 SH SOLE 2020 0 675 VANGUARD INDEX FDS VALUE ETF 922908744 9 87 SH SOLE 87 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12519 287331 SH SOLE 33575 0 253756 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 29 500 SH SOLE 500 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 15536 193886 SH SOLE 24420 0 169466 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1356 14303 SH SOLE 2419 0 11884 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 523 12037 SH SOLE 2188 0 9849 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 8 97 SH SOLE 57 0 40 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 143 1035 SH SOLE 375 0 660 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 231 3540 SH SOLE 1265 0 2275 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 129 850 SH SOLE 350 0 500 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 75 557 SH SOLE 0 0 557 VANGUARD WORLD FDS INF TECH ETF 92204A702 88 582 SH SOLE 0 0 582 VANGUARD WORLD FDS MATERIALS ETF 92204A801 43 334 SH SOLE 125 0 209 VANGUARD WORLD FDS TELCOMM ETF 92204A884 522 5657 SH SOLE 100 0 5557 VANGUARD WORLD FDS UTILITIES ETF 92204A876 224 1922 SH SOLE 0 0 1922 VAREX IMAGING CORP COM 92214X106 1 18 SH SOLE 18 0 0 VARIAN MED SYS INC COM 92220P105 5 47 SH SOLE 47 0 0 VECTREN CORP COM 92240G101 6 85 SH SOLE 0 0 85 VENTAS INC COM 92276F100 18 273 SH SOLE 0 0 273 VERIZON COMMUNICATIONS INC COM 92343V104 569 11490 SH SOLE 3079 0 8411 VISA INC COM CL A 92826C839 105 1000 SH SOLE 0 0 1000 WALGREENS BOOTS ALLIANCE INC COM 931427108 497 6430 SH SOLE 850 0 5580 WAL-MART STORES INC COM 931142103 1284 16433 SH SOLE 1905 0 14528 WAYFAIR INC CL A 94419L101 7 100 SH SOLE 0 0 100 WELLS FARGO CO NEW COM 949746101 164 2971 SH SOLE 1125 0 1846 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 1 185 PRN SOLE 185 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1 65 PRN SOLE 65 0 0 WESTERN DIGITAL CORP COM 958102105 43 500 SH SOLE 500 0 0 WESTERN UN CO COM 959802109 4 208 SH SOLE 0 0 208 WINDSTREAM HLDGS INC COM NEW 97382A200 0 234 SH SOLE 0 0 234 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 162 2501 SH SOLE 0 0 2501 WISDOMTREE TR US MIDCP EARNING 97717W570 3 90 SH SOLE 0 0 90 WYNDHAM WORLDWIDE CORP COM 98310W108 42 400 SH SOLE 50 0 350 XPO LOGISTICS INC COM 983793100 72 1059 SH SOLE 1059 0 0