0001493152-21-004824.txt : 20210225 0001493152-21-004824.hdr.sgml : 20210225 20210225153423 ACCESSION NUMBER: 0001493152-21-004824 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20210225 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Biofrontera AG CENTRAL INDEX KEY: 0001712641 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38396 FILM NUMBER: 21679894 BUSINESS ADDRESS: STREET 1: HEMMELRATHER WEG 201 CITY: LEVERKUSEN STATE: 2M ZIP: D-51377 BUSINESS PHONE: 011 49 214 876 00 MAIL ADDRESS: STREET 1: HEMMELRATHER WEG 201 CITY: LEVERKUSEN STATE: 2M ZIP: D-51377 6-K 1 form6-k.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO

RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of February 2021

 

Commission File Number: 001-38396

 

BIOFRONTERA AG

(Registrant’s name / Translation of registrant’s name into English)

 

Hemmelrather Weg 201, D-51377 Leverkusen Germany

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F [X] Form:40-F [  ]

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): N/A

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): N/A

 

 

 

 

 

 

EXHIBITS

 

Exhibit Number   Description
99.1  

Release according to article 40 para. 1 WpHG

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  BIOFRONTERA AG
     
  By: /s/ Hermann Lübbert
  Name: Hermann Lübbert
  Title: Chief Executive Officer
     
  By: /s/ Thomas Schaffer
  Name: Thomas Schaffer
  Title: Chief Financial Officer

 

Date: February 25, 2021

 

 
 EX-99.1 2 ex99-1.htm

 

Exhibit 99.1

 

Release according to article 40 para. 1 WpHG

 

Leverkusen, Germany (pta/25.02.2021/14:00) - Release of Voting Rights Announcement

 

Voting Rights Announcement

 

1. Details of issuer:

 

Name: Biofrontera AG
Legal Entity Identifier (LEI): 391200D6GFSVFGFQTL13
Street: Hemmelrather Weg 201
Postal code: 51377
City: Leverkusen, Germany

 

2. Reason for notification:

 

Acquisition / disposal of shares with voting rights

Acquisition / disposal of instruments

 

3. Details of person subject to the notification obligation

 

Legal entity: Quirin Privatbank AG

City of registered office, country: Berlin, Germany

 

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

 

5. Date on which threshold was crossed or reached

 

22.02.2021

 

6. Total positions

 

   % of voting rights attached to shares (total of 7.a.)   % of voting rights through instruments (total of 7.b.1 + 7.b.2)   Total of both in % (7.a. + 7.b.)   Total number of voting rights pursuant to Sec. 41 WpHG 
New   5.79    0.00    5.79    47,747,515 
Previous notification (if applicable)   0    18.79    18.79      

 

7. Details on total positions

 

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

 

ISIN  Absolute direct (Sec. 33 WpHG)   Absolute indirect (Sec. 34 WpHG)   In % direct (Sec. 33 WpHG)   In % indirect (Sec. 34 WpHG) 
DE0006046113   2,765,423    0    5.79    0.00 
Total:        2,765,423         5.79 

 

 
 

 

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

 

Type of instrument  Maturity / Expiration  Exercise or conversion period   Voting Rights Absolute   Voting Rights in % 
securities loans  23.02.2021   09.03.2021    0    0.00 
       Total:    0    0 

 

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

 

Type of instrument   Maturity / Expiration   Exercise or conversion period   Cash or physical transaction   Voting Rights Absolute   Voting Rights in % 
                              0    0.00 
                Total:    0    0 

 

8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

 

Name  % of voting rights (if at least 3% or more)   % of voting rights through instruments (if at least 5% or more)   Total of both (if at least 5% or more) 
                        

 

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

 

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

 

Date of general meeting: N/A

 

10. Other useful information

 

Date

24.02.2021

 

 

(end)

emitter: Biofrontera AG

address: Hemmelrather Weg 201, 51377 Leverkusen

country: Germany

contact person: Investor Relations

phone: +49 (0) 214 87 63 20

e-mail: ir@biofrontera.com

website: www.biofrontera.com

 

ISIN(s): DE0006046113 (share)

stock exchanges: regulated market in Dusseldorf, Frankfurt; free market in Munich, free market in Stuttgart; open market in Berlin, Tradegate

other stock exchanges: Nasdaq

 

 

 

 

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